Abstract
Purpose
As the aging of society progresses, the proportion of extremely older lung cancer patients has also increased; However, studies of these patients with non–small cell lung cancer are limited. Therefore, we investigated the initial treatment modalities and survival outcomes for patients aged 80 years or over.
Materials and Methods
We included a multicenter retrospective cohort from the Korean Association for Lung Cancer Registry, which surveys 10% of the newly diagnosed lung cancer patients across 52 hospitals in Korea. We analyzed and compared the 2014–2016 data of the non–small cell lung cancer patients aged ≥ 80 years and those aged < 80 years.
Results
Of the 6,576 patients reviewed, 780 patients were aged ≥ 80 years, and 5,796 patients were aged < 80 years. In the patients aged ≥ 80 years, surgery and radiation therapy resulted in longer patient survival among those with a resectable tumor (stage I–II) than the best supportive care (median survival, not reached [surgery] vs. 32.2 months [radiation therapy] vs. 11.43 months [best supportive care]). The duration of survival in patients with advanced-stage (IV) lung cancers was higher after chemotherapy than after the best supportive care (median survival, 8.63 months vs. 2.5 months). Patients with stage IV adenocarcinoma who received targeted therapy had better survival than those who did not (median survival, 9.0 months vs. 4.3 months).
Lung cancer is the leading cause of cancer-related death and the most common cancer in the world [1]. With the continued aging of society, the proportion of older adult patients with lung cancer is gradually increasing globally [2]. Of the 26,985 cases of newly diagnosed lung cancer in 2017 in Korea, 14,380 patients aged 70 years and above accounted for 53%, and 5,043 patients aged 80 years or above accounted for 18.7%, according to the Ministry of Health and Welfare Cancer registration statistics and the statistics of the causes of death from the National Statistical Office [3]. In the United States, the overall mean age of diagnosis was 71 years [4], and patients aged 80 years or above accounted for 17.8% of lung cancer cases, according to the Surveillance Epidemiology and End Results program in 2004 [5].
However, decisions about treatment modalities for older adult patients with lung cancer are difficult to make in clinical practice. Older adult patients are under-represented in clinical trials; they have been excluded from the majority of clinical trials [6–9]. They may also not receive optimal treatment because they are generally more likely to have a poor performance status, co-existing comorbidities, drug interactions due to polypharmacy, and toxicity to chemotherapy. Moreover, because of age-related pessimism, the right medical decisions may not be made by doctors as well as patients and their families [8].
Previous studies have retrospectively analyzed the clinical features and treatment modalities of lung cancer patients older than 65 years and found that the appropriate standard treatments, such as surgery or chemotherapy, for each stage of lung cancer were generally not administered in older adults with lung cancer [10,11]. In recent years, because of advances in targeted therapy and immunotherapy for non–small cell lung cancer (NSCLC), the proportion of older adult patients receiving treatment will increase [2].
In this study, we retrospectively analyzed the clinical features and initial treatment modalities of extremely older lung cancer patients and compared their survival outcomes stratified by treatment. It has been predicted that the proportion of patients aged 80 years or above will increase over the coming decades, but studies on them are limited [12]. Thus, we focused on older adult patients, especially those older than 80 years of age, with NSCLC. The results of this study will provide a therapeutic direction for treating patients aged 80 years or above. We aim to improve the quality of treatment for older adult lung cancer patients.
This study used data from the Korean Association for Lung Cancer Registry (KALC-R), a database created using a retrospective sampling survey by the Korea Central Cancer Registry (KCCR) and the Lung Cancer Registration Committee (KALC-RC) [13]. In this database, 13 regional cancer centers and 39 hospitals in Korea constitute a total of 52 centers, and the sample size of each hospital was determined by the probability of selection according to the number of registrations. Patients were stratified by the date of diagnosis, sex, age, and their Surveillance, Epidemiology, and End Results program summary stage. Excluding multiple primary cancer patients, 2,621 patients in 2014, 2,660 patients in 2015, and 2829 patients in 2016 were selected from the 52 centers through systematic sampling methods. Of the total 8,110 patients registered between 2014 and 2016, those with no survival data were excluded, and NSCLC patients were selected. Finally, 5,796 patients younger than 80 years and 780 patients aged 80 years or above were compared and their data were analyzed to investigate the differences between their clinical features and initial treatment modalities. We also analyzed their survival outcomes according to the initial treatment modalities among the older adult patients and identified the risk factors affecting their survival outcomes.
According to the standardized protocol, data of age, sex, body mass index (BMI), smoking history, histopathological type, symptoms, results of pulmonary function tests, Eastern Corporative Oncology Group (ECOG) performance status at the time of diagnosis, clinical stage (according to the seventh edition of the TNM Internal Staging System) and treatment method, epidermal growth factor receptor (EGFR) mutation and anaplastic lymphoma kinase (ALK) translocation status, and survival status were collected. The registered patients were followed-up until December 31, 2018.
Student’s t test was used to compare the continuous variables and the chi-square test or Fisher test was used to compare the categorical variables. A Cox proportional hazards model was used to identify the risk factors correlated with mortality. Variables with p-values of < 0.10 on univariate analysis were used in the multivariate analysis. Survival analyses were performed using the Kaplan-Meier method and the log-rank test. All the p-values were two-tailed, and statistical significance was set at a p-value of < 0.05. SPSS ver. 25.0 (IBM Corp., Armonk, NY) was used for all the statistical analyses.
A total of 6,576 patients were analyzed. Of them, 780 were aged 80 years or above and 5,796 were younger than 80 years (Table 1). The male patients comprised 68.6% and 69.6% of the two groups, respectively (p=0.552). The proportion of ever-smokers was similar, 61.6% vs. 62.7% in each group (p=0.391). BMI was lower in the patients aged 80 years or above (21.80±3.33 vs. 23.18±3.43, p < 0.001). At the time of diagnosis, only 9.9% of the patients aged 80 years or above were asymptomatic as compared with 17.8% of the patients younger than 80 years (p < 0.001). In the patients aged 80 years or above, the three most common symptoms were cough, dyspnea, and sputum. The proportion of adenocarcinoma cases among the subtypes of NSCLC was lower among the patients aged 80 years or above (47.1% vs. 61.6%, p < 0.001). Conversely, the proportion of squamous cell carcinomas was higher among the patients aged 80 years or above (37.9% vs. 28.6%, p < 0.001). The proportion of patients with an ECOG performance status score greater than 2 was higher among the patients aged 80 years or above (33.2% vs. 10.4%, p < 0.001). There were fewer patients aged 80 years or above with stage I (20.9% vs. 31%, p < 0.001) and more patients with stage IV (53.6% vs. 41.9%, p < 0.001). The number of patients who received surgery (11.0%), concurrent chemo-radiation therapy (CCRT) (2.4%), or chemotherapy (14.4%) as their initial treatment was significantly lower among those aged 80 years or above (all, p < 0.001); the proportion of those who received radiation therapy (19.6%) was higher. Furthermore, 44% of patients did not receive any treatment among those aged 80 years or above.
We compared the patient characteristics and initial treatment modalities for each clinical stage. Among stage I–II patients, the proportion of those who underwent surgery was lower among those aged 80 years and greater (31.3% vs. 84.6%, p < 0.001) (S1 Table). The proportion of patients receiving radiation therapy was higher in those aged 80 years or above (26.4% vs. 5.2%, p < 0.001). In the older adult group, 29.5% of the patients did not receive any treatment.
Among stage III patients aged 80 years and greater, 7.1% underwent surgery, and the proportions of patients who received chemotherapy, radiation therapy alone, and CCRT were 11.8%, 23.6%, and 6.3%, respectively (S2 Table); 43.3% did not receive any treatment. For stage III cancer, the proportion of patients receiving CCRT was lower among those aged 80 years or above (6.3% vs. 29.1%, p < 0.001); the proportion receiving radiation therapy only was higher (23.6% vs. 6.6%, p < 0.001).
For stage IV, the proportion of patients who were males was lower (62.5% vs. 70.9%, p=0.001) and the proportion of squamous cell carcinoma cases was higher (31.0% vs. 21.1%, p < 0.001) among those aged 80 years or above (S3 Table). The proportion of patients who received chemotherapy was lower (21.8% vs. 45.7%, p < 0.001), and the proportion of patients who did not receive any treatment was higher (49.4% vs. 26%, p < 0.001). Of the 221 patients with stage IV adenocarcinoma, 182 underwent EGFR mutation testing (Table 2). A total of 25.3% men and 50.5% women were positive for EGFR mutation status. Of the patients identified as EGFR mutation-positive, 69.6% and 65.2% of men and women, respectively, were treated with EGFR-targeted therapy during the entire follow-up period. Only seven patients were identified as ALK-positive, and two of them were treated with ALK-targeted therapy.
Using Cox proportional hazard models, we identified the factors underlying mortality in patients aged 80 years or above with stage I–II and stage IV NSCLC. In the multivariable analysis, BMI, clinical stage (I or II), and initial treatment modalities were identified as factors that affected mortality in stage I–II patients (Table 3). A higher BMI was associated with a lower risk with a hazard ratio (HR) of 0.912 (p=0.027); stage II was associated with a higher risk of mortality (2.499 times that of stage I, p=0.001). Compared to surgery, the best supportive care significantly increased mortality with an HR of 4.355 (p < 0.001), whereas radiation treatment did not show a significant difference with an HR of 1.597 (p=0.218). For stage IV, the multivariable analysis revealed that male sex, BMI, histopathologic type, and chemotherapy were identified as factors that affected mortality (Table 4). Male sex increased mortality with an HR of 1.693 (p=0.001). A higher BMI was also a significant protective factor with an HR of 0.939 (p=0.004). Compared with squamous cell carcinoma, large cell carcinoma, and other unspecified forms of NSCLC showed increased mortality with an HR of 1.960 (p=0.007). Compared with chemotherapy, the best supportive care resulted in increased mortality with an HR of 1.936 (p < 0.001).
We compared the overall survival among the patients aged 80 years or above with stage I–II who received surgery, radiation therapy, and best supportive care using the Kaplan-Meier method and log-rank analysis. Significant overall survival differences were identified among the three groups (median survival, not reached, 32.2 months, and 11.43 months, respectively; p < 0.001) (Fig. 1A). Among the stage IV patients aged 80 years or above, a survival advantage was identified in those who received chemotherapy over those who received the best supportive care (median survival, 8.63 months vs. 2.5 months; p < 0.001) (Fig. 1B). We compared the overall survival of the patients with stage IV adenocarcinomas who were treated with and without a targeted agent. A significant improvement in survival was observed in the patients treated with a targeted agent (median survival, 9.9 months vs. 4.3 months; p < 0.001) (Fig. 1C).
We performed subgroup analysis of patients with ECOG performance status 0–1 because those with poor performance statuses tended not to receive treatment. Using the Kaplan-Meier method and the log-rank test, improvement in survival was confirmed in actively treated patients with stage I–II and stage IV (S4 and S5 Figs.). Multivariable Cox analysis revealed that the patients in the best supportive care group had 4.52 times higher mortality than those who underwent surgery in the stage I–II group; radiation therapy did not show any significant differences (S6 Table). For stage IV, the patients who did not receive any treatment showed higher mortality than those who received chemotherapy (HR, 2.022; p=0.004) (S7 Table).
This retrospective study identified the baseline characteristics and treatment outcomes stratified by the initial treatment modalities in NSCLC patients aged 80 years or above. Compared with patients younger than 80 years, the older adult patients were more likely to have more symptoms related to lung cancer, were initially diagnosed with advanced-stage disease, and did not receive any treatment despite being early-stage lung cancer cases. However, this study confirmed that the patients who received standard treatment in both the early and advanced stages showed clear improvements in overall survival compared to those who did not receive any treatment. Based on this observation, we should not give up on treatment among patients aged 80 years or above solely based on their chronological age. We need to select the best possible treatment options, taking into account each patient’s condition.
We compared surgery, radiation therapy, and the best supportive care using the Kaplan-Meier method and the log-rank test in patients aged 80 years or above in the stage I–II group; the most significant improvement in overall survival was observed in the surgery group followed by the radiation therapy group. Multivariate Cox analysis revealed that the radiation therapy group had a 1.5 times increased risk of death as compared with the surgery group, but it was not statistically significant. The number of patients aged 80 years or above undergoing radiation therapy has been gradually increasing globally. According to a study published in 2007, 47% of patients with NSCLC aged 80 years or above received radiation therapy during the overall treatment period [14]. According to a study published by Lee et al. [15] in 2018, the rate of stereotactic body radiation therapy (SBRT) for early-stage lung cancer in Korea increased from 9.4 to 28.6% from 2008 to 2016, and SBRT was selected as an alternative to surgery if high-risk complications were predicted after surgery. In the same study, the overall durations of survival of patients aged 80 years or above with early-stage NSCLC after surgery and SBRT were 35.5 and 56.4 months, respectively, confirming that overall survival was inferior for SBRT. However, because of the retrospective study design, selection bias may have existed in the SBRT group, since patients who were contraindicated for surgery were selected. In the current study, we corrected for factors, such as age, sex, smoking history, BMI, histopathologic types, basal pulmonary function, and stage, using multivariate Cox analysis; the results showed no significant increase in the mortality risk in the radiation therapy group. Another retrospective study compared surgery and radiation therapy among patients with stage I lung cancer using an intention-to-treat analysis [16]. In that paper, multivariable Cox modeling revealed inferior overall survival in the SBRT group to that of the surgery group. After comparing cancer-specific survival, it was confirmed that there was no difference. Therefore, it is better to perform surgery during the resectable stage, if possible, but if the patient has a condition that makes it difficult to tolerate surgery, radiation therapy may extend the survival of patients.
Following the initial treatments of stage IV NSCLC, the overall survival of the chemotherapy group was superior to that of the best supportive care group. A previous study compared the effects of systemic chemotherapy, including platinum doublet treatment, in patients with advanced NSCLC younger and those older than 80 years [5]. There was no difference between the progression-free survival and overall survival after chemotherapy stratified by age group. Thus, chemotherapy was considered to be equally beneficial among older adult and younger patients. Of the 83 patients in the current study who chose chemotherapy as their initial treatment, 44 were treated with a targeted agent, and 39 were treated with conventional chemotherapy.
The stage IV adenocarcinoma patients were stratified into two groups based on whether they received targeted therapy or not; their survival rates were improved by 9.9 and 4.3 months, respectively. Previous studies have reported that targeted treatment for EGFR-positive patients older than 80 years can reverse poor prognosis due to a poor performance status [2], and according to the Korean Association for Lung Cancer survey in Korea in 2016, EGFR-positive cases are confirmed in approximately 36.8% of all stage adenocarcinomas, 51.2% of women, and 26.6% of men [13]. Therefore, it is essential to perform mutation tests for stage IV cases, and we expect to improve the overall survival of patients using targeted agents when it is possible. Interestingly, the proportion of squamous cell carcinoma cases increases with age, while that of adenocarcinoma cases decreases. Compared with those younger than 80 years, the percentage of squamous cell carcinoma cases in older adult patients is higher. The most common histopathological type in 1997 was squamous cell carcinoma. In 2005, adenocarcinoma became the most common, and this change has been explained by differences in cigarette exposure, occupational risks, and/or air pollution [13,17]. However, 47.1% of adenocarcinoma patients were still reported as EGFR-positive, even with the smaller percentage of adenocarcinoma in older adults, and especially during the advanced stage of the cancer. The importance of obtaining a mutation profile needs to be emphasized because the quality of life is less affected by this treatment.
The life expectancies of 80-year-old men and women are 87.3 and 89.0 years, respectively [5], and treatment can extend the lives of patients for as long as 10 years, even if they are diagnosed with lung cancer after 80 years of age, especially among those with early-stage lung cancer. In patients aged 80 years or above, the higher rate of complaints about their symptoms at the time of diagnosis and the stage IV ratio highlights the utility of check-ups for lung cancer after 80 years.
This study design is retrospective, and we did not have data on patients’ comorbidities and cancer-specific mortality. To overcome this limitation, we analyzed patient mortality using multivariate Cox analysis and excluded other factors that affected mortality. We identified survival outcomes stratified by their initial treatment modalities. For example, low BMI was related to higher mortality in early- and advanced-stage patients aged 80 years or above; older patients with insufficient nutritional support and cachexia had poorer survival outcomes. After excluding factors, such as BMI, sex, and pulmonary function, among others, in this analysis, the patients with active treatment showed improved survival. In the future, based on available information about the patient comorbidities or cancer-specific mortality, complementary studies will be needed. Patients with a poor performance status tended not to receive treatment, and because of this, their prognoses were worse than those of good performance status patients. To take this bias into account, we performed an exclusive subgroup analysis including patients with ECOG performance status 0–1. As a result, survival outcome improvement was also confirmed in actively treated patients in both early- and advanced-stage good performance status patients. Therefore, standard treatment should be considered, especially in patients with good performance status.
In the early stages of NSCLC in patients older than 80 years, active treatments such as surgery or radiation therapy improved overall survival. Chemotherapy improved the overall survival of patients with advanced-stage NSCLC; targeted therapy also improved their survival rate, so mutation testing is essential in Asia, where the rate of EGFR mutations is high. Rather than simply selecting conservative treatment due to a patient’s chronologic age, it is better to assess each patient’s performance status and individual condition and provide the appropriate active treatment.
Electronic Supplementary Material
Supplementary materials are available at Cancer Research and Treatment website (https://www.e-crt.org).
Notes
Ethical Statement
The study protocol was reviewed and approved by the Institutional Review Board at the National Cancer Center (NCC2018-0193), which waived the requirement for informed consent because of the retrospective study design.
ACKNOWLEDGMENTS
The data used for this study were provided by the Korean Association for Lung Cancer (KALC) and the Ministry of Health and Welfare, Korean Central Cancer Registry (KCCR). This study was supported by the Health Promotion Fund, Ministry of Health & Welfare, Republic of Korea (1660680).
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Table 1
Values are presented as median (IQR), number (%), and mean±SD. BMI, body mass index; CCRT, concurrent chemo-radiation therapy; FEV1, forced expiratory volume in 1 second; FVC, forced vital capacity; IQR, interquartile range; NOS, not otherwise specified; NSCLC, non–small cell lung cancer; RT, radiation therapy; SD, standard deviation.