Abstract
Throughout the long history of surgery, there has been great advancement in the hemodynamic management of surgical patients. Traditionally, hemodynamic management has focused on macrocirculatory monitoring and intervention to maintain appropriate oxygen delivery. However, even after optimization of macro-hemodynamic parameters, microcirculatory dysfunction, which is related to higher postoperative complications, occurs in some patients. Although the clinical significance of microcirculatory dysfunction has been well reported, little is known about interventions to recover microcirculation and prevent microcirculatory dysfunction. This may be at least partly caused by the fact that the feasibility of monitoring tools to evaluate microcirculation is still insufficient for use in routine clinical practice. However, considering recent advancements in these research fields, with more popular use of microcirculation monitoring and more clinical trials, clinicians may better understand and manage microcirculation in surgical patients in the future. In this review, we describe currently available methods for microcirculatory evaluation. The current knowledge on the clinical relevance of microcirculatory alterations has been summarized based on previous studies in various clinical settings. In the latter part, pharmacological and clinical interventions to improve or restore microcirculation are also presented.
Oxygen metabolism is essential for living tissue function, and without oxygen, human cells cannot survive. For successful oxygen transport, sufficient oxygenated blood should first be generated, usually from the cardiopulmonary system, and this oxygenated blood should be transported to the tissues and, finally, cells. Microcirculation is the circulation within the microvessels (diameter, < 20 μm) and the final step of oxygen transport to the cell level [1].
Inappropriate oxygen delivery and tissue ischemia are frequent in critically ill patients, including surgical patients [2–4]. Tissues may recover from ischemia or progress to localized necrosis. However, tissue ischemia or cell death itself may aggravate inflammatory reactions and result in necrosis, thus entering a vicious cycle. Therefore, appropriate oxygen transport to tissues is the primary goal for the hemodynamic management of surgical patients.
Traditionally, hemodynamic monitoring and interventions have focused on macrocirculatory parameters, such as cardiac output and blood pressure [5]. However, even with appropriate macrocirculatory parameters, such as sufficient cardiac output and blood pressure, a sufficient amount of oxygen may not reach the tissue and cells with microcirculatory dysfunction [6]. Thus, even if appropriate macrocirculatory parameters are achieved, some patients may experience various ischemic complications, including mortality [7,8].
Considering the lack of monitoring tools and understanding of microcirculation during routine clinical practice, our intervention to augment macrocirculatory parameters may not be helpful for microcirculation but rather may impair microcirculation and aggravate tissue ischemia [9].
As the hemodynamic measurement of macrocirculatory parameters, such as blood pressure and cardiac output, is significant during traditional hemodynamic management, it is of particular importance to establish validated, reliable, and practical measurement methods for microcirculation. While abundant knowledge and experience have been collated regarding the measurement of macrocirculatory parameters (e.g., cardiac output and blood pressure) [5], the microcirculatory assessment has not yet been standardized sufficiently to be incorporated into routine clinical practice [10]. Despite this limitation, several noninvasive or minimally invasive tools for microcirculatory evaluation have been developed and are readily available.
Microcirculation is generally defined as a complex network of microvessels (usually with a diameter of < 20 μm) consisting of capillaries, arterioles, and venules [11]. Sublingual microscopy enables direct inspection and evaluation of the microvascular network at the bedside [12]. Another notable strength of sublingual microscopy is its noninvasiveness [12].
Since the introduction of handheld vital microscopes (HVMs) in the late 1990s [13], three techniques for sublingual microscopy have been established [14]. First-generation HVMs use an orthogonal polarized spectral imaging technique where cross-polarized green light is emitted to visualize microvasculature and not transilluminate the tissue surface [15]. However, there are several weaknesses in orthogonal polarized spectral imaging HVMs, such as bulkiness and the requirement for high-powered light sources, which limit their application [13]. Second-generation HVMs have been developed to overcome these limitations. These devices adopted a sidestream dark-field imaging technique [16]. The most recently developed devices, third-generation HVMs, use an incident dark-field imaging technique and further improve the image quality of microcirculation [17]. Currently, second- and third-generation HVMs are commercially available.
HVMs usually contain a ring of stroboscopic light-emitting diodes. Light with a wavelength of 530 nm is absorbed by hemoglobin, thereby helping visualize the microvascular flow of red blood cells (Fig. 1). Microcirculatory images can be obtained by directly applying an HVM to the mucosal membrane in various regions. Several previous studies on microcirculation have predominantly focused on the sublingual mucosa, which is the most commonly selected region for HVMs (Fig. 1) [18]. Studies have also evaluated microcirculation in various organs, such as the lungs [19], liver [20], and brain [21]. However, contrary to the sublingual mucosa, such organs are not always accessible for measurement in most clinical scenarios, except in the surgical setting.
Images obtained using an HVM can be analyzed with (a) bedside visual assessment [22], (b) the aid of offline software [23], or (c) online automatic software [24,25]. From images obtained using a HVM, two physiological components can be analyzed: convective and diffusive oxygen transport [18]. While the convective property of microcirculation describes the flow of red blood cells in microvessels, the diffusive property refers to the density of perfused microvessels. For the qualification or quantification of these two microcirculatory components, several microcirculatory parameters were recommended in an expert consensus meeting [26]. An update of the expert consensus meeting was published recently [18]. The microcirculatory parameters recommended by the expert consensus are listed and described in Table 1.
During the vascular occlusion test (VOT), a pneumatic cuff applied on the upper arm is inflated, and after transient ischemia to the arm, it is released [28]. During this procedure, the tissue oxygen saturation sensor on the thenar muscle measures the changes in tissue oxygenation (Fig. 2). Thus, microvascular reactivity can be evaluated by analyzing changes in tissue saturation [29–31]. Among the VOT parameters, the recovery slope has been widely used. The recovery slope of the VOT measures the velocity of tissue oxygen saturation change from the nadir value to its baseline values and has been reported to be related to clinical outcomes in patients with severe sepsis and cardiac surgery [32]. Previously, we reported that the recovery slope decreased during cardiac surgery, and this decrease in recovery slope recovered on the first postoperative day in patients without postoperative complications but not in patients with postoperative complications [33].
Microvascular perfusion can be measured not only by HVMs but also by laser Doppler flowmetry (LDF; Fig. 3) at the bedside [34]. As with HVMs, LDF can be applied to all organ surfaces, particularly the skin. The LDF technique quantifies backscattered Doppler-shifted light from the tissue during motion [35]. The backscattered light from each point of the skin was detected separately, thus generating a color-coded two-dimensional image [36,37]. LDF imaging has long been used in both clinical and experimental settings [38–41].
The evaluation of microcirculation is also possible using near-infrared spectroscopy [31] or with assessment based on the tissue partial pressure of carbon dioxide [43,44], gastric pH [45], indocyanine green plasma disappearance rate [46], or gastric mucosal-arterial pressure gradient of carbon dioxide [46].
Sepsis may be the case in which microcirculation is the most widely studied. In patients with sepsis, microcirculatory dysfunction is observed ahead of the macrocirculatory abnormality [47–49], which is one of the strongest predictors of clinical outcomes. Microcirculatory dysfunction is more severe in nonsurvivors [47,50], and there are also differences in the recovery of microcirculatory dysfunction based on therapeutic interventions between survivors and nonsurvivors [51–53].
Twenty years earlier, goal-directed therapy using macrocirculatory parameters showed strong clinical benefits in patients with sepsis [54] and was subsequently recommended in the guidelines [55]. However, in recent large clinical trials using similar protocols with macrocirculatory parameters, clinical benefits have not been observed [56–59]. If the optimization of macrocirculation reaches certain target values, further clinical benefit may not be possible with usual goal-directed therapy using macrocirculatory parameters without microcirculatory improvement.
In the meta-analysis, microcirculation via sublingual microscopy was impaired during both cardiac and noncardiac surgeries [60]. Several clinical trials have evaluated microcirculation without sublingual microscopy using the gastric pH [45], LDF technique [61], indocyanine green plasma disappearance rate, and gastric mucosal-arterial pressure gradient of carbon dioxide [46].
Among 25 patients undergoing major abdominal surgery, those with postoperative complications showed higher microvascular dysfunction with impaired sublingual microscopy parameters [62]. However, there were no differences in macrocirculatory parameters, such as cardiac output, blood pressure, oxygen delivery, and lactate levels [62]. Among 31 general or thoracic surgery patients, postoperative microcirculation dysfunction 1 h postoperatively via sublingual microscopy was correlated with blood lactate level elevation 24 h postoperatively [63].
Cardiac surgery is one of the most invasive surgeries that induce a strong inflammatory reaction [64–68]. Moreover, several cardiopulmonary bypass-related factors may affect microcirculation. These include hypothermia [69], non-pulsatile blood flow [70], vasoactive drugs [71], and hemodilution [72]. In addition, heart failure and cardiogenic shock are related to microcirculation dysfunction [73–75]. Although most previous clinical trials enrolled a small number of patients, a certain degree of microcirculatory dysfunction was observed [76–81]. It was also shown that anesthesia itself may induce microcirculatory alterations [77–79,81]. In one study, which included on-pump and off-pump cardiac surgery and thyroid surgery, perfused small vessel density decreased most severely and for the longest duration in on-pump cardiac surgery and decreased the least and was transient in thyroid surgery [76]. In another study of cardiac surgery patients, microcirculation was preserved only in those undergoing off-pump cardiac surgery [80].
If there is no cardiac output, microcirculation is not observed. Therefore, a 100% dissociation between macrocirculation and microcirculation may not be possible. However, in several clinical studies performed under various critical clinical situations, microcirculation parameters showed an independent pattern from macrocirculatory parameters [6,51,82–84].
We also previously showed that among cardiac surgery patients, those with complications showed lower microcirculation function on VOT, but there were no differences in the macrocirculatory parameters [33].
Microcirculation has been observed during various hemodynamic and non-hemodynamic interventions.
Increasing arterial pressure with the use of conventional vasopressors is not effective in restoring microcirculation but rather may aggravate microcirculation in patients with sepsis or animal models [85–87]. Similarly, for cardiac surgery patients undergoing cardiopulmonary bypass, increasing blood pressure from 47 to 68 mmHg with phenylephrine resulted in a decrease in small vessel blood flow measured using sublingual microscopy [78]. Thus, increasing perfusion pressure with vasopressor use may not improve microcirculation but rather impair it; however, at the same time, it should be considered that increasing perfusion pressure was reported to be beneficial for perfusion of other organs, such as the kidney [88].
Interestingly, in patients with septic shock, local acetylcholine application in the sublingual area completely recovered microcirculation dysfunction when examined using sublingual microscopy [47]. However, in a randomized trial of 70 patients with sepsis, intravenous nitroglycerin did not promote microcirculation when examined using sublingual microscopy [89].
In a study by De Backer et al. [90], the intravenous administration of dobutamine (5 μg/kg/min) improved sublingual microcirculation in patients with septic shock. Interestingly, this microcirculatory improvement was independent of changes in cardiac output and blood pressure and was closely related to the decrease in lactate concentration. Thus, the microcirculatory effect of dobutamine could not be detected using conventional macrocirculatory parameters.
In several previous clinical trials with patients with sepsis, fluid infusion improved the microvascular flow index when measured using sublingual microscopy. In one study, this improvement in microcirculation was similar to the effect of passive leg raising [91]. In another study, fluid resuscitation improved the clinical signs of impaired organ perfusion and microvascular flow index when measured using sublingual microscopy for patients with a microvascular flow index of < 2.6. However, in patients with baseline microvascular flow index values of > 2.6, there was no improvement in the clinical signs of impaired organ perfusion and microvascular flow index [92]. In another study on patients with sepsis, fluid administration improved microcirculation examined using sublingual microscopy only in the early phase of sepsis [93].
In a prospective randomized trial with 20 patients with sepsis, goal-directed therapy using 6% hydroxyethyl starch 130/04 showed better microcirculation when examined on sublingual microscopy than when using isotonic saline [94].
In several previous studies, red blood cell transfusion improved sublingual microvascular density in patients undergoing cardiac surgery [95,96].
Meanwhile, in another study performed in 35 patients with sepsis, although sublingual microcirculation remained unchanged after transfusion, transfusion improved sublingual microcirculation in a subgroup of patients who had impaired microvascular perfusion at baseline [97]. This finding indicates that the effect of transfusion varies significantly according to the microcirculatory status of each individual patient; microcirculatory evaluation may help identify patients who would benefit from transfusion.
In a previous study, intravenous hydrocortisone improved microcirculation, as evaluated using sublingual microscopy [98]: microcirculatory parameters, such as small vessel density and proportion of perfused vessels, increased after the administration of “stress dose” hydrocortisone (50 mg per 6 h) in 20 patients with septic shock.
Until now, there has been no reliable and practical intervention that can improve or prevent microcirculatory dysfunction. Most previous studies on interventions to improve microcirculation were small, single-center studies showing inconsistent results [99–105]. Traditional hemodynamic interventions to improve macrocirculation may not improve and may even impair microcirculation. It is possible that some interventions can improve microcirculation.
Even if we establish an intervention that may improve microcirculation, there is one more point to consider. Although the relationship between microcirculatory dysfunction and poor clinical outcome has been well proven in various clinical situations [106–108], it does not necessarily mean that the recovery of microcirculatory dysfunction will improve the clinical outcome.
It could be said that there is a long way to go in this research field. However, considering that a substantial number of patients with microvascular dysfunction experience morbidity and mortality even after the optimization of macro-hemodynamic parameters, establishing an intervention to improve microcirculation will have great clinical impact on critical and perioperative medicine.
Traditionally, the hemodynamic management of surgical patients has mainly focused on macrocirculatory parameters, such as cardiac output and blood pressure. However, microcirculatory dysfunction occurs frequently in surgical patients, and both macrocirculation and microcirculation are essential for successful oxygen transport to tissues. Thus, even after achieving sufficient adequate macrocirculatory parameters does not necessarily guarantee for sufficient microcirculatory dysfunction, which is also important to optimize postoperative outcomes. This is still related to postoperative complications. However, unlike traditional macrocirculatory hemodynamic management, there is a lack of research on microcirculatory hemodynamic management, and little is known about how to improve microcirculation. Therefore, future research should focus on effective interventions to recover microcirculation. To determine these interventions, we require a more standardized and practical monitoring tool to evaluate microcirculation in the clinical field.
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