INTRODUCTION
Laryngomalacia (LM) is the most common (45%–75%) cause of congenital stridor, characterized by inward collapse of laryngeal structures, resulting in a narrow air passage and turbulent airflow that causes inspiratory stridor [
1]. It generally worsens with feeding, crying, placing in the supine position, and agitation, and may lead to feeding problems, failure to thrive, and significant respiratory distress [
2]. Olney et al. [
1] categorized LM into three types according to the site of obstruction and the surgical procedure most likely to affect the outcome: type I, inward collapse of the aryepiglottic fold during inspiration; type II, long tubular epiglottis with short aryepiglottic folds; and type III, overhanging epiglottis that collapses posteriorly [
3]. Diseases associated with LM include gastroesophageal reflux disease (65%–100%), congenital anomalies/syndromes (8%–20%), neurological diseases (20%–45%), cardiac diseases (10%), and synchronous airway lesions (SALs; 7.5%–64%) [
2].
Although most LM patients are managed with conservative medical therapy, patients with severe disease whose symptoms worsen despite treatment require surgical intervention under general anesthesia [
4]. The conventional method using closed-circuit anesthesia with an endotracheal tube has several constraints for pediatric patients. Due to the small surgical field and anatomy of the pediatric airway and the thickness of the tube, endotracheal intubation results in the surgical field being covered by the tube, making it difficult to observe the surgical site and SAL in the lower airway [
5]. For a wider surgical view, the intermittent apneic technique with jet ventilation was introduced for tubeless airway surgery. However, this technique requires repeated intubation, which is associated with risks of laryngeal injury, hypoxemia, and hypercapnia, and is a time-consuming procedure [
5,
6]. In addition, jet ventilation is associated with a risk of barotrauma due to high airway pressure [
5,
7,
8]. Evaluating dynamic changes in the larynx of patients with LM is limited if a muscle relaxant is administered when performing anesthesia.
The spontaneous respiration using intravenous anesthesia and high-flow nasal oxygen (STRIVE Hi) technique is a tubeless, spontaneous-respiration anesthesia technique that uses total intravenous anesthesia in combination with high-flow nasal oxygen [
8]. Using the tubeless self-respiration technique, we were able to evaluate dynamic obstruction of the upper airway in our patients, leading to an accurate diagnosis before performing supraglottoplasty. High-flow nasal oxygen has benefits with regard to prolonged apnea and reduction of the number of intermittent intubations [
9]. The results of the procedure could be evaluated intraoperatively and further adjustments could be performed as necessary. A final dynamic evaluation of the surgical results was also possible using STRIVE Hi. This study investigated the characteristics of patients with LM who were referred to our tertiary hospital, and assessed the safety and efficacy of the STRIVE Hi technique and surgical outcomes of supraglottoplasty using this technique.
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DISCUSSION
Patients with LM who were referred to or detected at the authors’ tertiary hospital included a higher proportion of type II and III cases. Most had one or multiple comorbidities and airway lesions. For LM patients, the STRIVE Hi technique may be useful and feasible for both microlaryngobronchoscopy and supraglottoplasty. In this study, 70.6% of patients (12/17) underwent microlaryngobronchoscopy with or without supraglottoplasty under the STRIVE Hi technique without any support from other anesthetic types of oxygen supply. The STRIVE Hi technique may have the potential for failure in patients with multiple comorbidities, particularly SAL.
The clinical characteristics of the patients in our study showed discrepancies from previous research. Inspiratory stridor in patients with LM is typically present during the first 2–4 weeks of life, and worsens with feeding, crying, placement in the supine position, and agitation [
10]. It usually deteriorates over the first 6 months of life, with symptoms resolving in most patients (~70%) by the age of 24 months [
11]. However, almost half of the patients (13, 43.3%) at our institution showed symptoms from birth. The symptoms in LM patients are generally managed with conservative and medical therapy [
4]. Despite the primarily spontaneously resolving nature of LM, 51.7% (15/29) of patients with LM and 61.5% (8/13) of patients with both LM and cardiac disease underwent supraglottoplasty at our center. This proportion is higher than in previous reports (12%–31% and 34%, respectively) [
1,
4,
12-
14].
The proportion of cases undergoing surgical treatment in our study was higher than that reported in previous studies because we had a higher proportion of patients with comorbidities and type II/III LM according to Onley’s classification. In previous studies, the rates of associated syndromes were 8%–20%, neurological disorders were 20%–45%, cardiac diseases were ~10%, and SAL were 7.5%–64% [
1,
15-
17]. One of the most common features of SAL is the presence of other types of airway malacia, such as tracheomalacia and/or bronchomalacia (2%–48%) [
1,
3,
11,
15], and another common SAL is facial malformation (micrognathia and retrognathia, 10.3%). The presence of associated diseases increases the risk for negative outcomes after supraglottoplasty and the likelihood of performing tracheostomy [
13,
18]. In our study, the prevalence of comorbidities was similar to or higher than in previous studies (syndromes, neurological disorders, cardiac diseases, and SAL: 20%, 40%, 46.7%, and 36.7%, respectively). Another reason for the higher rate of surgical cases may have been the relatively high rates of type II and III LM in our cohort (type I, 43.3%; type II, 30%; type III, 23.3%). Olney et al. [
1] reported that 57% of patients had type I LM, 15% had type II, 13% had type III, and 15 had combined types. According to the study, most patients with type I did not require surgery. By contrast, most type II/III LM patients required surgery, suggesting that type I may be a milder form than type II/III.
There are six possible anesthetic methods that can supply adequate oxygen during airway management: spontaneous breathing; positive pressure ventilation via an endotracheal tube; jet ventilation; apneic oxygenation using humidified high-flow nasal oxygen delivery systems or intermittent ventilation; crossfield ventilation; and extracorporeal membrane oxygenation (ECMO)/cardiopulmonary bypass (CPB) [
19]. In the conventional endotracheal tube ventilation technique, the tube hides the subglottic airway and the surgical field. Sometimes, a tube can be intermittently withdrawn and excision can be performed while the child is apneic [
2]. However, the process of inserting and removing the tube can cause airway trauma and prolong the operation time. The apneic technique with intermittent ventilation allows only approximately 3 minutes until further ventilation and oxygenation for a 3- to 4-year-old child [
20,
21]. In cases with associated conditions, such as cardiac, pulmonary, and airway lesions, which can affect cardiac output, the time to desaturation is likely to be even shorter [
21,
22]. The jet ventilation technique provides a tubeless surgical field. However, it has several disadvantages associated with the high airway pressure, such as an elevated risk for barotrauma (including pneumothorax, pneumomediastinum, and subcutaneous emphysema) and low reliability of end-tidal CO
2 monitoring [
19]. The cross-field ventilation technique requires tracheostomy, and ECMO/CPB is indicated in open surgery when manipulation of the heart and the great vessels is planned. The STRIVE Hi technique is a tubeless self-respiratory anesthesia method maintained intravenously, while additional oxygen and ventilation are supplied by a high-flow nasal cannula [
9,
23]. The high-flow nasal cannula allows oxygen delivery without the presence of any equipment in the surgical field and airway. In addition, it minimizes interruptions for rescue oxygenation even in settings of apnea or hypoventilation [
24]. However, as mentioned, desaturation events occurred in four cases, which led to the requirement for oxygenation rescue [
5]. Monitoring of ORI with SpO
2 provides an early warning before oxygen saturation begins to decrease, which helps to avoid unanticipated hypoxia events [
25]. By checking the ORI and SpO
2 value, the anesthesiologists anticipated hypoxia, recognized the need to perform oxygenation rescue at the appropriate time, and finished preoxygenation without hyperoxia. All oxygen rescue processes were continued with sufficient multidisciplinary communication. When an anesthesiologist notified the team of signs of desaturation, the operation was stopped and temporary tracheal intubation was performed through a Benjamin-Lindholm laryngoscope. Likewise, continuous CO
2 monitoring is essential because the elevation of CO
2 needs correction during the operation. Mask bagging was performed by an anesthesiologist. As a result, all operations were completed without severe adverse events while intubation was performed in three cases and intermittent mask bagging was performed in one case (
Table 3). In another case in which the patient did not have SAL, oxygen saturation was stable with the STRIVE Hi technique. However, a muscle relaxant had to be applied because the surgical site could not be exposed due to severe trismus, which led to the loss of self-respiration and conversion to conventional intubation. After experiencing several cases with the STRIVE Hi technique, we would suggest that this technique is contraindicated for patients with a skull base fracture or choanal atresia. In addition, poor exposure of the surgical field, such as in cases of micrognathia, is a relative contraindication of transoral supraglottoplasty under the STRIVE Hi technique.
During the operation using the STRIVE Hi technique, temperature and humidity were maintained uniformly for all patients at levels that were high enough to prevent feelings of dryness in the nasal cavity of patients and to promote tolerance for the high-flow rate [
26]. In addition, higher temperature and humidity than the gas supplied in conventional anesthesia can decrease intraoperative oxygen demand by maintaining body temperature higher [
27], and postoperative lung complications may decrease by maintaining the mucociliary clearance of the airway [
28]. The flow rate of O
2 was 2 L/min/kg according to previous reports and experiences at our institution [
5]. There were no complications associated with the use of the STRIVE Hi technique such as pneumothorax, gastrointestinal air, or difficulty obtaining a seal during masking. There was no fire when we used a CO
2 laser under the STRIVE Hi technique, probably due to the lack of a medium to support ignition such as an endotracheal tube.
LM is suspected based on a typical clinical history, but the diagnosis is confirmed by a flexible fiberoptic exam in conscious patients [
10]. Sivan et al. [
29] reported that anesthesia/sedationaided diagnosis may sometimes be more accurate than conscious examination due to rapid laryngeal motion and lack of patient cooperation. Patients with severe LM may be at greater risk for SALs causing multilevel airway obstruction [
2,
16]. This supports the importance of conducting microlaryngobronchoscopy for a multilevel airway assessment before supraglottoplasty. Using the STRIVE Hi technique, we could secure the surgeon’s view without blocking the endotracheal tube and perform accurate preoperative evaluation of airway dynamics. During supraglottoplasty, movements of the supraglottis did not hinder the surgical procedure as the surgical site was immobilized with cup forceps or alligator forceps. The postoperative outcome could be checked in real-time during supraglottoplasty, and the surgeon could decide whether the patient required tracheostomy before leaving the operating room.
The success rate of supraglottoplasty is approximately 94%, and it has a low complication rate. In this study, using the STRIVE Hi technique, 93.3% (14/15) of patients who underwent supraglottoplasty showed symptom improvement without severe complications. Children with LM are at significant risk for insufficient weight gain due to an increased workload while breathing and increased energy expenditure [
3]. The most frequent reasons for surgical intervention are worsening airway symptoms and failure to thrive [
30]. Similarly, the most important indicator of the improvement of LM in infants is appropriate weight gain [
3]. Our patients showed significant changes in weight percentile after supraglottoplasty (
P=0.026).
Patients with LM referred to our tertiary hospital had higher comorbidity rates than previously reported. Supraglottoplasty is a safe and effective treatment for most cases of severe LM. The STRIVE Hi technique ensures that the surgeon has an appropriate view for accurate diagnosis and ease of operation, and enables evaluation of the immediate postoperative respiratory status and results. Type III LM patients with micrognathia or glossoptosis may have a higher likelihood of requiring rescue oxygenation during the STRIVE Hi technique, while the presence of multiple comorbidities seemed to have no effect on the surgical success of supraglottoplasty.
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