Abstract
Objective
Compared to microscopes, exoscopes have advantages in field-depth, ergonomics, and educational value. Exoscopes are especially well-poised for adaptation into fluorescence-guided surgery (FGS) due to their excitation source, light path, and image processing capabilities. We evaluated the feasibility of near-infrared FGS using a 3-dimensional (3D), 4 K exoscope with near-infrared fluorescence imaging capability. We then compared it to the most sensitive, commercially-available near-infrared exoscope system (3D and 960 p). In-vitro and intraoperative comparisons were performed.
Methods
Serial dilutions of indocyanine-green (1–2000 μg/mL) were imaged with the 3D, 4 K Olympus Orbeye (system 1) and the 3D, 960 p VisionSense Iridium (system 2). Near-infrared sensitivity was calculated using signal-to-background ratios (SBRs). In addition, three patients with brain tumors were administered indocyanine-green and imaged with system 1, with two also imaged with system 2 for comparison.
Results
Systems 1 and 2 detected near-infrared fluorescence from indocyanine green concentrations of >250 μg/L and >31.3 μg/L, respectively. Intraoperatively, system 1 visualized strong near-infrared fluorescence from two, strongly gadolinium-enhancing meningiomas (SBR=2.4, 1.7). The high-resolution, bright images were sufficient for the surgeon to appreciate the underlying anatomy in the near-infrared mode. However, system 1 was not able to visualize fluorescence from a weakly-enhancing intraparenchymal metastasis. In contrast, system 2 successfully visualized both the meningioma and the metastasis but lacked high resolution stereopsis.
Conclusion
Three-dimensional exoscope systems provide an alternative visualization platform for both standard microsurgery and near-infrared fluorescent guided surgery. However, when tumor fluorescence is weak (i.e., low fluorophore uptake, deep tumors), highly sensitive near-infrared visualization systems may be required.
Since its introduction, the optical neurosurgical microscope has revolutionized microneurosurgery. Today, microscopes remain the gold-standard visualization tool, with high magnification, illumination, and stereopsis. However, microscopes have limitations. At high magnifications, the field depth is incredibly short (<3 mm), forcing neurosurgeons to repeatedly refocus the microscope (up to 40% of operative time) [14,31]. Furthermore, microscopes have limited maneuverability, often forcing surgeons into uncomfortable positions [3,17,24,25,27]. Lastly, microscopes limit full-resolution, 3-dimensional (3D) observation to solely the primary surgeon and one assistant, restricting teaching opportunities.
Exoscopes were developed in response to these limitations. Since exoscopes project onto digital screens rather than eyepieces and because exoscopes are smaller and lighter (<1 kg vs. >100 kg), surgeons can potentially operate more ergonomically [27,33,34]. Furthermore, exoscopes often offer greater field depth (3.5–10 cm), reducing refocusing [17,22,24,26]. Lastly, exoscopes project the surgical field for the entire operating room, ideal for teaching institutions. While earlier generations of exoscopes were criticized for lacking stereopsis, recent models provide the much-needed stereopsis while maintaining the aforementioned benefits [24].
More recently, exoscopes have garnered further interest for their applicability to fluorescence-guided surgery (FGS). In FGS, fluorophores that specifically accumulate in neoplastic tissue help surgeons better identify neoplastic tissue, with most novel fluorophores being developed in the near-infrared (NIR) spectrum [1,2,4,6,11,13,15,18,29,30,35]. When visualizing fluorophores, exoscopes offer several advantages over conventional microscopes.
Visualizing fluorescence begins with the excitation light source, which can be filtered white-light, laser diodes, and/or light-emitting diodes (LED) [36]. Most conventional neurosurgical microscopes use filtered Xenon white-light, letting through a pre-selected range of photons that overlap with the fluorophore excitation profile. However, the filter rejects a large portion of the photon output, decreasing the overall fluorescence yield [9]. Laser diodes are tunable to a very narrow spectrum and allow efficient excitation of fluorophores at their peak excitation wavelengths. Finally, LEDs are available in a wide array of spectrums and have highly efficient light output. Lasers and LEDs are superior excitation light sources and are more common in exoscopes than in microscopes.
The second step in visualizing fluorescence is proper filtering of the returning photons. Having proper filters maximize detection sensitivity by reducing background light from the reflection of the excitation light or from the autofluorescence of the surrounding tissue.
The next step, where microscopes and exoscopes differ significantly, is the light path. In microscopes, the light returning from the surgical area splits to reach the eyepieces as well as the camera sensor. For example, a conventional neurosurgical microscope sends approximately 40% to each eyepiece and the remaining 20% to the sensor (personal communication Zeiss engineer). This can be especially problematic for visible-spectrum fluorophores because the surgeon must rely on using less than 50% of the elicited fluorescence to make operative decisions, while the recording camera receives even less at 20% for postoperative image analysis. In contrast, exoscopes send 100% of the returning light to the sensor.
In the last step of light transmission, the emitted fluorescence can be detected by the naked eye or a digital sensor. Imaging with a digital sensor, as is done in exoscopes, can be useful for post-acquisition image-processing or objective quantification of fluorescence intensity, which cannot be done by the naked eye.
Given the benefits of exoscopes over microscopes, the potential values of exoscopes in fluorescence-guided neurosurgery must be evaluated. Indeed, a recent study of a 3D exoscope in FGS with 5-aminolevulinic-acid demonstrated clearer fluorescence images with the exoscope than with a standard microscope [21]. However, these new exoscopes have not been evaluated for their utility in NIR FGS with dyes such as indocyanine green (ICG). Thus, in this study, we assessed and compared the intraoperative utility and NIR sensitivity of two exoscopes during NIR FGS using Second-Window ICG (SWIG).
The studies involving human participants were reviewed and approved by Institutional Review Board of University of Pennsylvania (IRB protocol No. 818012; ClinicalTrials.gov identifier : NCT02280954).
ICG (excitation, 650–900 nm; emission, 750–950 nm) is the only Food and Drug Administration-approved NIR fluorophore. We tested visualization of ICG in laboratory conditions as well as in the operating room in patients using our established protocol of intravenous administration of high dose ICG (<5 mg/kg) 24 hours prior to the induction of anesthesia and subsequent intraoperative visualization [35].
Twelve serial dilutions of ICG (Akorn Pharmaceuticals, Decatur, IL, USA) were prepared in 96-well plates (1.0-2000 µg/L in two-fold dilutions; sterile water as control) to measure the sensitivity and dynamic range of the two systems. The plates were imaged from approximately 25 cm away. All extraneous light sources were eliminated. The two systems were placed side-by-side to ensure equivalent room testing conditions.
During the cases, the Orbeye 3D exoscope (Olympus, Tokyo, Japan) was used instead of the traditional surgical microscope. It uses complementary right and left cameras for dual optics 3D imaging, which are projected to a 4096×2160 pixels screen for high-resolution stereopsis. The magnification ranges from 1.1-25.8×, the focal length is 220-550 mm, and the field of view ranges from 7.5-171 mm. System 1 provides white-light illumination through its broad-spectrum LED. In the NIR visualization mode, the additional infrared LED (730-740 nm) turns on, and a long-pass filter blocks photons <800 nm from reaching the image sensor (Fig. 1A). The NIR fluorescence is projected in 3D and black-and-white.
The VisionSense Iridium exoscope (Medtronic, Minneapolis, MN, USA) was also used for NIR fluorescence imaging. It has a resolution of 960×720 pixels, magnification of 1-2×, and field of view of 10-45 cm. It uses an 805 nm laser for excitation, an 820-860 nm bandpass emission filter, and a sensor with an advanced signal processing algorithm to amplify and detect NIR signal (Fig. 1B). Furthermore, system 2’s unique insect-eye technology utilizing dual light-paths allows not only stereopsis in white-light, but also simultaneous imaging of white-light and NIR fluorescence to provide a real-time overlay of the two spectra in a pseudo-colored map for preservation of the anatomy visualization.
A 38-year-old female presented to the office with new headaches (Supplementary Video 1). An magnetic resonance imaging (MRI) demonstrated a left parietal parasagittal meningioma measuring 11×10×10 mm. Neurologic exam was normal and the patient received imaging follow-up. Over 4 years, the meningioma grew to 17×16×15 mm (Fig. 3A) and the patient elected to undergo surgical resection with SWIG. After craniotomy, the intact dura was visualized using system 1’s NIR mode. While the tumor was not visible under white-light, NIR fluorescence was clearly visible through the dura with an SBR of 2.1 (Fig. 3B and C). The dura was then opened under white-light and the tumor was revealed with an SBR of 2.4 (Fig. 3D and E). The surgery proceeded under white-light visualization with intermittent NIR imaging. After resection, no NIR fluorescence was detected in the surgical area and closure was performed using system 1. Postoperative MRI demonstrated gross-total-resection of the meningioma (Fig. 3F). The patient was discharged without neurologic deficits.
A 62-year-old female presented to the office with prosopagnosia and inability to recognize her left hand, although strength was normal bilaterally. An MRI revealed a large right parietal convexity meningioma measuring 46×30×22 mm (Fig. 4A) and the patient agreed to surgical resection. After craniotomy, the intact dura was visualized using both system 1 and 2. Under white-light alone, the tumor was not visible. However, with NIR imaging, the tumor was clearly visible through the dura for both system 1 (SBR, 1.6) and system 2 (SBR, 8.0) (Fig. 4B-E). Upon dura opening, the tumor fluoresced with an SBR 1.7 (system 1) and 10.1 (system 2) (Fig. 4F-I). After resection, the tumor specimen was imaged again, with system 1 (SBR, 1.9) and system 2 (SBR, 12.8) (Fig. 4J-M). Finally, NIR imaging of the resection cavity showed no residual fluorescence. Postoperative MRI demonstrated gross-total-resection of the meningioma (Fig. 4N). The patient was discharged to rehabilitation.
Finally, the two imaging systems were used in a patient with a cystic parietal breast cancer metastasis (Fig. 5A). Neither system accurately localized the tumor through the dura (Fig. 5B-E). With system 1, there was no discernible signal; in contrast, system 2 delineated the tumor, but also showed significant background signal, obscuring the tumor boundaries. Upon exposure of the cortex (Fig. 5F-I) and then the tumor itself (Fig. 5J-M), system 2 detected fluorescence (SBR, 2.5 and 2.9, respectively), while system 1 demonstrated no significant fluorescence. The surgery was completed under system 1’s whitelight visualization with no further NIR imaging. Postoperative MRI demonstrated gross total resection of the metastasis (Fig. 5N) and the patient was discharged to rehabilitation.
Working with delicate structures requires clear visualization and high magnification; since the mid-20th century, optical neurosurgical microscopes have greatly bolstered the ability of neurosurgeons to perform delicate surgeries within the calvarium. However, with advances in digital imaging and that are improving magnification, image quality, and stereopsis, exoscopes are well-poised to replace microscopes. Specifically, the increasing use of FGS mandates that imaging systems stay updated with fluorescence imaging capabilities, especially in the NIR spectrum [16,18,23,28,32].
In this study, we compared two exoscope systems during FGS with the NIR fluorophore ICG both in-vitro and in-vivo. The in-vitro study consisted of imaging ICG serial dilutions in an isolated, dark environment to quantitatively evaluate both systems’ NIR sensitivity. Overall, system 2 demonstrated higher NIR sensitivity, detecting fluorescence from 31.3 µg/L of ICG versus system 1 requiring >250 µg/L. At each of the concentrations measured, system 2’s SBR was approximately two-fold higher.
We investigated whether this in-vitro finding would carry over to the intraoperative setting. For the in-vivo study, the Second-Window-ICG technique was used; SWIG relies on the enhanced permeability and retention of nanoparticle-size dyes to leak into the tumor and then to remain over time [12,20,35]. This is similar to how gadolinium accumulates in contrast-enhancing tissue [6]. In all three cases demonstrated here, ICG accumulated properly within the neoplastic tissue and delineated the tumor through the intact dura/cortex. Both meningiomas demonstrated strong NIR fluorescence with system 1 and one further demonstrated strong NIR fluorescence with system 2. In contrast, the metastasis demonstrated significantly weaker NIR fluorescence that was only distinguishable with system 2.
While neither system offers measures of absolute fluorescence, we hypothesize that the difference in the fluorescence intensities between the meningiomas and the metastasis is related to the difference in the degree of gadolinium-enhancement on preoperative MRI, since ICG accumulates in gadolinium-enhancing tissue. The two meningiomas enhanced avidly and homogenously on the preoperative MRI. The parietal metastasis, however, was mostly cystic and enhanced less avidly.
The importance of high NIR sensitivity is demonstrated by comparing cases #2 and #3. When the tumor demonstrated strong fluorescence (case #2), system 1 was able to reliably visualize the fluorescence, allowing for high-resolution NIR FGS. In contrast, when the tumor accumulated ICG less avidly (case #3), system 1 was not able to discriminate tumor fluorescence, and the highly-sensitive system 2 was necessary.
Having high NIR sensitivity has implications beyond simply better visualization of the gross tumor; it offers opportunities for more accurate assessment of the surgical margins and earlier detection of non-superficial tumors. While NIR imaging of the margins were not specifically assessed here, we have shown previously that NIR fluorescence can localize residual tumors as small as 0.3 mL at the margins [5]. To detect such minute areas of fluorescence, highly sensitive imaging devices are necessary, since the magnitude of fluorescence from small tumor volumes are significantly lower than from the gross tumors. Furthermore, we have previously demonstrated that one of the main benefits of NIR fluorescence imaging over visible-light fluorophores, such as 5-aminolevulinic acid, is the ability of the NIR photons penetrate deeper tissue (>10 mm for NIR vs. <1 mm for visible light) [7]. However, as fluorescence intensity decays as a function of the tissue-depth-squared, deep lesions require sensitive imaging modalities to be visualized. Thus, to take full advantage of the benefits of NIR FGS, having a sensitive NIR imaging device is crucial.
Many factors play a role in NIR sensitivity. The quality of the excitation source and emission filter, type of imaging sensor, and processing algorithm all play a role [10]. In the case of system 2, its laser is specifically tuned to maximally excite ICG, its filter effectively reduces background signal, and it is equipped with an algorithm that boosts its sensitivity to weaker fluorescence. These components likely contribute to its higher sensitivity compared to system 1, which uses a more broad-spectrum LED, has a filter that allows more of the excitation light through (intentionally to enhance overall visualization) and lacks an advanced algorithm. However, certain simple modifications to existing systems may moderately improve NIR sensitivity. Our group previously compared a state-of-the-art operating microscope to system 2 and documented the significantly lower sensitivity and dynamic range of the microscope [8]. In a subsequent publication, we demonstrated that we could measurably increase the sensitivity of the operating microscope simply by adding a laser excitation source [19]. Efficient excitation leads to optimal fluorescence imaging and is a relatively easy modification that neurosurgeons can make to existing microscopes or exoscopes. While system 2 has higher NIR sensitivity, its significantly lower resolution and lack of stereopsis in NIR-mode prevents surgeons from operating with it alone. Thus, bolstering the superb resolution and stereopsis of modern exoscopes with increased NIR fluorescence sensitivity will likely lead to an enhanced FGS experience.
This study has some limitations. First, since neither system offers NIR fluorescence quantification, we could not compare their sensitivity directly. We attempted to circumvent this with ICG serial dilutions, but this does not fully recapitulate the operative environment. Second, we did not perform a detailed analysis of the surgical margins with biopsies or correlate to postoperative MRI. We have performed such in-depth analyses with system 2 in prior publications. Our objective for this study was to document the feasibility of using system 1 for NIR FGS and to compare it to system 2 for improvements. Future studies to inspect the margins and biopsy specimens with system 1 will be done to better document these findings. Finally, we did not investigate both systems in-vitro at high enough ICG concentrations to reach the maximum imaging threshold. Unfortunately, limited laboratory access during the COVID-19 pandemic of 2020 has limited lab access.
In this study, we assessed the utility of a state-of-the-art, 4 K-resolution, 3D exoscope (system 1) in NIR fluorescence-guided neurosurgery using indocyanine-green. We then compared it to an existing, dedicated NIR imaging platform (system 2). In-vitro, we observed higher NIR sensitivity using system 2. This observation carried over to the intraoperative setting, in which system 2 demonstrated higher NIR fluorescence contrast and detected fluorescence from a tumor that was not detected with system 1. We hypothesize that this difference in sensitivity is due to differences in the excitation light source, emission filter efficiency, and imaging algorithm. Overall, for optimal NIR fluorescence-guided neurosurgery, we must combine high NIR sensitivity with high-resolution and stereopsis. With such technological advances, the potential of NIR FGS to improve patient outcomes may be fully realized.
Notes
Author contributions
Conceptualization : SSC, JYKL; Data curation : SSC, CWT, EDR, YBS, JYKL; Formal analysis : SSC, JYKL; Funding acquisition : JYKL; Methodology : SSC, JYKL; Project administration : JYKL; Visualization : SSC, CWT, EDR, YBS, JYKL; Writing - original draft : SSC, CWT, EDR; Writing - review & editing : YBS, JYKL
ACKNOWLEDGMENTS
Supported in part by the Institute for Translational Medicine and Therapeutics of the Perelman School of Medicine at the University of Pennsylvania (JYKL). Research reported in this publication was also supported by the National Center for Advancing Translational Sciences of the National Institutes of Health under Award Number UL1TR000003 (JYKL). The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH.
Supplementary materials
The online-only data supplement is available with this article at https://doi.org/10.3340/jkns.2021.0202.
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