Abstract
Purpose
Bronchopulmonary dysplasia (BPD) is one of the most fatal respiratory morbidities in preterm infants, causing adverse respiratory and neurodevelopmental outcomes. Despite advances in neonatal ventilator care, the incidence of BPD has been static or even increased. The purpose of this study was to evaluate the incidence of BPD in a single center over 10 years.
Methods
Preterm infants with gestational age (GA) <30 weeks who were admitted to Inje University Busan Paik Hospital from January 2009 to December 2018 and sur vived 28 days or more were enrolled. The incidence of BPD according to year and GA and the risk factors of BPD were evaluated.
Results
Among 629 infants, 521 infants who survived 28 days or more were enrolled (BPD group, n=252; non-BPD group, n=269). The incidence of BPD was 48.4%, with moderate to severe BPD accounting for 13.9%. In preterm infants with GA ≤25, 26 to 27, and 28 to 29 weeks, the incidences of BPD were 57.5%, 51.5%, and 14.6%, respectively, with moderate to severe BPD accounting for 23.8%, 10.5%, and 3.7%, respectively. The incidence of BPD decreased from 68% in 2009 to 34.3% in 2014. Subsequently, it increased. Surfactant re-dosing and patent ductus arteriosus were more frequent in the BPD group than in the non-BPD group.
Bronchopulmonary dysplasia (BPD) is one of the most fatal respiratory morbidities in preterm infants. BPD was first coined by Northway et al.1) in 1967 as a chronic lung injury in preterm infants treated with oxygen and mechanical ventilation. Despite advances in neonatal ventilator care with reduced intubation and ventilation, increased early nasal continuous positive airway pressure (CPAP), and increased high flow nasal cannula (HFNC), the incidence of BPD has remained the same or even increas ed. This might be due in part to active resuscitation with improved survival of extremely low birth weight infants (ELBWIs, birth weight <1,000 g) and extreme preterm infants at greatest risk of BPD2). The incidence of BPD (defined as oxygen require ment at 36 weeks of postmenstrual age [PMA]) in preterm infants with gestational age (GA) <29 weeks increased from 32% in 1993 to 45% in 20003), but it was seen to be static from 2008 to 2014 in another study4). The incidence of BPD among preterm infants with birth weight <1,250 g increased from 34% in 2001–2004 to 39% in 20065), and was 19% in very low birth weight infants (birth weight <1,500 g) and 30% in ELBWIs in another study6). BPD defined as oxygen dependency for ≥28 days of life was reported in up to 58% of preterm infants with GA <30 weeks in 2000 to 20137). Although the incidence of BPD differs according to cen ters, it shows an increasing trend.
BPD is related to increased mortality, cardiovascular impairment, poor growth, long-term respiratory impairment, and poor neurodevelopmental outcome8). Some preterm infants with severe BPD require supplemental oxygen or respiratory support for months or years. The increased number of infants with these comorbidities of BPD is an emerging social issue. Thus, it is important to reduce the incidence of BPD to improve outcomes of preterm infants.
The incidence of BPD in a single center over a long period can be used to evaluate the quality of neonatal care in a neonatal intensive care unit (NICU). Hence, the objective of this study was to evaluate the incidence of BPD by year in a single center over 10 years. The incidence of BPD according to GA was evaluated. Maternal and infant risk factors of BPD were also evaluated to suggest ways to reduce BPD in preterm infants.
Preterm infants with GA <30 weeks who were admitted to Inje University Busan Paik Hospital from January 2009 to December 2018 were enrolled. Preterm infants with chromosomal abnormalities or life-threatening major congenital malformations such as cardiac anomalies or pulmonary hypoplasia were excluded, as these conditions could be confounding factors by interfering with pulmonary function and survival. BPD was defined as an oxygen need or respiratory support at 36 weeks of PMA with oxygen treatment for at least the first 28 days9). BPD was graded by the National Institute of Child Health and Human Development (NICHD) consensus10): (1) mild BPD, breathing room air at 36 weeks of PMA or discharge; (2) moderate BPD, need for <30% oxygen at 36 weeks of PMA or discharge; and (3) severe BPD, need for ≥30% oxygen with or without respiratory support at 36 weeks of PMA or discharge. Demographic factors and outcomes were compared between the BPD and non-BPD groups. Demo graphic factors included GA, birth weight, gender, Apgar score, maternal pregnancy-induced hypertension (PIH), maternal gestational diabetes mellitus (GDM), antenatal steroid therapy, and histologically confirmed chorioamnionitis. Outcomes included respiratory distress syndrome (RDS), surfactant re-dosing, patent ductus arteriosus (PDA), ligation of PDA, duration of invasive ventilation and non-invasive ventilation, total duration of mechanical ventilation, duration of oxygen supply, and duration of hospital stay. The decision of surfactant re-dosing was left to the attending physician and was based on patient severity determined by chest radio graphy, blood gas analysis, and ventilator settings with need for >40% oxygen. Rates of mortality, BPD, and moderate to severe BPD were compared according to year and GA (≤25, 26 to 27, and 28 to 29 weeks). For continuous variables with a normal distribution and homogeneous variance, t-tests were performed for comparing two groups. For variables without a normal distribution or without homogeneous variance, such as GA, the Mann-Whitney U-test was performed for two groups. For nominal variables, the chi-square test or Fisher’s exact test was performed. The chisquare test for trend (Cochran-Armitage test) was performed for the annual change of incidence of BPD and mortality rate. All statisti cal analyses were performed using SPSS version 25.0 (IBM Co., Armonk, NY, USA). Data are given as mean±standard deviation. Statistical significance was considered at P<0.05.
A total of 629 preterm infants under 30 weeks of GA were admitted. Six preterm infants with chromosomal abnormalities or major congenital malformations were excluded (one case of double outlet right ventricle with pulmonary stenosis; one case of lethal atelosteogenesis type 1; two cases of Edwards syndrome; two cases of multiple anomalies). After excluding 108 infants who were dead before 28 days, 521 preterm infants who survived 28 days or more days were enrolled (BPD group, n=252; non-BPD group, n=269). GA and birth weight were smaller in the BPD group than in the non-BPD group (26.3±1.7 weeks vs. 28.5±1.2 weeks, P<0.001; 846.4±209.7 g vs. 1,202.4±255.0 g, P=0.013, respec tively). The gen der ratio or Apgar score at 1 minute was not significantly different between the two groups. However, the Apgar score at 5 minutes was lower in the BPD group than in the nonBPD group (6.4±1.2 vs. 7.1±1.0, P<0.001). Maternal PIH, antenatal steroid therapy, or chorioamnionitis was not significantly differ ent between the two groups. GDM was more frequent in the non-BPD group (Table 1).
Most patients had RDS, and surfactant re-dosing was more frequent in the BPD group than in the non-BPD group (19% vs. 11.5%, P=0.020). Hemodynamically significant PDA (78.2% vs. 46.1%, P<0.001) and ligation of PDA (40.9% vs. 3.3%, P<0.001) were more frequent in the BPD group than in the non-BPD group. The total duration of ventilation (39.8±26.4 days vs. 6.2± 5.5 days, P<0.001), duration of invasive ventilation (29.3±22.2 days vs. 4.3± 4.1 days, P<0.001), and duration of oxygen supply (29.3±26.0 days vs. 4.1±5.8 days, P<0.001) were longer in the BPD group than in the non-BPD group. Hospital stays were also longer in the BPD group compared to the non-BPD group (98.4±32.2 days vs. 60.7± 18.2 days, P<0.001) (Table 2).
Mortality, BPD, and moderate to severe BPD did not decrease according to year. A total of 131 infants died (108 infants died <28 days and 23 infants died ≥28 days). Thus, the overall mortality rate of preterm infants with GA less than 30 weeks was 20.8%. The mortality rate was the lowest in 2012 (9.2%). The mortality rate was lower in 2017 compared to 2016. The overall incidence of BPD was 48.4%. The incidence of moderate to severe BPD was 13.9%. The incidence of BPD decreased from 68% in 2009 to 34.3% in 2014 (P= 0.001). It then increased to 65.7% in 2017 and 55.9% in 2018. From 2012 to 2014, the incidence of BPD decreased while mor tality, especially in preterm infants with GA ≤25 weeks, in creased. From 2016 to 2017, the incidence of BPD increased while mortality, especially in preterm infants with GA ≤25 weeks, decreased. However, there was no statistically significant trend between the incidence of BPD and mortality rate of preterm infants with GA ≤25 weeks. The incidence of moderate to severe BPD decreased in 2014 (7.8%) but increased in 2016 (25%) (Figure 1).
Mortality and incidence of BPD, especially moderate to severe BPD, decreased as GA increased. Mortality rate was 38.1% in those with GA ≤25 weeks, 15.8% in those with GA 26 to 27 weeks, and 5.3% in those with GA 28 to 29 weeks (P<0.001). In those with GA ≤25, 26 to 27, and 28 to 29 weeks, the incidences of BPD were 57.5%, 51.5%, and 14.6%, respectively (P<0.001). The inci dences of moderate to severe BPD were 23.8%, 10.5%, and 3.7%, in those with GA ≤25, 26 to 27, and 28 to 29 weeks, respectively (P<0.001). Death or BPD was 95.6% in those with GA ≤25 weeks, 66.3% in those with GA 26 to 27 weeks, and 19.9% in those with GA 28 to 29 weeks (P<0.001). This meant that survival without BPD increased from 4.4% in those with GA ≤25 weeks to 33.7% in those with GA 26 to 27 weeks, and then 80.1% in those with GA 28 to 29 weeks (Figure 2).
BPD is associated with adverse respiratory outcomes and poor neurodevelopmental outcomes in preterm infants11-13). In particular, infants with severe BPD who need respiratory support at 36 weeks of PMA are more likely to be neurodevelopmentally impaired at 2 years of age than those with mild to moderate BPD7). Various drugs have been used to treat BPD over the past 20 years. However, only a few drugs have shown to be effective14,15). Currently, there is no drug approved by the U.S. Food and Drug Administration (FDA) to prevent BPD16). Aggressive surfactant instillation has been used to reduce BPD. Surfactants have been administered as prophylactic therapy in preterm infants with GA <30 weeks or with a birth weight ≤1,250 g in Korea since January 201117). Less invasive ventilators18,19), less invasive surfactant admini stration20), and even surfactant administra tion without intubation21) have been tried to reduce BPD. Despite a variety of efforts as previously mentioned, the incidence of BPD has not decreased.
The definition of BPD was revised several times after its first description by Northway et al.1) in 1967. Shennan et al.22) have suggested that oxygen requirement at 36 weeks of PMA is more predictive of an adverse respiratory outcome than oxygen requirement for ≥28 days of life. The definition of BPD was revised in 200010) at a workshop organized by NICHD on the basis of respiratory status at 36 weeks of PMA. This has become the most widely used definition for BPD10). The physiologic definition of BPD is also used in infants at 36 weeks of PMA with an oxygen reduction test to confirm oxygen requirement23).
The incidence of BPD differs according to different centers. Inter-center differences may be caused by different definitions used for BPD in each center. The overall incidence of BPD was 48.4%, with moderate to severe BPD accounting for 13.9% in this study from 2009 to 2018. A similar result was reported by ano ther study that the incidence of BPD was 42%, with moderate to severe BPD at 19%24). According to a nationwide survey from 52 NICUs in Korea in 201225), the incidence of BPD was 28% and that of moderate to severe BPD was 16% in infants with GA <32 weeks. This incidence of BPD was lower than in the present study. However, the GA of the enrolled preterm infants was younger in the present study (GA <30 weeks vs. GA <32 weeks). In another nationwide study from 55 NICUs in Korea in 201526), the incidence of moderate to severe BPD increased to 33% in preterm infants with GA <32 weeks. This incidence of BPD was higher than in the present study. The incidence of BPD in pre term infants with GA <30 weeks from 2000 to 2013 was 58% as reported by Malavolti et al.7), which was higher than that in the present study. In a large neonatal network dataset, the incidence of BPD defined as oxygen requirement at 36 weeks of PMA (corresponding to moderate to severe BPD) increased from 19% in 1990 to 1991 to 23% in 1995 to 1996 and 22% in 1997 to 2002 by the NICHD Neonatal Research Network27). The improved survival of ELBWIs was sug gested as the cause of the steady incidence of BPD. On the contrary, the incidence of BPD defined as oxygen requirement at 36 weeks of PMA decreased from 36.6% in 2001 to 26.8% in 2003 based on the Vermont Oxford Network28).
The incidence of BPD decreased from 68% in 2009 to 34.3% in 2014. It then increased again thereafter in the present study. From 2009 to 2011, BPD incidence decreased while mortality of extreme preterm infants increased. Mortality, especially mortality of extreme preterm infants, was lowest in 2012. However, the incidence of BPD and moderate to severe BPD did not increase, and was rather static. From 2012 to 2014, the BPD incidence decreased while the mortality of extreme preterm infants increas ed in this study. On the contrary, from 2016 to 2017, the incidence of BPD increased while the survival of extreme preterm infants improved. This inverse proportion of BPD and mortality rate can be explained by the theory that BPD is increased by the improved survival of extreme preterm infants at greatest risk of BPD29). However, there was no statistical significance between the incidence of BPD and mortality rate of preterm infants with GA ≤25 weeks in the present study. The lowest mortality without increasing BPD in 2012 may partly be explained by improved neonatal intensive care with enough neonatologists. There were three attending physicians in our NICU in 2012. The incidence of BPD increased from 2014. This may be partly explained by the increased use of HFNC in our NICU, which was introduced in 2013 to reduce the use of nasal CPAP. However, there is a worrisome trend of using HFNC instead of oxygen or using HFNC in infants who do not absolutely need it.
A younger GA was a risk factor for BPD in this study, which was expected. Surfactant re-dosing, PDA, and ligation of PDA were also risk factors for BPD in this study. Surfactant re-dosing reflects a poor lung status in early postnatal ages. Longstanding PDA increases pulmonary blood flow and causes pulmonary edema, decreases lung compliance, and increases lung inflammation. Hence, PDA can adversely affect BPD. However, whether hemodynamically significant PDA is one of the risk factors of BPD is controversial30). Histologically confirmed chorioamnionitis was not significantly different between the two groups in this study. Our hospital started reviewing placental histology in late 2010 and early 2011; therefore, this result might be due to missing data that could have affected our statistical power.
The strength of this study is that it was a single center study. There were no inter-center differences in the definition for BPD. In addition, the same diagnostic criteria for BPD were used. There were no differences according to caregivers’ practice styles, such as weaning of ventilators, oxygen, or targeted oxygen sa turation. Since uniform diagnostic criteria for BPD and uni form care practice were used, the real incidence of BPD could be evaluated. However, this study also has limitations. The NICU was closed for a period of time without a neonatologist. This might have affected the number of admissions and the outcomes of preterm infants, especially extreme preterm infants at the limit of viability. The physiologic definition of BPD, which could reduce the variation and incidence of BPD, was not used in this study. As such, there are chances of overestimation and reporting inaccurate incidences of BPD.
In conclusion, the incidence of BPD did not decrease over a ten-year period despite advances in neonatal care. the incidence of BPD decreased from 2009 to 2014, but then increased. The overall incidence of BPD was 48.4%, with moderate to severe BPD ac counting for 13.9%.
Notes
Ethical statement
The study protocol was reviewed and approved by the Institutional Review Board of Inje University Busan Paik Hospital, Busan, Korea (identification code: 19-0138) in accordance with the Declaration of Helsinki. The Institutional Review Board waived the need for informed consent for this retrospective chart review.
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Table 1.
Table 2.
Variable | BPD (n=252) | Non-BPD (n=269) | P-value* |
---|---|---|---|
RDS | 252 (99.2) | 265 (98.5) | 0.687 |
Surfactant re-dosing | 48 (19.0) | 31 (11.5) | 0.020 |
PDA | 197 (78.2) | 124 (46.1) | <0.001 |
Ligation of PDA | 103 (40.9) | 9 (3.3) | <0.001 |
Total duration of mechanical ventilation (d) | 39.8±26.4 | 6.2±5.5 | <0.001 |
Duration of invasive ventilation (d) | 29.3±22.2 | 4.3±4.1 | <0.001 |
Duration of oxygen supply (d) | 29.3±26.0 | 4.1±5.8 | <0.001 |
Hospital stay (d) | 98.4±32.2 | 60.7±18.2 | <0.001 |