Abstract
Among the spinal disorders, the treatment approach for spinal deformities has been discussed least among department of neurosurgery. But nowadays, more and more neurosurgeons are interested in spinal deformities as well as complex spinal disorders and are doing not a few surgeries for these kinds of disease. Nevertheless, it is mandatory to understand the course of spinal deformity, principles of treatment, and surgical outcomes and complications. Understanding of the biology, biomechanics and metallurgy of the spine and instrumentation are also required for successful spinal deformity surgery. We need senior mentors and good surgical and neurophysiologic monitoring team. Knowledge of spinal deformity may be augmented with spine fellowships and surgical experience. Step by step training such as basic knowledge, orthopedic as well as neurosurgical disciplines and surgical skills would be mandatory. Neurosurgeons can have several advantages for spinal deformity surgeries. By high-level technical ability of the spinal cord handling to preserve neurological function and familiarity with microscopic surgery, better synergistic effect could be expected. A fundamental understanding of pediatric spinal deformity and growing spine should be needed for spinal deformity surgery.
Spinal deformity surgery is increasing in modern spine surgery practice [33]. As the average life expectancy increased and population aging progresses, the number of patients requiring spinal deformity surgery will continue to increase [34]. The prevalence of spinal deformity was reported to be over 65% in the population older than 60 years [33]. Spinal deformity causes pain and disability. Patients having spinal deformity experience poor health related quality of life [3].
Spinal surgery was a small part of neurosurgery, but it now accounts for most of neurosurgery [2]. Furthermore, spinal deformity surgery was rarely performed by neurosurgeons. However, neurosurgeons have gradually learned knowledge and experienced spinal deformities such as congenital and adolescent scoliosis with great interest and active participation [8,19,27]. Nowadays, neurosurgeons are evaluating patients with spinal deformity, but the treatment of spinal deformity was not as proficient as other spinal disease. It was because there was less opportunity to see patients with spinal deformities during residency or fellowship. Because of the complex nature of spine deformity, comprehensive knowledge of spinal anatomy, natural history of the disease and indication for surgery should be included in the training course of spinal surgeons [7]. Otherwise, the surgical- and clinical outcomes cannot be optimal [31]. Understanding of spinal deformity, biomechanics of spine and instrumentation, and neurophysiological monitoring is definitely essential. The purpose of this review is to introduce clinical and radiographic outcomes of patients with spinal deformities treated by neurosurgeons and to suggest the factors needed to perform spinal deformity surgery.
Spinal deformity is a complex and dynamic change that occurs in the sagittal, coronal or planes. There are two types of spinal deformity : coronal plane deformations (scoliosis) and sagittal plane deformations (kyphosis). They can appear alone or in combination. The interaction between coronal and sagittal curvature is a dynamic process. Successful treatment aims to achieve a satisfactory balance on both planes. Spinal deformity surgery is a complicated operation with a high frequency of complications. The primary goal of deformity surgery is to achieve a balanced spinal alignment through rigid fusion, prevent further deformity and alleviate neurological symptoms. A secondary goal of spinal deformity surgery is to improve appearance for cosmetic purpose.
Some patients with spinal deformity are treated conservatively or palliative care, such as medications, braces, and exercises. Other deformity patients may undergo limited decompression and fusion surgeries. The main indication for adult spinal deformity surgery is severe pain associated with the curve progression. The character of the pain may be axial back pain, radiating pain or a combination [38]. Other indications are progression of the deformed curve and spinal decompensation. In the adolescent patients, deformity progression and cosmetic factor (poor appearance) are the most common indications for spinal deformity surgery. Decreased pulmonary function is also indicated for spinal deformity surgery [4].
The success of spinal deformity surgery depends on patients’ satisfaction after surgical intervention. Patient satisfaction after spinal deformity surgery was approximately 90% [4]. In several studies using the Scoliosis Research Society outcome measurement questionnaire (SRS-22), the satisfaction with their surgical outcome was reported between 76 and 92% [12]. In the study using the Short Form (SF)-36 outcomes measurement, pain was significantly decreased and physical and social function were significantly increased after spinal deformity surgery [1].
In adults, curve correction is approximately 20 degrees and 26 degrees for coronal plane by surgery [12]. Because the rigidity of spine, the degree of curve correction in adult patients may be lower than that in pediatric patients. Overcorrection of the coronal curve may result in decompensation and a poor clinical outcome. The goal of adult deformity surgery is not just to correct the degree of the curve, but to achieve a balanced spine.
The complication rate of spinal deformity surgery is rather high. The incidence of complication is about 33% [12]. Due to more rigid curves and underlying medical condition, the incidence of complications associated with spinal deformity surgery is higher in adults than in adolescents [37,39]. Complications associated with pedicle subtraction osteotomy (PSO) are relatively common. Case series treated by a senior neurosurgeon demonstrated that eight of 13 patients (61%) who underwent PSO were associated with complications [17]. There were three intra-operative complications (two massive bleeding, one dural tear), three peri-operative complications (one spinal cord compression, one cerebrospinal f luid leakage, one hypotension), and 10 late-onset postoperative complications (five rod fracture, three proximal junctional kyphosis [PJK] without adjacent segment collapse, one progression of kyphosis with collapse, one haloing around screw). Four of them underwent additional surgery. Neurologic deficits associated with PSO are also relatively common. Twelve of 108 patients (11.1%) developed neurologic deficit [6]. Additional surgical intervention was performed in nine of them. However, neurological deficits were permanent in three patients (2.8%). Perioperative mortality was reported as 2% [23]. The prevalence of PJK following spinal deformity surgery was 17 to 39% [18].
As knowledge of the spine increases, it is clear that the biomechanical basis is essential for the prevention and treatment of spinal disease. Biomechanics provides a way to quantitatively and accurately assess the condition of the spine and evaluate its characteristics. Biomechanical evaluation helps to understand the potential pathways of spinal disease and to understand how the surgeon can influence the health of the spine. As the understanding of the spine has increased over the past decade, neurosurgeons have received many new technologies and opportunities. However, most spinal implant failures are due to iatrogenic factors such as inappropriate patient selection, underestimation of stresses, and poor construct design [32].
PJK and proximal junctional failure (PJF) are complications that can occur after long instrumented posterior fusion for spinal deformity surgery [18]. Strategies to minimize PJK and PJF are as follow : age-appropriate spinopelvic alignment goals, adequate selection of the upper instrumented vertebrae (UIV), vertebral cement augmentation at UIV and UIV+1, adequate selection of rod material, hybrid instrumentation such as hooks, prophylactic rib fixation and soft tissue protections [15]. Understanding the biomechanics and instrumentation may reduce as the incidence of PJK and PJF. The use of multiple rod construct (multi-RC) enhances the stability of the 3-column osteotomy site and reduces implant failure and symptomatic pseudarthrosis compared to 2-RC [16]. There were significant decrease in the incidence of rod fracture (2-RC, 11; multi-RC, 2; p=0.002) and reoperation for pseudarthrosis (2-RC, 6; multi-RC, 0; p=0.011). The incidence of PJK was higher in the multi-RC group than in the 2-RC group, but there was no significant difference (p=0.77). The use of cobalt chrome (CoCr) rods increases fusion rate and enhances spinal stability [13]. The fusion rate of CoCr rod group was significantly higher than that of titanium (Ti) rod group (90% and 66%, respectively; p=0.004). The incidence of rod fracture of CoCr rod group was significantly lower than that of Ti rod group (0% and 16%, respectively; p=0.006). However, PJK occurred more frequently in CoCr rods than in Ti rods with significant difference (46% and 18%, respectively; p=0.003).
Intraoperative neurophysiology monitoring is essential for spinal deformity surgery. Understanding of the pathophysiology of monitored signals of neurophysiological signal changes and anesthetic effects prevent permanent neurological deficits by enabling early detection and intervention of potential injuries.
Spinal contusions induces amplitude suppression (50–75%) of motor evoked potential (MEP) and/or somatosensory evoked potential (SSEP) which should be resolved within approximately 15–25 minutes. Recovery from these changes is generally helps by stopping additional surgical maneuvers temporarily and by increasing mean arterial blood pressure to promote improved spinal cord perfusion. More severe injury, such as that caused by an uncontrolled surgical instrument such as drill or osteotome may completely obliterate both MEP and SSEP [36].
The speed of corrective manipulation may cause spinal cord injury. This is especially important for hemodynamic management. Slow corrective manipulation with maintenance of mean arterial blood pressure near normal blood pressure compensates for changes in spinal cord perfusion pressure and allows the spinal cord to adapt to the changed environment. Prolonged hypotension may cause spinal cord ischemia [5]. To minimize ischemic spinal cord injury, prevention of hypotension is recommended once the spine is exposed.
Before assessing the ability of neurosurgeons to perform spinal deformity surgery, we analyzed the differences between neurosurgeons and orthopedic surgeons in spine fields. Previous studies have demonstrated that surgeons with either training background can achieve similar results and have similar competence when treating common spinal pathologies [35].
The neurosurgeons felt more competent in the upper cervical surgery, myelopathy and spinal cord tumors [30]. The orthopedic surgeons felt the same in spinal deformity, pelvic trauma. Despite guidelines for training are similar in neurosurgery and orthopedics, experiences during their training are clearly different in terms of exposure to spinal deformity. Neurosurgeons experience only two spinal deformity cases during residency on average, compared to an average 9.5 for orthopedic residents [11].
There are strength and weakness for spinal deformity knowledge base within the neurosurgical training program or practice. A survey of American association of neurological surgeons membership assessed the deformity knowledge base and impact of training and practice experience [10]. Completion of a spine fellowship, more than 10 years in practice, and more than 75% spine practice had a high percentage of correction answers overall (p<0.001). In the completion of a spine fellowship group and more than 75% spine practice group, the percentage of correct answer was significantly higher in all categories. The group with more than 10 years in practice had a significantly higher percentage of correct answers in four of five areas. Knowledge can be increased with spinal surgery fellowships, neurosurgical experience, and spinal specialization.
European studies have also shown the importance of the fellowship training [20]. The study showed that the greatest differences according to the completing of the fellowship training were the theory and practical knowledge of the management of spinal deformity in both orthopedic surgeons and neurosurgeons.
The spinal deformity surgery performed by the neurosurgeons has been increasing, and the neurosurgeons’ surgical results have been reported in several studies. Thirteen adult patients who underwent PSO for fixed sagittal imbalance [17]. radiographic measurements including C7 plumb line, lumbar lordosis and PSO angle were significantly improved (p<0.0001) in the long-term follow-up (Table 1). Post-operative improvement in clinical outcomes (Oswestry disability index) was significant (p<0.001).
Thirty-four patients underwent posterior vertebral column resection (PVCR) for severe spinal deformity [24]. Radiologic and clinical outcomes following PVCR were significantly improved (Tables 2 and 3). However, two patients (5.9%) developed transient neurological deterioration and 12 patients (35.3%) underwent reoperation after PVCR.
PSO is a difficult and dangerous procedure that causes many complications. However, learning curve study by a neurosurgeon’s series demonstrated that surgical experience has enabled neurosurgeons to perform PSO more proficiently and safely [9]. Forty patients treated with lumbar PSO were divided into two groups according to time period. There were significant reductions in operative time (from 569.6 to 392.0 minutes, p=0.000), estimated blood loss (from 1777.5 to 949.5 mL, p=0.002), and transfused volume of red blood cell (from 1232.6 to 864.1 mL, p=0.041) in the latter group. There were statistically significant difference in the postoperative sagittal vertical axis (40.1 and -3.6 mm, respectively; p=0.008) and curve correction (25.7° vs. 35.8°, p=0.023) between the two groups. Furthermore, the incidence of intraoperative complications was significantly lower in the latter group (7 and 1, respectively; p=0.019).
Forty-six patients with adolescent idiopathic scoliosis (AIS) were treated by a neurosurgeon [14]. Postoperative radiologic and clinical results of AIS were satisfactory. Surgical experience allow neurosurgeon to perform surgery for AIS proficiently and safely after about 20 operations (Fig. 1). In latter 23 patients, operative time (from 324.4 to 224.7 minutes, p=0.007) and surgical bleeding (from 648.3 to 438.0 mL, p=0.027) were significantly reduced. In addition, the correction rate of the major structural curves in was also increased (from 70.7% to 81.0%, p=0.001) in latter 23 patients.
Neurosurgeons can have several advantages for spinal deformity surgeries. First, they have thoroughly understood about neural tissue, cerebrospinal f luid (CSF) dynamics, functional spinal neurosurgery such as selective dorsal rhizotomy (SDR) because they learned about vascular, oncologic, functional, infectious, pediatric and trauma disease [22,25,28,29]. Second, they are familiar with microscopic surgery and spinal cord surgery (Fig. 2) [21,40]. Due to the fact that the spinal cord is essentially tethered in the canal by its confluence with the medulla oblongata and exiting nerve roots, the propensity for migration is limited once vertebral deformation develops. In the setting of a progressive kyphosis, the spinal cord will abut the posterior aspect of the vertebral bodies and disk spaces, eventually becoming draped over them if the curve becomes severe. Although the gradual nature of curve progression usually allows the spinal cord to adapt to its new position within the canal, sudden events, such as trauma or surgical correction of the deformity, can precipitate spinal cord injury. Specifically, as the spinal cord is effectively lengthened in the kyphotic process, a surgical correction may result in buckling of the cord. Scoliotic deformities can result in multiplanar deviations of the spinal cord at several levels within the medullary space. As the cord exists within a rotated spinal canal, the neurogenic structures may be more closely associated with the canal walls and pedicle on the concave side, especially at the level of the apical vertebrae. Through enhanced understanding of the spinal cord that can exist in association with deforming conditions, neurosurgeons may be better able to anticipate intraoperative difficulties and avoid complications that may adversely impact outcomes. A representative case of neuromuscular scoliosis due to cerebral palsy is summarized in Fig. 3. The patient underwent SDR and deformity corrective surgery in a single day by two attending neurosurgeons.
The KSDS was founded for researching and learning of the spinal deformity by the Korean Spinal Neurosurgical Society. The KSDS regularly holds a case presentation, academic conference and cadaver dissection training seminar every year since 2009. Spinal deformity surgery has become an essential area for spinal neurosurgeons. The members of the KSDS are actively developing their interest and participation. Especially, the interest of young neurosurgeon is explosively high. The KSDS has been studying adult spinal deformity and diseases related to various spinal deformities and provided guidelines for the treatment of spinal deformity surgery through a multicenter study [26].
Historically, spinal deformity surgery has been performed by orthopedic surgeons. However, the role of neurosurgeon in spinal deformity continues to evolve. Completing a spine surgery fellowship will improved knowledge of spinal deformity for neurosurgeons. Furthermore, neurosurgeons can have several advantages for spinal deformity surgeries since they have thorough understanding of neural tissue, CSF dynamics, functional spinal neurosurgery such as SDR, and they are familiar with microscopic surgery, spinal cord surgery. With knowledge and surgical experiences of spinal deformity, neurosurgeons can achieve good radiographic, surgical and clinical results in spinal deformity surgery.
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Table 1.
Pre-operative | Last F/U | p-value | |
---|---|---|---|
PSO angle* (°) | 5.3±10.6 | -25.8±11.1 | <0.0001† |
C7 plumb line (mm) | 115±43 | 32±38 | <0.0001† |
T5–T12 thoracic kyphosis (°) | 22.0±11.4 | 25.5±16.3 | 0.076 |
T12–S1 lumbar lordosis (°) | -14.1±20.5 | -46.3±12.8 | <0.0001† |
Table 2.
Pre-operative | Last F/U | p-value | |
---|---|---|---|
VCR angle (°) | 38.4±32.1 | –1.7±29.4 | <0.001* |
Sagittal vertical axis (mm) | 103.6±88.5 | 22.0±46.3 | <0.001* |
Thoracic kyphosis (°) | 27.9±28.5 | 32.1±16.2 | 0.611 |
Lumbar lordosis (°) | –22.1±39.1 | –46.3±23.8 | 0.001* |
Pelvic incidence (°) | 50.8±11.5 | 50.5±10.9 | 0.291 |
Pelvic tilt (°) | 27.2±13.5 | 17.8±11.2 | 0.000* |
Sacral slope (°) | 23.6±16.0 | 32.7±15.1 | 0.003* |
PI–LL (°) | 25.6±18.4 | 11.2±10.4 | 0.000* |