Journal List > Ann Surg Treat Res > v.105(5) > 1516084750

Baik and Lee: Weighing the benefits of lymphadenectomy in early-stage colorectal cancer

Abstract

Recent advancements in endoscopic procedures have resulted in a growing diagnosis of early colorectal cancer (CRC) cases, where classical en bloc lymph node (LN) dissection is not performed and treatment is terminated with the removal of the main cancer lesion by endoscopy without pathologic LN staging. Although many studies report noninferior outcomes of endoscopic resection in comparison to surgical resection, a cautious approach to completing treatment with endoscopic resection alone is recommended because LN metastases may be present even in early-stage CRC. In most countries, including the United States, Europe, and South Korea, the guidelines for additional surgery after endoscopic resection are very similar. If LN metastasis is suspected, even in T1 stage or lower lesions, further surgery is an essential treatment modality, but confirmation of the presence of LN metastasis is perhaps the most difficult part of this process. Another paradoxical recent trend is the expansion of more extensive and complete surgical lymphadenectomy for CRC. The success rate of surgery has improved dramatically over the past decade with the introduction of surgical devices and minimally invasive surgery, and the associated risks have been significantly reduced. While the burden of surgery on patients is understandable, the indications for surgery in early colon cancer need to be carefully reviewed to improve cure rates. In this process, we believe that an integrated decision-making process with surgeons, radiologists, and pathologists, in addition to the opinions of endoscopists, will be an important process to improve the cure rate.

INTRODUCTION

Colorectal cancer (CRC) is a significant cause of cancer-related death worldwide. In Korea, CRC still occupied third position among all types of cancers, despite its decreasing trend over the previous 10 years [1]. A notable improvement in the survival rate was observed over the past 20 years, as indicated by the statistics report of the National Cancer Information Center in 2019 (Fig. 1). The survival rate increased from 56.2% to 74.3% across all stages [2]. This improvement in survival rates is due to a combination of factors including expanded national screening programs, propagation of concepts for early diagnosis and treatment, advances in surgical techniques, and the development of anticancer drugs [3].
Cancer staging is a priority for treatment planning, and in the process, identifying the lymph node (LN) metastasis in colon cancer is a basic diagnostic. Additionally, it is a therapeutic step in optimizing patient outcomes. Nodal metastasis is a key factor in determining colon cancer prognosis based on the American Joint Committee on Cancer (AJCC) staging system [45].
Despite the high quality of radiologic studies, such as CT, ultrasound, and MRI, which are performed for clinical staging, pathologic staging with microscopic examination of LN collected during surgery is regarded as the most accurate examination. However, recent advancements in endoscopic procedures have resulted in a growing diagnosis of early CRC cases, where classical en bloc LN dissection is not performed and treatment is terminated with the removal of the main cancer lesion by endoscopy without pathologic LN staging. This trend is expected to continue to expand owing to its significant advantages, including tumor removal without the need for anesthesia, hospitalization, and open surgery.
Additionally, the proportion of mucosal and submucosal cancers is increasing as the rate of cancer detected before the appearance of symptoms through national screening increases. Endoscopic resection for early-stage CRC is based on the assumption that early-stage CRC has a low risk of LN metastasis. If LN metastases occur, the CRC stage is upscaled to stage III; therefore, it is crucial to identify the presence of LN metastasis because it is associated with a poor prognosis and is subject to adjuvant treatment [6]. From this perspective, colorectal surgeons have always been cognizant of the standard surgical guidelines that recommend the combined resection of the colon and the primary blood supply vessel, as well as LN dissection in the surrounding area.
Many studies, including meta-analyses, have reported that endoscopic resection does not show inferior clinical outcomes compared to surgical resection. Therefore, the significance and indications of standard surgical lymphadenectomy for early colon cancer should be reconsidered.
This review was designed to explore the significance of LN metastases in CRC and to clarify the criteria for surgeon preparation for standard lymphadenectomy.

MAIN BODY

AJCC Staging of colon cancer

CRC staging was initially proposed by Dukes in 1932 (Fig. 2) [7], which is based on the pathological assessment of tumor spread and LN metastasis specifically in rectal cancer. Dukes classified the disease into 3 stages: tumors confined to the rectum, tumors outside the rectal wall, and those with metastases to the surrounding LNs. These groupings were established based on Dr. Dukes’ observations and the classification of many rectal tumor specimens during his work at St. Marks Hospital in London, which had a strong focus on perineal surgery [8].
Further subclassification and modification of staging were performed by Astler and Coller [9] in 1954 (Fig. 2). They proposed splitting stage A into stages A and B1. Only superficial tumors limited to the mucosa were included in stage A, and those infiltrating the submucosa but not crossing the muscularis propria were included in stage B1. Ex-stage B becomes B2. No metastases were observed in stages A, B1, or B2. Cases with positive LNs were included in stages C1 and C2, corresponding to stages B1 and B2, respectively, with associated LN metastases. In addition to this division, Turnbull proposed stage D for tumors with distant metastasis to other organs, and the 3 main factors determining the stage were not significantly changed despite changes in the mainstream staging system over the decades.
Since 1977, TNM staging by the AJCC has been established internationally and the 8th edition was released in 2016 with continuous refinement (Fig. 2) [10]. In the 8th edition, the AJCC expanded the use of nonanatomic prognostic factors and biomarkers in assigning prognostic stage groups. It is believed that the AJCC will continue to change and develop minor modifications that will lead to better clinical decision-making. A section on the currently available risk assessment models is included in the Disease Site chapter for a few pilot sites in the 8th edition.

Current trend of endoscopic procedure

Endoscopic resection is one of the most significant advances in the treatment of CRC. Endoscopic resection of colon neoplasms is also a topical issue in global healthcare within the current screening programs for CRC and reduction of cancer-related mortality [111213]. Before the introduction of endoscopic resection, surgical removal of diseased bowel with lymphadenectomy was the preferred treatment for all stages of CRC, including early-stage CRC.
Endoscopic resection for early-stage CRC is now well established, with its safety confirmed by cumulative clinical data, meta-analyses, and systemic reviews reporting data from multiple institutions. The increased use of endoscopic resection is also supported by advances in endoscopic instruments, such as variable-sized transparent caps, submucosal injectants, knives, hooks, and more [14]. Depending on the depth of the tumor, endoscopic mucosal resection (EMR) may be attempted, or endoscopic submucosal dissection (ESD) may be performed. The criteria for these procedures are well documented in textbooks and are commonly practiced worldwide. The basic principle of EMR involves elevating the tumor using a saline injection, encircling the affected mucosa using a snare device, and excising it with electrocautery. Regarding ESD, after submucosal injection, the mucosal margin is incised, and dissection along the submucosa is continued with caution to mitigate unwanted complications such as perforation or bleeding.
The European Society of Gastrointestinal Endoscopy has published clinical guidelines for colonic polypectomy and EMR [1516]. According to their guidelines, endoscopic procedures should be approached cautiously in cases of lesion size exceeding 40 mm, ileocecal valve location, previously failed resections, and lesion size, shape, as well as location, which are associated with incomplete resection or tumor recurrence. They suggested that surgical resection or ESD may be appropriate alternatives for high-risk lesions, although EMR is an effective and safe procedure, specifically when suggestive of invasive disease. Because the perforation rate associated with colorectal ESD is as high as 1.4%–20.4%, the selection for ESD has been challenging until now.
The United States Multi-Society Task Force released recommendations for endoscopic removal of CRC in 2020 [17]. They recommended EMR for nonpedunculated lesions of >20 mm and referral for surgery in cases suggestive of deep submucosal tumors. Furthermore, they mentioned endoscopic full-thickness resection in the colon and rectum, which was recently focused on as a substitute for the surgical removal of submucosal lesions. The development of full-thickness resection is based on recent advances in new instruments and expanded usage of traditional tools, as well as advances in endoscopist skills and clinical experience. It is still too early to confirm the safety and prognosis of this method and further accumulation of clinical results is required.
The Korean Society of Gastroenterology released the Clinical Practice Guidelines for the Endoscopic Resection of Early Gastrointestinal Cancer in 2020 [1218]. Because recurrence and LN metastasis of submucosal CRC after EMR are more suspected, additional surgery is recommended when the histological findings after endoscopic resection suggest a high risk of LN metastasis, such as poor histologic types (poorly differentiated adenocarcinoma, signet ring cell carcinoma, and mucinous carcinoma).
As aforementioned, the guidelines for EMRs worldwide are not very different. Because most aim to expand the indications for endoscopically resectable lesions and provide stable follow-up, future trends in Korea will likely continue to change steadily.

Identification of lymph node metastasis in early colon cancer

Clinical staging based on CT is usually the first step in planning the endoscopic resection of a suspected malignant colorectal tumor. Endoscopic resection was attempted when clinical staging results showed no evidence of LN enlargement around the tumor or systemic metastasis. This is based on the premise that the endoscopic resection of malignant tumors is based on clinical staging. It is not uncommon for clinicians to encounter a case where the clinical stage is thought to be N0 at the time of attempted endoscopic resection, but when surgical resection is subsequently performed to confirm the histologic stage, the final pathologic stage is N1 or higher (Table 1) [192021222324252627282930].
In CT images, LNs with a diameter greater than 10 mm are usually regarded as malignant, but other imaging features have also been examined, such as border irregularities, nodal texture heterogeneity, and nodal shape [3132]. Unfortunately, the reported accuracy of CT for detecting LN metastasis has not been satisfactory. To provide more refined predictability, radiologists attempted to define the accuracy of LN metastasis.
Li et al. [33] reported LN features on CT scans of patients with T1 cancer who underwent surgery, which revealed that tumor necrosis, irregular outer border, and heterogeneous enhancement were significantly related to nodal metastasis. Therefore, it would help make decisions regarding definitive surgery for early colon cancer.
PET, which is less useful for minute malignant lesions, is not helpful for LN staging in early colon cancer. To date, CT is considered the most useful radiologic tool for predicting LN metastasis, despite its unsatisfactory accuracy.
Due to the limitations of radiological examination of LN metastasis, endoscopists have focused on the predictive value of endoscopic findings and microscopic features of the tumor itself.
Bianco et al. [34] reported that a tumor size of >10 mm, sessile type tumor, submucosal 3 lesion, insufficient margin in univariate analysis, borderline margin, and lymphovascular invasion in multivariate analysis have significant predictive power for LN metastasis. Accordingly, the accuracy of radiological diagnosis combined with endoscopic findings is currently the most meaningful method for predicting LN metastasis.

Survival benefit of lymphadenectomy

Traditional CRC surgery is based on the principle of en bloc resection, which involves simultaneous ligation of the large intestine where the cancer is located and the major blood vessels to that location and simultaneous resection of most of the soft tissue, including the LNs around the named arteries. The technique proposed by Hohenberger et al. [35] in 2009, namely, complete mesocolic excision (CME), a sequel to the concept of total mesorectal excision in rectal cancer, was introduced and rapidly accepted to reduce the incidence of local recurrence and increase survival in patients with colon cancer [35]. In cases of right-sided colon cancer, dissection is achieved along the anatomical planes (embryonic planes), followed by ligation of the colonic supplying vessels to the right of the superior mesenteric vein and cleaning of the surrounding lymphoadipose tissue.
D3 lymphadenectomy was first proposed in the Japanese guidelines for the treatment of colon and rectal cancer in 1977 [36]. This concept has been established as the surgical standard in Japan, Korea, China, etc ever since. It includes the complete removal of the paracolic, intermediate, and central LNs [37]. This requires further exposure and skeletalization of the major arterial trunk. These 2 concepts are not different, but their points of emphasis are different. Whereas the Western concept of CME focuses on the anatomical concept of resection along the embryological layer, the Japanese concept focuses on the exact grouping and location of the LNs being removed. Karachun et al. [3738] reported that the final result of surgery for the difference between the 2 concepts is the length of the resected bowel, based on a report by West et al. [39] in 2012, which is not a widely accepted theory.
The survival gains of these surgical interventions led surgeons to enthusiastically pursue CME or D3 dissection, and it has been thought to be the gold standard [40]. Recently, however, questions have been raised regarding the biased analyses of these results, and other types of outcomes have been reported, particularly in early colon cancer. In addition, the significance of massive dissection has been questioned because a series of studies showed no difference in survival and disease-free survival between EMR and ESD patients without lymphadenectomy and those who underwent surgical resection [414243444546474849].
Bae et al. [50] reported that the overall outcome of T1 CRC depends on the treatment method. They reported no differences in survival and recurrence rates during a 42-month median follow-up period between patients who underwent endoscopic resection only, endoscopic resection first, surgery later, and surgery first. However, as noted in their discussion, there was a selection bias in determining treatment, which is the most important issue for LN staging.
Recently, Nishizawa et al. [51] released a systematic review of the outcomes of ESD for colorectal epithelial neoplasms. They reviewed 14 articles and reported an average 5-year survival rate of 99.4% and a local recurrence rate of 1.6%. In their results, a local recurrence rate of 3.8–14.5 and a distant metastasis rate of 0%–6.3% were significantly associated with incomplete resection, deep submucosal invasion or vascular and lymphatic invasion, and poor histology. This analysis suggests that surgery should be considered in early CRC, even though statistics show that recurrence rates after endoscopic resection are not higher than those after surgical resection.
Given that the survival rate after endoscopic resection alone is not inferior to that after surgical resection, the value of surgical resection for early colon cancer should be reconsidered. As mentioned earlier, the fundamental difference between EMR and surgical resection is full-thickness removal of the bowel and lymphadenectomy. If there is no difference in outcome between the 2 treatments, it is natural to favor simpler, lower-risk, and less inconvenient treatment for the patient. It is necessary to ensure that the patient is not penalized by an incorrect treatment policy that ignores findings that may suggest recurrence. It is time to detail new guidelines for selecting the patients for surgical resection and the extent of surgery by scaling various information from the EMR [52].

CONCLUSION

Endoscopic surgery is an excellent treatment option for CRC. As the number of people eligible for colonoscopy increases due to the gradual expansion of screening programs, the importance of diagnosing and treating cancer in its early stages is well understood by the public. As life expectancy is increasing worldwide the incidence of cancer is increasing rapidly. As long as it is safe, there is no reason not to aggressively treat the aging population, and the growing access to endoscopic therapy is very encouraging [53]. However, because LN metastases in early CRC are not uncommon, surgical treatment should be seriously considered in cases of present risk factors such as insufficient margins, submucosal involvement, lymphatic invasion, etc. In the process of planning the treatment, the surgeons need to decide on the treatment method after sufficient review together with specialists of other fields such as endoscopist, radiologist, and pathologist.

Notes

Fund/Grant Support: None.

Conflict of Interest: No potential conflict of interest relevant to this article was reported.

Author Contribution:

  • Conceptualization: RAL.

  • Formal Analysis, Investigation, Methodology: SMB, RAL.

  • Writing – Original Draft: SMB, RAL.

  • Writing – Review & Editing: SMB, RAL.

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Fig. 1

Changes in the 5-year survival rate of colorectal cancer in South Korea.

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Fig. 2

Illustration of the American Joint Committee on Cancer (AJCC) stages, Dukes’ classification, and Astler-Coller classification.

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Table 1

Literature on lymph node metastasis and endoscopic resection in T1 colorectal cancer

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CRC, colorectal cancer; LNM, lymph node metastasis; EMR, endoscopic mucosal resection; ESD, endoscopic mucosal resection.

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