Abstract
Objectives
Aquatic therapy is a significant intervention method for both patients and healthy individuals. However, in clinical practice, quantitative measurements are rarely applied in aquatic therapy due to the disadvantages of submerging expensive instruments in water. In this study, we used readily available smartphones and armbands to measure leg segments and joint angles during aquatic gait and evaluated the reliability of these measurements.
Methods
Waterproof smartphones were strapped to the trunk, thighs, and shanks of 19 healthy young adults using armbands. The angles of the trunk, thigh, and shank segments were measured during aquatic gait. The measurements were repeated 1 day later. The data were analyzed to obtain the angles of the hip and knee joints.
Results
Measurement repeatability, calculated using the intraclass correlation coefficient (ICC), was the highest for the shank segment range of motion (ROM) (first 46.79° ± 5.50°, second 50.12° ± 9.98°, ICC = 0.78). There was high agreement in trunk segment ROM (first 6.36° ± 1.42°, second 4.29° ± 1.83°, ICC = 0.73), thigh segment ROM (first 33.49° ± 5.18°, second 37.31° ± 8.70°, ICC = 0.62), and knee joint ROM (first 52.43° ± 11.26°, second 62.19° ± 16.65°, ICC = 0.68) and fair agreement in hip joint ROM (first 34.60°±4.71°, second 37.80° ± 7.84°, ICC = 0.59).
Aquatic therapy is recommended to maintain health or improve quality of life after injury [1]. Older patients who are unable to walk or who have difficulty walking due to balance and gait disturbances can walk in the water [2]. Aquatic gait training can improve or maintain gait ability [3,4]. The buoyancy of water counteracts gravity and compensates for the lack of muscle strength, reducing joint pain and stress and enabling partial weight-bearing gait training [5–8]. Furthermore, the viscosity of water decreases speed-dependent spasticity and enables the precise control of resistance through the speed of motion [3]. In addition, there is no risk of harmful falls in the water, allowing for more challenging tasks to be performed at earlier stages of recovery [9].
As walking is one of the most basic aquatic exercises [10], it is important to understand the dynamic changes that occur during aquatic gait to increase its therapeutic efficacy. A quantitative analysis can contribute to the improvement of a patient’s gait ability [11]. Motion during aquatic gait can be analyzed on video, as several studies have reported [12–15]. However, water turbulence, light refraction, air bubbles, and emulsion can occur even in favorable water conditions, decreasing the clarity of images [15–18]. Moreover, it is impractical to minimize waves and air bubbles by limiting pool use to one patient at a time, as pools are a limited resource. The use of expensive instruments underwater is also challenging, even after waterproofing [10], and not all cameras used in motion analysis systems are waterproof. For this reason, aquatic gait is usually evaluated visually and qualitatively by coaches or therapists, and quantitative data are not obtained [2,19]. Quantifying the characteristics of motion in water is challenging due to water interference, and the electronic devices used must be waterproof and readily available. These challenges must be overcome to measure the efficacy of aquatic exercises [20].
Health-related applications on smartphones have grown considerably in number and popularity [21] and are increasingly used in health management [22]. As smartphones are equipped with various sensors, including an accelerometer and a gyroscope sensor, they are appropriate tools for measuring the segment angle of the leg during walking [23]. Additionally, some smartphones are waterproof, and commercialized waterproofing instruments are readily available.
Previous studies have used smartphones to measure segments and joint angles during gait when walking on land. However, most studies measured segment angles in a static position or measured only one joint angle with the remaining trunk or segment completely fixed, and only a few studies obtained measurements in dynamic conditions [22]. Smartphones equipped with sensors for measuring movement are familiar to most users, making them a practical solution in terms of accessibility, convenience, portability, and affordability [10,24]. Smartphones can be used for measuring changes in the joint angles and the segments of the leg when walking underwater.
Recent studies have attempted to quantitatively assess aquatic gait. Mangia et al. [1] and Fantozzi et al. [2] measured segment angles during aquatic gait using magnetic sensors. However, no studies have measured joint and segment angles using a device that is easily accessible, such as a smartphone. This study aimed to investigate the reliability of leg segment and joint angle measurements obtained using smartphones during aquatic gait.
Based on the results of Furrer et al. [25], the number of participants was calculated using G*Power software version 3.1.9.2 (Heinrich Heine Universität Düsseldorf, Germany) (α error probability of 0.05, power of 0.90), which resulted in a total of 18 participants (actual power of 0.90). Subsequently, the final number of participants was increased to 19 individuals to account for dropout. The study was approved by the Daejeon Health Institute of Technology Institutional Review Board (No. 1041490-20200529-HR-002). The inclusion criteria for participants were as follows: (1) those who had not experienced falls in daily life due to ocular or vestibular diseases, (2) those who had no diseases or impairments of the musculoskeletal or nervous systems, (3) those who had no fear of water, and (4) those who voluntarily provided verbal and written consent for the present study.
The present study was conducted in a therapy pool of a rehabilitation hospital located in Daejeon, South Korea. The water depth was 110 cm, and the pool area was 14 m × 7 m. The water temperature was 33°C and the atmospheric temperature was 24°C–27°C (Figure 1).
Segment angles were measured by strapping a Galaxy S8 (Samsung, Suwon, Korea) smartphone to the body and recording video. The smartphone had an Ingress Protection 68 (IP68) water-resistance rating, enabling it to withstand a water depth of 1.5 m for 30 minutes [26]. A tablet (MediaPad M3 Lite; Huawei, Shenzhen, China) was used to display the international standard time during videotaping. To prevent water damage caused by long periods of submergence, a commercially available waterproof smartphone case (applied phone model, Galaxy S8; Redpepper, China) with IP68 and ISO 9001 certification was used. Although the Galaxy S8 smartphone is waterproof, the case provided additional security. When inserting the smartphone into the case, a small piece of tissue was inserted alongside to prevent leakage into the case and to confirm upon that the inside of the case was kept waterproof throughout the experiment. Furthermore, while the smartphone fit closely in the waterproof case and was not prone to shaking, the addition of the tissue prevented further motion.
A 360 Season 3 Armband (Imcommerce Co., Seoul, Korea) was used to strap the smartphone to the participant. The armband allows 360° rotation of the smartphone, at 180° either to the left or the right. The smartphone was attached along the coronal plane of the body, as the segment angles would be reversed at 0° (vertical) if the smartphone was strapped along the body [24]. The armband was not long enough for some participants, and in these cases, Velcro was added to fully secure the smartphone around each body segment (Figure 2).
The Sensor Kinetics Pro application version 2.1.2 (Innoventions Inc., Houston, TX, USA) was used for the simultaneous extraction of acceleration and gyroscope values from the smartphone’s sensors, conversion to rotation values, and recording of international standard time. Data from the smartphone were converted to .csv files and subsequently analyzed. The sampling rate was set to 50 Hz, and the extracted values were synchronized using international standard time.
Smartphones were strapped to the anterior aspect of the left thigh, the anterior aspect of the shank, and the posterior aspect of the trunk (waist) using armbands. Smartphones were placed in landscape orientation and aligned with the coronal plane so that the possible pitch value was −90°. The participants slowly entered the therapy pool using the stairs and walked at a comfortable pace for approximately 3 minutes to adapt to the water. Thereafter, participants were instructed to walk at least seven gait cycles (14 steps) straight ahead in the therapy pool and to leave the pool via the stairs immediately after the measurements were obtained. The measurements were videotaped using a tablet that displayed the international standard time. Measurements were performed twice at 1-day intervals.
Excel (Microsoft, Redmond, WA, USA) and R software (v. 3.5.2, https://www.r-project.org/) programs were used to process and analyze the data. Statistical significance was set at p < 0.05.
The time at which the left heel touched the bottom of the pool was considered the starting point of the gait cycle, and the time at which the left heel touched the bottom again was set as the end of the gait cycle. To calculate segment angles, the reference values measured in the standing position before the gait cycle were subtracted from the values measured at each time point. With the total gait cycle set at 100%, data were extracted at points corresponding to every 5%, resulting in 21 data points for each gait cycle. The hip joint angle was calculated by subtracting the trunk segment angle from the thigh segment angle, and the knee joint angle was calculated by subtracting the shank segment angle from the thigh segment angle. Differences between the maximum and minimum values for the trunk segment angle, thigh segment angle, shank segment angle, hip joint angle, and knee joint angle were used to calculate the range of motion (ROM) for each.
The intraclass correlation coefficient (ICC) [1,2] of the ROM for each item was calculated to examine the correlation between the first and second measurements. For ICC values, the following guidelines were used to interpret the results: values >0.75 represented excellent reliability; 0.60–0.75, good reliability; 0.40–0.60, fair reliability; and <0.40, poor reliability [27].
This study included 19 participants (seven men, 12 women) with a mean age of 22.00 ± 1.91 years, a mean height of 167.26 ± 8.97 cm, and a mean weight of 66.53 ± 14.65 kg. Measurements of the trunk segment ROM (first 6.36° ± 1.42°, second 4.29° ± 1.83°, ICC = 0.73) and thigh segment ROM (first 33.49° ± 5.18°, second 37.31° ± 8.70°, ICC = 0.62) obtained via the first and second measurements showed good reliability. Measurements of the shank segment ROM (first 46.79° ± 5.50°, second 50.12° ± 9.98°, ICC = 0.78) showed excellent reliability (Table 1).
This study investigated the reliability of leg segment and joint angle measurements obtained using smartphones during aquatic gait. We attached smartphones to the trunks, thighs, and shanks of 19 healthy young adults and measured the angles of these segments during aquatic gait to obtain the hip joint and knee joint angles. We found that smartphones are a reliable tool to measure the leg segments and joint angles during aquatic gait. Therefore, this method can be used to obtain quantitative data in clinical practice and in research that requires aquatic motion analysis.
Previous studies have used accelerometers to develop practical and economical gait analysis devices. An accelerometer is small and can be controlled wirelessly through an additional device; therefore, it can be used for measurements in various settings [28,29]. However, accelerometers are generally unable to obtain joint angles. In contrast, smartphones are inexpensive, available to most individuals, and equipped with the sensors needed to measure segment angles. Free or inexpensive applications can be downloaded to smartphones to allow for the measurement of segment angles. Smartphones are thus more economically advantageous than other devices.
Jung et al. [4] reported a hip joint ROM of 19.65° measured in water at the chest level, which differs significantly from our results. These conflicting results may be due to the differences in study methods, as the previous study used a treadmill with a rough surface and allowed participants to hold the rail during walking, whereas the present study allowed participants to walk comfortably on the bottom surface of the pool without auxiliary equipment. We found a higher value for hip joint ROM, which does not appear to be due to the buoyancy generated by the air present in the waterproof case, since the smartphone and waterproof phone case connected to the armband had negative buoyancy. Barela et al. [30] reported a knee joint ROM of 56.4°, measured in water at the xiphoid level, which is comparable to our results, using conditions similar to our study. Fantozzi et al. [2] measured joint angles using magnetic sensors during aquatic gait and obtained results similar to this study for hip joint ROM (32.9°) and knee joint ROM (64.9°).
This study has several limitations. Young and healthy participants were included, which may limit the generalizability of the results. We were unable to measure the movement of the ankle joint as we could not attach a smartphone to the foot. In future studies, patients of various ages and those with different conditions should be included, and technologies enabling communication between a separate sensor attached to the foot should be developed to study ankle joint motion. The water depth in this study was fixed at 110 cm as the therapy pool was rented after clinical hours. While some therapy pools are equipped with a system to control water depth, most of these facilities are not large enough for seven gait cycles and require expensive equipment, such as an underwater treadmill. We determined that this equipment was inappropriate for our study as the speed cannot be precisely controlled. The water reached between the waist and chest of all the participants in this study. Jung et al. [4] reported that a change in depth between the levels of the waist and chest had no significant effects on the spatiotemporal variables of gait. Unlike commercialized gait analysis instruments that are developed with their own software, gait analysis applications made for smartphones have not yet been commercialized [24]. Thus, the data had to be extracted and transferred to a computer for analysis. Future gait analysis applications for smartphones should develop a data analysis feature.
Another limitation of this study is that the validity of smartphone-based measurements in comparison to measurements taken using verified methods and equipment could not be determined. Further research should be conducted to confirm the validity of smartphone-based measurements for measuring joint angles during aquatic gait. Furthermore, methods should be developed to extract gait speed using information obtained through sensors that are present in smartphones, such as accelerometers.
Smartphones provide reliable measurements of leg segments and joint angles during aquatic gait and are an affordable option. While smartphones are not a substitute for existing and more expensive professional instruments, they can provide reliable and economic measurements of leg segments and joint angles during aquatic gait—as exemplified by the affordable and readily available method presented in this study.
Acknowledgments
This work was supported by the Daejeon Health Institute of Technology (No. 2020003).
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