Abstract
Purpose
This study aimed to investigate the prevalence of delayed thyroid dysfunction based on iodine disinfectant use and to analyze associated risk factors.
Methods
A retrospective study was conducted on late preterm infants admitted to the neonatal intensive care unit between January 2010 and June 2018, who underwent neonatal thyroid screening (NTS) and ≥2 thyroid function tests (TFTs). NTS was performed 3 days after birth, with at least two TFTs 1 week and 2 to 4 weeks after birth. To distinguish between normal and dysfunctional thyroid levels, we reviewed TFT results at 2 to 4 weeks and examined possible risk factors for the development of thyroid dysfunction.
Results
Of 295 late preterm infants, 262 were enrolled with a mean gestational age and birth weight of 34.8±0.7 weeks and 2,170±454 g, respectively. A total of 7.6% developed hyperthyrotropinemia at the age of 24.3±14.6 days (range, 12 to 69). The incidence of hyperthyrotropinemia during iodine use was approximately 12.6%, while that during discontinuation was 2.4% (P=0.002). Multivariate analysis revealed that small for gestational age (SGA), iodine disinfectant use, and abnormal NTS results were significant risk factors for delayed hyperthyrotropinemia (adjusted odds ratio [AOR]: 4.27, P=0.008; AOR: 8.24, P=0.003; and AOR: 7.80, P=0.002, respectively).
Late preterm infants (born at 34 to 36 weeks gestation) account for approximately 80% of preterm infants worldwide and are expected to occupy a relatively high percentage of the population in the coming years [1]. This group had been called “near term” but was renamed as “late preterm,” recognizing the importance of the development in the last 6 weeks of pregnancy [2-4]. Over the past 10 years, some studies have observed delayed development and cognitive decline in late preterm infants [5-7]. However, it is difficult to determine the factors that contribute to this delayed development since hospitalization criteria for these patients differ across units [8,9] and these infants are often not followed. A study conducted by Cuestas et al. [10] showed that these infants are significantly disadvantaged due to the long-term effects of hyperthyrotropinemia that persist until childhood.
Thyroid hormones play a diverse role in the maintenance of homeostasis and are critical for neurodevelopment, particularly during the fetal and neonatal periods [11]. Hypothyroidism during this period can cause unrecognized cognitive disorders; however, with the introduction of neonatal thyroid screening (NTS) policies, these irreversible cognitive impairments can now be significantly minimized to prevent further medical complications [12]. However, data gathered over the past two decades suggest that due to delayed thyroid dysfunction in premature infants, one NTS program is insufficient to estimate the effects on future development. Delayed thyroid dysfunction is known to develop due to hypothalamus-pituitary-thyroid axis immaturity, various diseases, and use of medications, including topical iodine, in premature infants [13]. Therefore, it is highly recommended that hospitals perform repeat thyroid function tests (TFTs) in extremely premature infants [14-17]. In practice, clinicians tend to conduct follow-ups regularly according to these guidelines for extremely early premature infants but not for late premature infants.
In relation to this institution’s neonatal intensive care unit (NICU), the authors reported that patients had been exposed to iodine disinfectant before blood, cerebrospinal fluid, and urine culture tests; central line insertions; and periodic dressings. Given that there are many late preterm neonates, it is important to identify their individual physiology and formulate specific follow-up guidelines for improved outcomes. Due to a heightened awareness of this existing issue, medical staff aims to prevent iodine overload by implementing the institution’s infection control guidelines enacted in 2015, which substituted the standard iodine disinfectant with 0.5% to 2% chlorhexidine gluconate.
The primary purpose of this preliminary study was to compare the prevalence of thyroid dysfunction during the use and discontinuation of iodine disinfectants to determine its effects on the thyroid function of late preterm neonates. Furthermore, we analyzed specific risk factors to establish the basis of patient follow-up guidelines, with heightened consideration of thyroid hormone effects on neurodevelopment.
This single-center retrospective study was conducted to determine the clinical characteristics and risk factors of delayed thyroid dysfunction in late preterm infants. This study included late preterm infants admitted to a children’s hospital with a tertiary referral neonatal center. The team specifically analyzed clinical features and risk factors of thyroid dysfunction by dividing infants into normal and abnormal groups based on TFT results performed at 2 to 4 weeks of age. Delayed thyrotropin level elevation was defined as normal thyrotropin level at initial NTS, followed by elevation detected in a subsequent specimen [18].
Participants were identified as late preterm infants with a gestational age (GA) of 34 to 36.6 weeks who underwent routine NTS and ≥2 TFTs and were hospitalized in the NICU from January 2010 to June 2018. Infants with a maternal history of thyroid disease, major congenital anomalies, genetic disorders, metabolic disease, perinatal asphyxia, and congenital infection were excluded.
NTS was performed on the third day after birth using thyroidstimulating hormone (TSH). Capillary blood spots were soaked in filter paper designed for neonatal screening and dried at room temperature. These were examined with fluoroimmunoassay using VICTOR2TM D or AutoDELFIA (PerkinElmer, Wallac Oy, Finland). According to the laboratory criteria, TSH levels ≥10 μIU/mL were classified as abnormal and reevaluated by TFTs.
All premature infants who were admitted to the NICU underwent at least two TFTs, including measurement of TSH and free thyroxine (FT4) levels. TFT was first performed 1 week after birth and was again performed in the 2nd to 4th week regardless of previous results. Serum FT4 and TSH levels were measured by chemiluminescent microparticle immunoassay using Architect i2000SR (Abbott Laboratories, Abbott Park, IL, USA). The reference FT4 level was 0.7 to 1.48 ng/dL. When the first TFT result showed FT4 levels <0.7 ng/dL and TSH levels >20 μU/mL, hypothyroidism was confirmed and levothyroxine (LT4) therapy was initiated at a dose of 10 to 15 μg/kg. Cutoff values in the second TFT performed at 2 to 4 weeks after birth were as follows: follow-up termination for normal FT4 levels and TSH level <5 μU/mL; follow-up after 2 weeks for normal FT4 levels and TSH level of 5 to 10 μU/mL; and TSH levels ≥10 μU/mL were referred to endocrinologists and LT4 treatment was initiated.
All relevant demographic data of mothers and newborn infants were extracted from electronic medical records. Data collected from each patient included relevant information related to their individual anthropometric characteristics and any various complications that might pose a risk to the newborn. Maternal characteristics that were considered for this study included antenatal steroid use and the presence of gestational diabetes mellitus and pregnancy-induced hypertension.
To determine whether preterm infant hospitalization into the NICU was necessary and warranted, we considered the following criteria: GA <35 weeks, birth weight <2 kg, and the presence of certain acute problems such as respiratory distress, hypoglycemia, infection, and potential feeding disorders. While there were no changes in treatment guidelines for late premature infants in this study, there was a change in disinfectant type and use.
Small for gestational age (SGA) was defined as birth weight lower than the 10th percentile for sex and GA [19]. The first echocardiography was performed 3 to 7 days after birth to confirm the presence of patent ductus arteriosus (PDA). Intraventricular hemorrhage was defined according to the classification by Papile et al. [20]. Bronchopulmonary dysplasia was diagnosed when oxygen was required for >4 weeks after birth [21].
Time of diagnosis and TFTs in the thyroid dysfunction group was examined and divided into two distinctive time periods: iodine disinfectant use (period 1, January 2010 to February 2015) and iodine disinfectant discontinuation (period 2, March 2015 to June 2018). These individual periods were used to assess iodine use in the analysis of risk factors for thyroid dysfunction.
Statistical analyses were performed using SPSS version 21.0 (IBM Co., Armonk, NY, USA). Continuous variables were presented as mean and standard deviation (range), and categorical variables were presented as percentages. The thyroid dysfunction group was compared with the normal thyroid group using the independent Student’s t-test for continuous variables and the chi-square test for categorical variables. Univariate logistic regression analysis was performed to analyze thyroid dysfunction risk indicators. Stepwise (forward and backward) multivariate logistic regression analysis was used to calculate adjusted odds ratios (AORs), 95% confidence intervals (CIs), and P-values to adjust for potential confounders. Factors with a P<0.2 in the univariate analysis were included in the multivariate analysis. A P<0.05 was considered statistically significant.
We included 262 of 295 late preterm infants who underwent ≥2 TFTs (Figure 1). The most frequent cause of hospitalization was respiratory distress (77.5%), followed by GA <35 weeks (56.5%) and low birth weight (<2,000 g) (31.3%). There were no significant differences in the causes of hospitalization between groups (Table 1).
The mean GA and birth weight of participants was 34.8±0.7 weeks and 2,170±454 g, respectively. The normal thyroid function group consisted of 242 infants (92.4%), and the thyroid dysfunction group comprised 20 infants (7.6%); all infants with thyroid dysfunction had hyperthyrotropinemia. The thyroid dysfunction group had significantly lower birth weight (1,870±472 g vs. 2,190±445 g, P=0.002), higher proportion of SGA infants (45.0% vs. 18.2%, P=0.004), and abnormal NTS result (30.0% vs. 5.8%, P=0.001); no differences were observed for other clinical factors (Table 2).
Twenty infants showed hyperthyrotropinemia at 2 to 4 weeks after birth. Delayed thyrotropin level elevation occurred in 14/242 patients (5.8%) with normal TSH level on the 3rd day of life, 13/249 patients (5.2%) with normal TSH level on the 7th day after birth, and 10/234 patients (4.3%) with normal TSH level on the 3rd and 7th day after birth (Figure 1).
The mean TSH level in the NTS was 4.74±3.95 μU/mL (range, 0.37 to 32.7). In the 1st week after birth, TSH level was 4.68±2.78 μU/mL (range, 0.28 to 19.82), and FT4 level was 1.65±0.37 ng/dL (range, 0.56 to 3.46). The mean time to thyroid dysfunction diagnosis was 24.3±14.6 days (range, 12 to 69) after birth. Upon diagnosis, TSH level was 20.64±13.46 μU/mL (range, 10.14 to 71.80), and FT4 level was 1.13±0.25 ng/dL (range, 0.70 to 1.58).
A total of 44 preterm infants with TSH levels of 5 to 10 μU/mL in the 2nd week after birth underwent a third TFT, and 40 preterm infants had TSH levels of 3.37±1.22 μU/mL (range, 0.87 to 5.81) and FT4 levels of 1.25±0.25 ng/dL (range, 0.9 to 2.1) at 41.1±10.8 days (range, 23 to 61) after birth; the follow-up was terminated. In contrast, four preterm infants received treatment with TSH levels of 17.62±10.45 μU/mL (range, 10.14 to 32.39) and FT4 levels of 1.25±0.21 ng/dL (range, 0.94 to 1.42) at 49.3±14.2 days (range, 38 to 69) after birth.
Period 1 showed a higher incidence of thyroid dysfunction (12.6% vs. 2.4%, P=0.002) and delayed thyrotropin level elevation (8.9% vs. 1.6%, P=0.009), lower mean birth weight (2,110±440 g vs. 2,230±462 g, P=0.029), and more male patients (57.8% vs. 44.1%, P=0.027). There were no clinically significant differences in other factors (Table 3).
The variables used in the multiple logistic regression analysis were as follows: low birth weight (<2,000 g), male sex, SGA, presence of PDA , period 1, and abnormal NTS result, as these factors had P-values <0.2 in the univariate analysis (Table 4). SGA, period 1, and abnormal NTS result were significant risk factors in the multivariate analysis ([AOR, 4.27; 95% CI, 1.45 to 12.54; P=0.008], [AOR, 8.24; 95% CI, 2.05 to 33.09; P=0.003], and [AOR, 7.80; 95% CI, 2.17 to 28.08; P=0.002], respectively) (Table 5).
Thyroid dysfunction was noted in 7.6% of late premature infants 2 weeks after birth, and all were hyperthyrotropinemia. Additionally, delayed thyrotropin level elevation occurred in 5.8% of patients who showed normal NTS result. The incidence of thyroid dysfunction during iodine administration was 12.6%, while that during iodine discontinuation was 2.4%. This significant discrepancy indicates that the use of iodine disinfectant is a risk factor for delayed hyperthyrotropinemia in late preterm infants.
Very low birth weight (VLBW) infants had 14 times higher incidence of transient hypothyroidism than infants weighing >1,500 g at birth, and most showed delayed TSH level elevation [22-24]. In a 2015 study, 9.8% (24/246) of VLBW infants had elevated TSH level, and 91.6% of these (22/24) had delayed TSH level elevation [25]. Kaluarachchi et al. [26] also evaluated infants with GA <30 weeks and reported that 6.9% had congenital hypothyroidism with delayed TSH level elevation. While it was difficult to compare the given values due to varying TFT times and cutoff levels, the occurrence of delayed TSH level elevation in late premature infants during iodine administration was similar to those in previous studies including younger infants. This suggests a need for secondary TFTs for late preterm infants with a history of iodine disinfectant use.
Excessive iodine can cause thyrotropin level elevation [27]. Normally, when there is excessive iodine, thyroid iodine uptake and iodination of tyrosine cease production to prevent overproduction of thyroid hormone. This defense mechanism, known as the Wolff-Chaikoff effect, does not mature until 36 to 40 weeks’ gestation. Furthermore, premature infants are exceedingly vulnerable to iodine exposure due to increased iodine absorption through permeable skin and delayed iodine excretion through the kidneys [28,29]. Results from this study showed that 17 of 20 patients (85%) with hyperthyrotropinemia were hospitalized during iodine disinfectant use. Additionally, Aitken and Williams [28] found that the incidence of hypothyroidism and hyperthyrotropinemia was significantly higher in premature infants with GA <32 weeks (12% to 33%) and who were exposed to iodine disinfectants. Our results were similar to those of previous studies on extremely premature infants and showed that care should be taken when using iodine disinfectants in late preterm infants. If they must be used, follow-up TFT is highly recommended.
In this study, we analyzed clinical differences in patients depending on the period, as there was a higher proportion of male and SGA infants in period 1, but there were no differences in diseases or length of hospital stay. We also evaluated the number of patients who had central lines and the duration; this is because the frequency of disinfectant use may increase with central line insertion and maintenance [16]. However, we found no difference between the two periods. This evidence suggests that ordinary use of iodine disinfectants for culture testing or dressings can affect thyroid function of late preterm infants. Other sources of iodine include not only iodine disinfectants used on mothers before delivery but also breast milk. For example, seaweed soup is traditionally consumed by Korean mothers post-delivery and is rich in iodine; therefore, we should also consider the effect of breastfeeding [30]. However, for the purpose of this study, this claim is unsubstantiated because urinary iodine concentration tests were never performed.
SGA was also a significant risk factor of thyroid dysfunction. Bagnoli et al. [31] analyzed NTS performed on 14,092 (759 SGA, 5.38%) newborns and reported significantly lower thyroxine (T4) level in preterm and term SGA infants. They also noted significantly higher TSH levels in term and preterm SGA infants. In both preterm and term SGA infants, NTS recall was often needed, but hypothyroxinemia in SGA infants was mostly transient. Their insight led them to believe that malnutrition during specific fetal periods causes delays in thyroid gland development and low T4 level in the early neonatal period. However, because TSH level is increased by the pituitary gland, it is considered less affected by nutrition when responding to lower T4 level. In addition to this observation, it was reported that adequate nutrition after birth naturally normalizes TFT results in the following months [31,32]. Uchiyama et al. [33] conducted a study that included premature infants, aged 23 to 36.6 weeks, with a median/mean GA of 27.4/28.6 weeks and concluded that SGA was a risk factor for delayed TSH level elevation in newborns weighing <2 kg at birth.
Given the results of our study with GA of 34 to 36 weeks, SGA may be a risk factor for delayed TSH level elevation in premature infants of any GA. This is the first study that shows SGA is a risk factor of thyroid dysfunction in late preterm infants. There are limited studies on SGA TFTs; therefore, further investigations into the thyroid hormone profile for SGA and criteria, efficacy, and safety of LT4 treatment are needed.
Clinically abnormal NTS results are broadly utilized to assist tracking. For example, 14/20 patients with confirmed thyroid dysfunction had normal NTS results but showed abnormalities 2 weeks after birth. On average, 27.5±17.1 days (range, 12 to 69) after birth, 14 patients with previously normal NTS results showed TSH level of 18.57±6.58 μU/mL (range, 10.14 to 32.39), which is relatively high when compared to the normal TSH level of late preterm infants 2 weeks after birth [34]. Our results show that TSH level, which should decrease 2 weeks after birth, has a delayed elevation in late preterm infants and suggests a need for repeated tests. Several studies on VLBW infants showed delayed thyroid dysfunction approximately 3 weeks after birth [22,23]. Opinions vary regarding the recommended rescreening time for TFT, and these variances can range between 2 and 6 weeks after birth [14,35-37]. Hashemipour et al. [37] reviewed documentation on the screening process of preterm congenital hypothyroidism and suggested that repeated screening is necessary. A TSH level of 10 mU/L was defined as the positive cutoff level; a TSH level of 10 to 15 mU/L after one normal TSH level might be indicative of delayed TSH level elevation that increases the possibility of CH. Further research is needed to explore whether 2 to 4 weeks after birth, regardless of GA, is the most critical point in thyroid function. For late preterm infants with a history of NICU hospitalization, TFTs at 2 to 4 weeks must be considered even when the first NTS result is normal.
Our study identified that delayed thyroid dysfunction in all patients was hyperthyrotropinemia. As TSH is the most sensitive indicator of thyroid function, LT4 treatments are recommended in case of consistently elevated TSH levels. One study reported that neonatal hyperthyrotropinemia was a risk factor for persistent hyperthyrotropinemia accompanied with developmental delay [10]. Hyperthyrotropinemia observed in premature infants was also related to long-term developmental delays, while other studies reported that early termination of treatment was possible in most infants [38-40]. Due to inconsistencies with researcher recommendations and vagueness of specific guidelines, it would be advantageous to execute large-scale longitudinal studies that include long-term developmental follow-up.
The authors of this study recognize that there were significant limitations. First, this was a single-center study with a limited number of participants. Second, due to the retrospective nature of the study, we were unable to validate the exact iodine level in the body. Third, this study was conducted considering iodine exposure as a factor affecting thyroid function but did not include long-term developmental follow-up. Finally, many late preterm infants with acute problems necessitating NICU hospitalization were included, as we cannot eliminate the impact of illness on thyroid function. However, this study is significant in that it provides a basis for the necessity of secondary thyroid screening by illustrating the incidence of delayed thyrotropin level elevation in late preterm infants, as there are few studies on TFT of late preterm infants.
Therefore, our retrospective study reported that late preterm infants who were SGA or exposed to iodine disinfectants showed delayed thyrotropin level elevation with high incidence and identified the need for secondary TFT 2 to 4 weeks after birth. It is suggested that well-designed, large-scale studies are necessary to establish TFT guidelines for late preterm infants. We also concluded that prospective research focused on the relationship between long-term neurodevelopment outcomes and TFT changes associated with iodine exposure and iodine levels in the body is needed.
Notes
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Table 1.
Table 2.
Values are expressed as mean±standard deviation or number (%).
Abbreviations: SGA, small for gestational age; GDM, gestational diabetes mellitus; PIH, pregnancy-induced hypertension; RDS, respiratory distress syndrome; PDA, patent ductus arteriosus; IVH, intraventricular hemorrhage; BPD, bronchopulmonary dysplasia; NTS, neonatal thyroid screening.
Table 3.
Characteristic | Period 1* (n=135) | Period 2† (n=127) | P-value |
---|---|---|---|
Thyroid dysfunction | 17 (12.6) | 3 (2.4) | 0.002 |
Delayed thyrotropin elevation | 12 (8.9) | 2 (1.6) | 0.009 |
Gestational age (wk) | 34.8±0.7 | 34.7±0.7 | 0.097 |
Birth weight (g) | 2,110±440 | 2,230±462 | 0.029 |
Male sex | 78 (57.8) | 56 (44.1) | 0.027 |
Multiple gestation | 43 (31.9) | 30 (23.6) | 0.138 |
SGA | 33 (24.4) | 21 (16.5) | 0.114 |
Caesarean section | 94 (69.6) | 97 (76.4) | 0.219 |
Maternal characteristic | |||
Antenatal steroids | 0 | 1 (0.8) | 0.302 |
GDM | 10 (7.4) | 14 (11.0) | 0.311 |
PIH | 24 (17.8) | 30 (23.6) | 0.243 |
1 min Apgar score | 6.1±1.5 | 5.7±1.5 | 0.062 |
5 min Apgar score | 7.7±1.1 | 7.6±1.2 | 0.180 |
RDS | 27 (20.0) | 33 (26.0) | 0.249 |
PDA | 10 (7.4) | 8 (6.3) | 0.723 |
IVH (≥grade III) | 1 (0.7) | 2 (1.6) | 0.017 |
BPD | 4 (3.0) | 4 (3.1) | 0.930 |
Culture proven sepsis | 0 | 1 (0.8) | 0.343 |
Oxygen supply | 98 (72.6) | 104 (81.9) | 0.073 |
Oxygen supply (d) | 5.4±6.4 | 5.9±7.3 | 0.550 |
Mechanical ventilation | 46 (34.1) | 55 (43.3) | 0.125 |
Mechanical ventilation (d) | 0.9±1.5 | 1.9±4.0 | 0.010 |
Dopamine | 7 (5.2) | 7 (5.5) | 0.906 |
Dopamine (d) | 0.2±0.9 | 0.3±1.7 | 0.529 |
Central line | 70 (51.9) | 67 (52.8) | 0.884 |
Central line (d) | 7.9±11.2 | 7.5±9.6 | 0.793 |
Hospital stay (d) | 20.6±13.3 | 19.1±14.1 | 0.359 |
Abnormal NTS | 11 (8.1) | 9 (7.1) | 0.746 |