INTRODUCTION
The treatment of patients with severe traumatic brain injury (sTBI) remains controversial. There is a wide range of perspectives on the value of foregoing intracranial pressure (ICP) monitoring and treating patients based solely on clinical and radiological findings versus utilizing either an intracranial pressure-cerebral perfusion pressure (ICP-CPP) targeted approach or a multimodality monitoring and brain tissue oxygen tension (ICP-PbtO
2) targeted treatment aimed at optimizing cerebral blood flow and brain tissue oxygenation. Regardless of modality employed, studies have confirmed that short periods of brain hypoxia with CPP <60 mmHg are associated with decreased survival and compromised functional recovery at 6 and 12 months, respectively [
1-
3]. The Brain Oxygen Optimization in Severe TBI, Phase 2 (BOOST2) trial suggested a potential benefit of an ICP-PbtO2 targeted treatment over an ICP-CPP targeted approach as the latter can reduce the duration and depth of brain hypoxia; however, it did not document a survival advantage for patients [
4]. Following these findings, the BOOST-3 prospective randomized trial was initiated to further demonstrate whether an ICP-PbtO
2 targeted treatment is superior to an ICP-CPP targeted approach from the standpoint of overall mortality and functional outcome; this study is ongoing [
5]. At this time, there is no evidence to support the use of ICP-PbtO
2 targeted treatment for all patients with sTBI.
Following the recruitment of two of the authors of this study (MFS and CPM), a multimodality monitoring and goal-directed therapy protocol (MM&GDTP) was implemented in our Level I Trauma Center in 2011. The protocol includes a set of interventions aimed at preventing secondary brain injury and maintaining functional brain metabolism during the first 5 days following injury. It uses a tiered intervention strategy to treat isolated increases in ICP and decreased cerebral blood flow identified with near-infrared spectroscopy (NIRS) regional cerebral oxygen saturation (rSO
2) using cerebral microdialysis (CMD) data to detect brain tissue hypoxia. Our initial experience with MM&GDTP showed an improved survival compared to that predicted by the corticosteroid randomization after significant head injury (CRASH) model, but we did not compare contemporary outcomes with those of historical controls from our own institution [
6,
7]. Therefore, this study compared the mortality and functional outcomes of patients with sTBI who were treated during a pre-MM&GDTP control period of 2 years with a subsequent 5-year period, during which the MM&GDTP was implemented.
METHODS
This study involved a retrospective chart review, and an informed consent waiver was granted. This study compared the outcomes of patients (age range, 14–93 years) with sTBI treated at a single institution over a period of 7 years. It was divided into two time periods: a historic control period that extended from January 1, 2009 to December 31, 2010 and an intervention period from April 1, 2011 to December 31, 2015, during which patients with sTBI were treated with a 5-day MM&GDTP. The decision to limit the control group to those treated during these 2 years was based on the presence of a different group of neurosurgeons before that period. Patients excluded from the analysis included those treated between January 1, 2011 and March 31, 2011 because not all components of the MM&GDTP were available until April 1, 2011. Patients with one or more of the following criteria, after resuscitation, physiological stabilization, and a period of observation who were deemed to have suffered an unsurvivable brain injury were excluded from the study: (1) Glasgow Coma Scale (GCS) score 3 with dilated and fixed pupils, (2) GCS score 3 with pupils unreactive to light, (3) GCS score 3 and brain injury observed on a computed tomography (CT) scan of the head expected to result in permanent loss of all brain function above the brain stem, and (4) brain perfusion CT scan showing absence of cerebral blood flow.
Multimodality monitoring included monitoring of ICP, CPP, which was defined as the difference between the mean systemic blood pressure and ICP, PbtO
2 (Integra Licox Brain Tissue Monitoring; Integra LifeSciences, Princeton, NJ, USA) in mmHg; rSO
2 by NIRS (Medtronic & Covidien, Minneapolis, MN, USA); and hourly CMD data. The goal-directed therapy protocol included maintenance of normothermia (37°C) with dry water immersion (Arctic Sun 5000 Temperature Management System, Medivance-Bard, Louisville, CO, USA), PbtO
2 ≥20 mmHg, ICP ≤20 mmHg, CPP ≥70 mmHg, rSO
2 ≥55%, CMD lactate/pyruvate ratio (LPR) <40, nutritional support targeted to ensure a respiratory quotient between 0.83 and 0.87 by indirect calorimetry on days 3 and 5, with calories adjustment as needed based on the day 3 respiratory quotient, and positive nitrogen balance by day 7. To achieve the threshold CPP value required to keep PbtO
2 and CMD LPR above the critical values, when needed, patients received a limited amount of normal saline (NS) (1,000 mL) and norepinephrine infusion at a dose of 0.1 to 0.2 µg/kg/min. Post-pyloric peptide-based enteral nutrition was initiated upon completion of the resuscitation phase. All patients were sedated to synchrony with the ventilator, avoidance of cough and a modified Ramsey score of 2 achieved with midazolam and propofol infusion. Patients were treated using a 2-tier approach based on their classification (
Fig. 1). Osmotherapy included administration of 3% saline and the addition of either low- or high-dose mannitol when appropriate. Burst suppression, monitored with continuous electroencephalography, was initiated with an infusion of midazolam at a dose up to 15 mg/hr and propofol at a dose up to 100 µg/kg/min when ICP, low PbtO
2, or low rSO
2 were not responsive to first-tier therapy. The anti-shivering protocol used during the normothermic approach involved the use of a Bair Hugger set at 4°C with administration of a combination of acetaminophen, buspirone, fentanyl, midazolam, and propofol, and when needed, the addition of cisatracurium.
Indications for immediate craniotomy included symptoms of uncal herniation syndrome, midline shift >1 cm, epidural hematoma volume >30–40 mL, presence of subdural hematoma with thickness >0.5 cm extending over the hemispheres or >30–40 mL volume with a significant mass effect, and intraparenchymal hemorrhage >30 mL in the temporal lobe or cerebellum with a significant mass effect. A large fronto-temporoparietal (≥12×15 cm) decompressive craniectomy was employed for patients with late refractory ICP that did not respond to second-tier treatment modalities. All intracranial monitors were inserted within 2–4 hours of sTBI diagnosis, except for patients who went directly to the operating room for evacuation of mass lesions and had monitors placed after the craniotomy.
A multi-channel monitor (Moberg ICU Solutions, Ambler, PA, USA) provided continuous online recording of all multimodality monitoring minutes of brain flow and oxygen variables. CMD was performed via a dual lumen catheter inserted concurrently with the Licox catheter. CMD data that were measured included levels of glucose (normal value, 14.4–46.8 mmol/L), lactate (2.0–3.8 mmol/L), pyruvic acid (119–213 µmol/L), glutamate (0.0–32.0 µmol/L), and glycerol (38.0–126 µmol/L) and LPR. CMD data and mean values of the measurements were averaged hourly. All patients with a GCS score <10 on day 5 underwent tracheostomy with placement of a subglottic suctioning tracheostomy tube and percutaneous endoscopic gastrostomy between days 5 and 7.
Treatment during the control period included maintenance of CPP ≥60 mmHg and ICP monitoring with external ventricular drainage, control of increased ICP with drainage of CSF, infusion of 3% NS titrated to a serum sodium concentration of 155 mEq/L, and the infusion of mannitol titrated to 320 mOsm/L or an osmolar gap <20 as rescue therapy for increased ICP. The timing and performance of the decompressive craniectomy were at the discretion of the individual neurosurgeon. PbtO2 monitoring and CMD were not performed, and normothermia was not protocolized. Hyperthermia was controlled on an individual basis, and enteral nutrition was administered at the discretion of the individual neurosurgeon. Indirect calorimetry and nitrogen balance measurements were not monitored. The timings of tracheostomy and percutaneous endoscopic gastrostomy were decided by the individual neurosurgeon.
Data acquired included mechanism of injury; age; sex; hemodynamics; GCS scores on admission and upon completion of the resuscitation phase and a period of physiological stabilization and observation; abbreviated injury score-head (AIS-H); Marshall Class; injury severity score (ISS); performance of decompressive craniectomy; ventilator and intensive care unit days; length of stay; predicted mortality (PM) by the CRASH model; and actual mortality. The GCS score obtained after completion of the resuscitation phase and a period of physiological stabilization and observation was used for statistical analysis because of its improved prognostic value over the GCS score acquired on admission. Continuous data are presented as means with standard deviation, and nonparametric data are presented as medians with interquartile range (IQR). Statistical analysis was limited to the comparison of the 99 patients who underwent treatment with the MM&GDTP with a control group of 67 patients who underwent conventional ICP-CPP treatment. Of note, all but one (MFS) of the neurosurgeons treating the patients during the two study intervals remained the same; however, during the intervention period, the neurosurgeons agreed to treat the patients with the MM&GDTP. Analysis of continuous data was performed with an unpaired t-test, and analysis of categorical data was performed with a chi-square or Fisher’s exact test. Medians were compared using a nonparametric Mann-Whitney U-test. Stepwise logistic regression analysis was performed to identify variables predictive of outcome. The inverse probability of treatment weighted adjusted logistic regression models (SAS ver. 9.4; SAS Institute, Cary, NC, USA) were used to study the effect of MM&GDTP on mortality and functional outcomes. Statistical significance was accepted to correspond to a P-value less than 0.05.
RESULTS
A total of 810 patients with sTBI were admitted to our Level I Trauma Center between January 1, 2009 and December 31, 2015. One hundred and twenty-three patients died between days 1 and 2 or progressed to brain death from unsurvivable brain injury, and 316 patients with AIS-H <4 were excluded; therefore, 371 patients were included for further analysis. An additional 205 patients with AIS >0 in other body regions were excluded to limit the analysis to patients with isolated sTBI. Of the 166 remaining patients, 67 (control group) were treated with an ICP-CPP targeted approach following the Brain Trauma Foundation guidelines, whereas the 99 patients in the intervention group were treated with the MM&GDTP (
Fig. 2); the patients were matched for sex, GCS score, ISS, AIS-H, Marshall Class, decompressive craniectomy, and PM by the CRASH model.
The pre- and post-propensity matching variables for the two groups are shown in
Tables 1 and
2. Before propensity matching, patients in the intervention group were significantly older than those in the control group. As shown in
Table 1, there was an almost equal distribution of patients with Marshall Class III to VI between the two groups. The patients in the intervention group required a higher CPP of 83±6 mmHg to achieve a rSO
2 >55% with a PbtO
2 ≥20 mmHg and a CMD LPR <40 with pyruvate <120 mmol/L and glucose <8 mmol/L, compared to patients in the control group, which required a mean of 66±4 mmHg to stay within the target CPP of 60–70 mmHg and ICP ≤20 mmHg. The percentage of patients who required decompressive craniectomy did not differ between the two study periods. As seen in
Table 3, there were no differences in age, sex distribution, GCS score, ISS, and PM between the patients in the two groups undergoing decompressive craniectomy, but more patients in the intervention group had an AIS-H 5 compared to that in the control group. While there was a lower mortality in the patients who underwent decompressive craniectomy during the MM&GDTP period, the difference did not achieve statistical significance.
The patients in the intervention group had a lower mortality rate than that of patients in the control group (23/99 [23.2%] vs. 23/67 [34.3%], respectively). However, the difference was not statistically significant. Nevertheless, there was a 32.4% reduction in mortality when patients treated during the two intervals were compared. Time to death was not significantly different between the two periods, 10 days (IQR, 7–16 days) as opposed to 8 days (IQR, 6–14 days), control versus intervention period, respectively (
P>0.05). The analysis of mortality, stratified by Marshall Class, suggested a statistically significant improvement in mortality in patients with Marshall Class V pathology (
Table 4). The mortality of patients with sTBI during the intervention interval was ascribable to sustained severe metabolic crisis defined by an LPR >40 in patients with a pyruvate level <120 µmol/L and a glucose level <8 mmol/L in the CMD effluent, despite the achievement of target levels for brain flow variables in some of the patients.
Functional outcome
Patients treated with the MM&GDTP had a statistically significant improvement in functional outcome (Glasgow Outcome Scale [GOS] score >3) at the time of transfer to different TBI rehabilitation centers compared to patients treated with the ICP-CPP targeted approach. Fifty of 99 patients (50.5%) treated as per the MM&GDTP, as opposed to 15 of 67 (22.4%) patients treated with the ICP-CPP targeted approach, had a GOS score >3 at a median of 18 days (IQR, 12–27 days) and 23 days (IQR, 16–36 days) (
P<0.05). As seen in
Table 5, the improved functional outcome was observed mostly in the group of patients treated with the MM&GDTP who did not undergo decompressive craniectomy. In contrast, patients in the ICP-CPP group showed similar functional outcomes, independent of the performance of decompressive craniectomy. Of note, AIS-H and age were the only two variables predictive of functional outcome and mortality with the following odds ratios (OR) with 95% confidence intervals (CI): 5.12 (2.80–9.33) and 1.02 (1.01–1.04), respectively (
P<0.001). The inverse probability of treatment weighted logistic regression models with the following covariates: age (in years), systolic blood pressure, sex, GCS score (3–15), AIS-H (4–5), and decompressive craniectomy for the two dependent outcome variables, death and functional outcome (GOS score >3), showed that the MM&GDTP did not improve mortality (OR, 0.66; 95% CI, 0.40–1.07;
P=0.089) but improved functional outcome by 3.5 fold (OR, 3.56; 95% CI, 2.22–5.70;
P<0.001) compared to the ICP-CPP treatment strategy.
DISCUSSION
The treatment of patients with sTBI remains controversial from the standpoint of the best monitoring modalities and approach to reach specific endpoints of targeted therapy. This is a result of the conflicting conclusions of clinical trials, some of which showed that for patients with sTBI care based on clinical monitoring and imaging alone is as effective as maintaining monitored ICP ≤20 mmHg. However, other studies have showed a potential benefit for an ICP-PbtO
2 targeted treatment over an ICP-CPP targeted strategy from the standpoint of reducing duration and depth of brain hypoxia but without a survival advantage. Moreover, some studies have shown a survival advantage at 6 months from decompressive craniectomy in patients with refractory intracranial hypertension but a higher rate of vegetative state, lower and upper severe disability than that seen with medical care; nevertheless, these have not shown any difference in the rates of moderate disability and good recovery between patients treated with decompressive craniectomy and those treated with medical therapy alone [
4,
8,
9].
Our approach for the treatment of patients with sTBI has evolved over time from an initial ICP-PbtO2 targeted therapy to one that includes maintenance of normothermia, early achievement of adequate nutritional support targeted to a positive nitrogen balance by day 7 using indirect calorimetry, in addition to reaching specific endpoints of brain flow and cerebral metabolism assessed using PbtO2, rSO2, and CMD data.
We have previously studied the effectiveness of the MM&GDTP for the treatment of patients with sTBI by comparing our mortality rate to that predicted by the CRASH model [
6]. We believe that this approach for analyzing our results led us to prematurely conclude about the superiority of our approach over the more conservative ones owing to the overestimation of mortality rate by the CRASH model and failure to compare our cohort to a historic control group of patients [
7]. For this reason, we decided to assess the efficacy of our recent MM&GDTP by comparing patients treated with this protocol to a historical group of patients treated in the same institution by the same neurosurgeons but without the new protocol. We limited our comparison to patients with the most severe form of isolated TBI, namely, AIS-H ≥4 and Marshall Class ≥III. While we still used the CRASH model to compare the mortality rate to the predicted one, we were interested in assessing whether the introduction of the MM&GDTP would improve the mortality and functional outcome of patients with sTBI compared to those of a recent historical group of patients matched for the severity of TBI and treated by the same group of neurosurgeons with excellent results.
The implementation of the MM&GDTP decreased the mortality rate among patients with sTBI, from 34.3% to 23.2%, yielding a 32.3% reduction. However, the difference in mortality was not statistically significant. The treatment of patients using the MM&GDTP provided a statistically significant benefit in functional outcome, as measured by the GOS. This improvement in functional outcome was observed mostly in the group of patients treated with the MM&GDTP who did not undergo decompressive craniectomy. Patients treated with the MM&GDTP who underwent decompressive craniectomy did not have improved functional outcome when compared with their counterparts in the ICP-CPP treated group. We believe that the failure of decompressive craniectomy to offer a benefit in functional outcome in both groups can be attributed to several reasons, such as the assessment of functional outcome at discharge from the hospital and at 6 months after discharge may be a premature endpoint for patients with sTBI. The outcomes of decompression continue to improve beyond 6 months, and possibly even beyond 12 months. Additionally, while decompressive craniectomy decreases ICP and improves brain compliance and cerebral blood flow, it may not provide a benefit to patients with devastating structural brain lesions, such as those in the brainstem that may have not been detected on CT and instead could have been identified before decompression by magnetic resonance imaging. Another important reason why patients in the intervention group who underwent decompressive craniectomy did not have an improved mortality rate and favorable functional outcome could be because the secondary decompressive craniectomy was performed for "early" refractory ICP elevation, defined as an increased ICP >20 mmHg for >15 minutes not responsive to tier 2 therapy (
Fig. 1). Early secondary decompressive craniectomy is no longer recommended for improving mortality and favorable outcomes [
10].
Since there was no difference in the severity of the brain injury as per GCS score, AIS-H, and Marshall Class between the patients during the two intervals, we that the outcomes experienced by patients during the control period were due to the limitations of the ICP-CPP targeted approach, particularly the inability to identify a suboptimal PbtO
2 leading to cerebral metabolic crisis despite the achievement of adequate ICP and CPP. In 2005, Stiefel et al. [
11] demonstrated that the use of both ICP and brain tissue PO
2 monitors and therapy directed at brain tissue PaO
2 were associated with reduced patient death following sTBI. Subsequently, in 2006, the same investigators, in a study of 25 patients undergoing neurocritical care monitoring, demonstrated that 47% of patients had a PbtO
2 <20 mmHg despite a CPP and an ICP ≥60 and <25 mmHg, respectively, highlighting the limitations of the ICP-CPP approach for the treatment of patients with sTBI [
12]. In 2010, Spiotta et al. [
13] corroborated the beneficial impact of PbtO
2-guided therapy on the outcome of patients with sTBI. They reported a decrease in mortality from 45% in 53 patients whose therapy was guided by the ICP-CPP to 25% in 70 patients whose therapy was guided by CPP-PbtO
2.
We hypothesize that the poor functional outcomes of patients treated before the implementation of the MM&GDTP is likely the result of the suboptimal information provided by ICP, as opposed to the additional information available from the PbtO2 and CMD data during the intervention period. Another reason for the poor outcomes during the control period may be related to the maintenance of CPP to values between 60 and 70 mmHg, which, based on the data provided by CMD, is often associated with metabolic crises and may lead to adverse outcomes, if sustained. The additional information available from the PbtO2 and CMD data can be used to optimize the individual level of CPP and, therefore, may limit the number of metabolic crisis events, which in turn may yield better outcomes.
The improved mortality experienced in the setting of a Level I trauma center already performing at an observed to expected ratio less than one for patients with sTBI may be attributed to the implementation of this MM&GDTP since this was the only difference between the treatments of patients with sTBI in the two study intervals. It appears that the addition of more advanced monitoring methods, which can identify cerebral blood flow and brain oxygen crisis events, added to the armamentarium of a group of very competent neurosurgeons and surgical intensivists , provides a more sensitive methodology to monitor and minimize the number and duration of cerebral metabolic crises. This may in turn improve 30-day survival for patients with sTBI and, more importantly, their functional outcome.
ICP may represent a non-specific marker that highlights the dynamic changes occurring in the brain, and both waveform data and cerebrovascular reactivity index values can be derived from ICP monitoring, which may help guide therapy. However, a therapeutic strategy that uses ICP monitoring and CPP as endpoint of therapy may be less sensitive to the identification of brain oxygen crises related to brain flow and cerebral metabolism when compared to PbtO
2 monitoring and the metabolic data provided by CMD to the identification of brain oxygen crises related to brain flow and cerebral metabolism [
14].
As noted in our results, patients treated with the MM&GDTP required a much higher CPP to provide the cerebral blood flow needed to avoid the development of cerebral metabolic crisis compared with the CPP of the patients treated with the ICP-CPP targeted therapy. However, despite the higher CPP, some of the patients who died during the intervention interval suffered several episodes of severe metabolic crisis, which were ultimately responsible for their death. As previously reported, severe metabolic crisis can occur even in the presence of adequate CPP, rSO
2, PbtO
2, and ICP, although the number of these events and their duration is significantly lower in survivors than in non-survivors, who typically experience on average more than 2 hours of severe metabolic crisis when CPP and PbtO
2 are less than 60 and 20 mmHg, respectively [
7].
Some authors have reported an increased incidence of acute respiratory distress syndrome (ARDS) in patients with sTBI treated with hypervolemia to increase CPP [
15,
16]. Our patients did not experience any episode of ARDS despite our approach targeting CPP values much higher than previously reported. The method used to increase CPP may have played a role in the difference in the incidence of ARDS. The use of norepinephrine instead of large amounts of crystalloids to raise CPP may explain the difference between our results and those reported by other authors. It is likely that in the setting of a capillary leak syndrome triggered by trauma, as it occurs in sTBI, the infusion of a large volume of crystalloids to raise CPP may lead to a higher incidence of ARDS as opposed to the incidence seen with an alternate approach that uses a vasoconstrictive agent to achieve a higher CPP to maintain PbtO
2 ≥20 mmHg and CMD LPR <40 mmHg.
Based on our institutional experience, we believe that the “optimal” CPP threshold is higher than the recommended 60–70 mmHg in patients with a PbtO
2 <20 mmHg and rSO
2 <55%. Additionally, the ICP response to increased CPP in patients with intact autoregulation is characterized by a significant decrease in ICP; therefore, attempts should be made for each individual patient with intact autoregulation to identify the “optimal” CPP. Targeting the treatment of patients with sTBI to this individualized “optimal” CPP may be more effective than the treatments targeting existing consensus-based guideline thresholds. Two prospective pilot studies evaluating CPP-optimized tailored therapies in different settings have demonstrated an improvement in patient physiology and outcomes [
17,
18].
Our study has many limitations that prevent us from suggesting that our conclusions are generalizable. First, it represents a single institution’s 7-year experience, with the control group being limited to those treated only during 2 years, and it is possible that the results are affected by the difference in the number of patients between the two study periods. The second limitation is the inability to identify which of the several threshold target values included in the MM&GDTP may have affected the improvement in mortality and functional outcome, and whether the observed improvements were due to a Hawthorne effect during the intervention period of the study. Third, the inherent increased complexity of the MM&GDTP compared to the ICP-CPP targeted treatment may have led to a much more intense overall monitoring and treatment and, possibly, fewer episodes of hypoperfusion during the intervention period compared to that during the historic control period. The fourth limitation is the absence of 6- and 12-month data regarding the overall functional outcome of the surviving patients in both groups.
The results of our study suggest that a therapeutic strategy based on a MM&GDTP targeting threshold-defined values may reduce the mortality and improve the functional outcome of patients with sTBI, compared to those seen with an ICP-CPP treatment strategy, by enhancing cerebral oxygenation and brain metabolism through the optimization of cerebral blood flow. However, we believe that much larger studies are needed to understand the role of the MM&GDTP as a whole and of each individual component to reveal the patient-specific brain injury pattern in order to formulate an individual optimal treatment plan. Monitoring devices themselves will not improve outcomes; they are needed to identify specific physiological patterns of survivorship and improved functional outcomes that can be used for the timely implementation of individualized treatment for patients with sTBI.