Abstract
Purpose
The prognostic significance of tumor-infiltrating lymphocytes (TILs) has been determined in breast cancers. Interferons can affect T-cell activity through direct and indirect mechanisms. Myxovirus resistance A (MxA) is an excellent marker of interferon activity. Here,we evaluated TILs and MxA expression in human epidermal growth factor receptor 2 (HER2)–positive breast cancers.
Materials and Methods
Ninety cases of hormone receptor (HR)+/HER2+ tumors and 78 cases of HR–/HER2+ tumors were included. The TILs level was assessed using hematoxylin and eosin–stained full face sections, and MxA expressionwas evaluated by immunohistochemistrywith a tissue microarray.
Results
MxA protein expression was significantly higher in tumors with high histologic grade (p=0.023) and high levels of TILs (p=0.002). High levels of TILs were correlated with high histological grade (p=0.001), negative lymphovascular invasion (p=0.007), negative lymph node metastasis (p=0.007), absence of HR expression (p < 0.001), abundant tertiary lymphoid structures (TLSs) around ductal carcinoma in situ (p=0.018), and abundant TLSs around the invasive component (p < 0.001). High levels of TILs were also associated with improved disease-free survival, particularly in HR–/HER2+ breast cancers. However, MxA was not a prognostic factor.
Progress in immunotherapy has provided novel insights into the roles of tumor-infiltrating lymphocytes (TILs) in cancer. The prognostic significance of TILs has been determined in breast cancers, particularly human epidermal growth factor receptor 2 (HER2)–positive breast cancers and triple-negative breast cancers [1]. The prognosis of HER2-positive breast cancer has dramatically improved because of introduction of trastuzumab, a humanized monoclonal antibody targeting the extracellular domain of HER2. Immune-mediated mechanisms may play a role in treatment with trastuzumab [2]. In the adjuvant setting, a high level of TILs is associated with better response to trastuzumab, and an abundant number of TILs is an independent prognostic factor in HER2-positive breast cancer [3]. Based on this background, a group of investigators around the world convened to discuss the parameters and methodological issues associated with evaluating TILs in breast cancers [4] and released recommendations for their evaluation. They recommended that all mononuclear cells, including lymphocytes and plasma cells in intratumoral stroma, be scored as a percentage of the area occupied over the total intratumoral stromal area.
The innate immune system lies at the frontline of the cellular response to pathogen infection. Pattern recognition receptors sense microbial products, including RNA produced during viral infection [5], and interferon (IFN) expression is then upregulated, resulting in stimulation of the transcription of various IFN-stimulated genes (ISGs), including the myxovirus resistance A (MxA) gene, through phosphorylation of signal transducer and activator of transcription 1 (STAT1). In addition to its function in innate immunity, ISGs are known to be broadly expressed in various types of tumors [6], and IFNs are known to participate in receptor-activated signaling pathways associated with the pathophysiology of malignancies [7]. Additionally, some studies have shown that MxA may have a tumor-suppressive function [8]. Expression of the MxA gene is regulated by IFNs, but not by other cytokines. Moreover, MxA gene expression is not induced directly by viral infection, but is dependent on IFN signaling, making MxA an excellent marker for IFN action [9]. Activation of the IFN pathway is a common outcome of damage-associated molecular pattern (DAMP) signaling [10]. A recent report demonstrated that high cytoplasmic expression of high mobility group (HMG) B1 and HMGN1, which are DAMPs associated with innate immunity in the extracellular environment, is associated with a high level of TILs in HER2-positive breast cancers [11]. We hypothesized that MxA, an effective marker of IFN signaling that is an important component of innate immunity, may play a role in TILs in HER2-positive breast cancers.
In this study, we analyzed the expression of MxA protein in HER2-positive breast cancers and the relationship between the expression level of MxA and various histopathologic variables, including TIL levels.
A total of 168 patients with HER2-positive breast cancer who underwent surgery for primary breast cancer between 2011 and 2013 at Pusan National University Hospital were included. Formalin-fixed, paraffin-embedded tissue samples were available for all cases. Clinicopathologic information was based on the patients’ medical records and pathologic reports. All patients were preoperatively chemotherapy and radiotherapy naïve and treated with trastuzumab.
Expression statuses of estrogen receptor (ER), progesterone receptor (PR), and HER2 were evaluated for all samples, and immunohistochemistry for these proteins was performed at the time of diagnosis. Exemption from informed consent after de-identification of the patients’ information was approved by the Institutional Review Board of Pusan National University Hospital.
Hematoxylin and eosin (H&E)-stained slides were reviewed by two pathologists (A.K. and J.Y.K.). Histopathologic factors included histologic grade, nuclear grade, necrosis, microcalcification, lymphovascular invasion, lymph node metastasis, TILs level, tertiary lymphoid structures (TLSs) around the ductal carcinoma in situ (DCIS), and TLS around the invasive component. Histologic grade and nuclear grade were assessed by the modified Bloom-Richardson classification. TILs levels were evaluated based on the recommendation by the International TILs Working Group, and TILs level was calculated according to the percentage of stroma in the invasive area (Fig. 1A and B) [4]. TLS is a lymph-node like structure characterized by ectopic aggregation of lymphoid cells with specialized high endothelial venules. Lymphoid accumulation containing vessels with high endothelial venule features (plump and cuboidal endothelial cells) was considered to be the TLS (Fig. 1C) [3]. We evaluated the ducts involved by DCIS with surrounding TLSs as a percentage of total ducts involved by DCIS and the amount of TLSs as a percentage of the total circumference of the invasive edge. To conduct statistical analysis, the TILs levels were subdivided into three categories (≤ 10%, 20%-60%, and > 60%) or two categories (≤ 60% and > 60%), as appropriate. The level of TLS abundance was divided into two subgroups (low and high) based on the mean value.
To define the representative tumor area, all H&E-stained slides were reviewed. Each sample was arrayed with a tissue cylinder 2 mm in diameter using a tissue arraying instrument. To minimize tissue loss and the effects of tumor heterogeneity, all samples were arrayed in duplicate.
Tissue sections were stained with an automated immunohistochemical staining device (Benchmark XT, Ventana Medical Systems, Tucson, AZ). Briefly, 3-μm-thick paraffin sections were deparaffinized in EZ prep using an autostainer. For antigen retrieval, cell conditioner 1 (pH 8.4 buffer) or cell conditioner 2 (pH 6.0 buffer) was used. Optimally formulated antibodies targeting ER (1:200, Leica Biosystems, Newcastle upon Tyne, UK), PR (1:200, Leica Biosystems), and HER-2/neu (1:8, Ventana Medical Systems) were used, and an anti-MxA antibody (1:1,000, ab95926, Abcam, Cambridge, UK) was also applied. A HER2/CEP17 chromosome dual-probe (Ventana Medical Systems) was used for silver in situ hybridization (SISH).
ER and PR positivity were defined as at least 1% positive staining in tumor nuclei. Tumors that were positive for ER or PR were categorized as the hormone receptor (HR)–positive group. HER2 positivity was defined as an immunohistochemical staining score of 3 or gene amplification as identified by SISH. SISH was performed in cases of equivocal immunostaining with a score of 2. Tumors were classified into the following two subtypes according to HR (ER and PR) expression status: HR+/HER2+ and HR–/HER2+.
The intensity of the staining and percentage of positive tumor cells were considered together for MxA. The intensity of the immunohistochemistry was graded as 0 (negative), 1 (weak), 2 (moderate), and 3 strong (Fig. 2), after which the percentage of positive tumor cells was evaluated. The immunoscore was generated by multiplying the staining intensity by the percentage of the positive tumor cells. Finally, we subdivided the tumors into two groups (low and high expression) according to the mean value to enable statistical analysis.
All statistical analyses were conducted using the SPSS ver. 22 (IBM Corp., Armonk, NY). Chi-square tests, linear-by-linear association tests, Fisher exact tests, and Spearman rank correlation tests were used as appropriate. All tests were two-sided, and differences with p-values of less than 0.05 were considered significant.
The patients ranged in age from 23 to 85 years (mean age, 52.62 years). All included patients were female, and the cohort was composed of 93 cases of left breast cancer and 75 cases of right breast cancer. Ninety cases of HR+/HER2+ tumors and 78 cases of HR–/HER2+ tumors were included. The clinicopathological characteristics of HER2+ breast cancers according to HR expression status are summarized in Table 1. High histological grade, high nuclear grade, and high level of TILs were significantly associated with HR-negative cases (p < 0.001 for all comparisons).
We analyzed MxA protein expression in breast tissue by immunohistochemistry. In HER2-positive breast cancers, tumor cells only showed MxA protein expression in the cytoplasm. Correlations between clinicopathological factors and MxA expression levels are shown in Table 2. High expression of MxA protein was significantly associated with high histological grade (p=0.023) and high level of TILs (p=0.002).
The level of TILs was divided into three categories (0%-10%, 20%-60%, and > 60%) for comparisons with various histopathologic parameters (Table 3). The high level of TILs was significantly correlated with high histological grade (p=0.001), absence of lymphovascular invasion (p=0.007), absence of lymph node metastasis (p=0.007), absence of HR expression (p < 0.001), abundant TLSs around DCIS (p=0.018), and abundant TLSs around the invasive component (p < 0.001). The level of TILs was divided into two groups (≤ 60% and > 60%) for survival analysis. A high level of TILs was associated with better disease-free survival in total HER2-positive breast cancers (p=0.028) and particularly in HR–/HER2+ breast cancers (p=0.019) (Fig. 3). However, the expression level of MxA was not a prognostic factor (data not shown).
IFN genes are transcriptionally silent under normal conditions. Production of IFNs is transient and triggered with stimulation by pathogen-associated molecular patterns, which are conserved among microbial species, and by DAMPs, which are endogenous molecules released from damaged or injured cells [10,12]. IFNs directly affect T-cell activation as a signal 3 cytokine, which is a specific cytokine signal involved in differentiation of naïve T cells into effector and memory T cells [13]. Additionally, type I IFN can affect T-cell activation indirectly through mediation of the differentiation of monocytes into mature dendritic cells, which are important antigen-presenting cells, and enhancement of antigen presentation by major histocompatibility (MHC) class II synthesis and antigen processing [14]. However, IFNs have both immunostimulatory and immunosuppressive effects in cancers. Type I IFNs can elevate the expression of tumor programmed cell death ligand 1 (PD-L1), and the IFN-driven elevation of PD-L1 is thought to interact with programmed death 1 on T cells, resulting in T-cell exhaustion [15]. Moreover, one report demonstrated that high expression of ISGs is associated with poor response to therapy and immune suppression [6].
Expression of MxA in cancer has been reported in various types of organs. In head and neck squamous cell carcinoma, hypermethylation of MxA was observed relative to lymphocytes from healthy individuals [16]. In the human prostate carcinoma cell line, transfection of MxA inhibited tumor cell motility [17]. Brown et al. [18] revealed that silencing of MxA expression enhances cell migration, invasion, and anchorage independent growth, which are the hallmarks of an aggressive tumor. Quantitative proteome profiling showed that MxA has a potential role as a marker for lymph node metastasis in colorectal cancer [19]. MxA expression has been reported to be upregulated in cell line and xenograft models of HR-positive breast cancer with anti-estrogen resistance [20,21]. Additionally, Johansson et al. [22] showed that MxA expression was higher in a relapse group than in controls, but that it was not correlated with relapse-free survival and breast cancer-specific survival in ER-positive breast cancer treated with adjuvant tamoxifen. Conversely, Sistigu et al. [23] showed that MxA expression is positively associated with tumor grade, and that the type I IFN metagene centered around MxA can function as a biomarker for pathologic complete response to neoadjuvant anthracycline-based chemotherapy in breast cancer. Moreover, MxA expression predicts metastasis-free survival after adjuvant chemotherapy in the subset of patients of breast cancer with poor prognosis [23]. This study revealed the prognostic value of TILs in HER2-positive breast cancer and the correlation between MxA expression and TIL level. However, we also found that MxA expression could not predict prognosis. It should be noted that this study had several limitations, including a relatively small cohort and a short follow-up period, which may not have been sufficient to draw conclusive results. Furthermore, multiple cell types in the tumor microenvironment can show high expression of ISGs and affect the therapeutic response in breast cancer [24]. In this study, we only evaluated MxA expression in tumor cells due to constraints with tissue microarray sections. Overall, further studies of the effects of IFN signaling on tumor immunology in breast cancer are required to better elucidate the mechanism of TILs and develop immunotherapies.
The prognostic value of TIL evaluation with H&E sections was assumed in this study, supporting the recommendations by an International TILs Working Group 2014 [4]. Several reports have indirectly supported the hypothesis that peripheral blood T and B lymphocytes are marshaled to TLSs and that differentiated cells migrate to the tumor, where they develop into TILs [3,25,26]. In this study, we showed that a high level of TILs was significantly associated with the abundance of TLSs around both the invasive component and DCIS, which also indirectly supported the above hypothesis.
There are at least two subtypes of HER2-positive breast cancers according to the Cancer Genome Atlas Network [27], the HER2-enriched mRNA subtype and luminal mRNA subtype. Moreover, different clinical behaviors and histopathologic characteristics of HR+/HER2+ breast cancers and HR–/HER2+ breast cancers have been reported [28,29]. In this study, we found that HR–/HER2+ breast cancers were significantly associated with a higher histologic grade, higher nuclear grade, and abundant amount of TILs when compared to HR+/HER2+ breast cancers, consistent with previous studies.
In summary, evaluation of TILs with H&E section can provide prognostic information in routine practice. Moreover, high expression of MxA in tumor cells was associated with a high level of TILs in HER2-positive breast cancers and a high level of TILs was a prognostic factor for breast cancer. However, the level of MxA expression had no prognostic value.
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