Does Radiofrequency Ablation Induce Neoplastic Changes in Benign Thyroid Nodules: A Preliminary Study

Su Min Ha; Jun Young Shin; Jung Hwan Baek; Dong Eun Song; Sae Rom Chung; Young Jun Choi; Jeong Hyun Lee

doi:10.3803/EnM.2019.34.2.169

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Ha, Shin, Baek, Song, Chung, Choi, and Lee: Does Radiofrequency Ablation Induce Neoplastic Changes in Benign Thyroid Nodules: A Preliminary Study

Original Article

Clinical Study

Endocrinology and Metabolism 2019; 34(2): 169-178.

Published online: 15 May 2019

DOI: https://doi.org/10.3803/EnM.2019.34.2.169

Does Radiofrequency Ablation Induce Neoplastic Changes in Benign Thyroid Nodules: A Preliminary Study

Su Min Ha^1,^*

, Jun Young Shin^2,^*

, Jung Hwan Baek³

, Dong Eun Song²

, Sae Rom Chung³

, Young Jun Choi³

, Jeong Hyun Lee³

¹Department of Radiology, Seoul National University Hospital, Seoul National University College of Medicinee, Seoul, Korea.

²Department of Pathology, Asan Medical Center, University of Ulsan College of Medicine, Seoul, Korea.

³Department of Radiology and the Research Institute of Radiology, Asan Medical Center, University of Ulsan College of Medicine, Seoul, Korea.

Corresponding author: Dong Eun Song. Department of Pathology, Asan Medical Center, University of Ulsan College of Medicine, 88 Olympic-ro 43-gil, Songpa-gu, Seoul 05505, Korea. Tel: +82-2-3010-5998, Fax: +82-2-3010-6962, desong@amc.seoul.kr

Equal contributor:

^*These authors contributed equally to this work.

Received 3 January 2019 Revised 15 March 2019 Accepted 3 April 2019

Korean Endocrine Society

(open-access, http://creativecommons.org/licenses/by-nc/4.0/):

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0/) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Background

To evaluate the clinical feasibility of radiofrequency ablation (RFA) of benign thyroid nodules along with cytomorphological alteration, and any malignant transformation through biopsy.

Methods

The data were retrospectively collected between April 2008 and June 2013 and core needle biopsy (CNB) was performed on 16 benign thyroid nodules previously treated using RFA. The parameters of the patients were compared, between the time of enrollment and the last follow-up examination, using linear mixed model statistical analysis.

Results

No atypical cells or neoplastic transformation were detected in the undertreated peripheral portion of treated benign nodules on the CNB specimen. RFA altered neither the thyroid capsule nor the thyroid tissue adjacent to the treated area. On histopathological examinations, we observed 81.2% acellular hyalinization, which was the most common finding. After a mean follow-up period of over 5 years, the mean volume of thyroid nodule had decreased to 6.4±4.2 mL, with a reduction rate of 81.3%±5.8% (P<0.0001).

Conclusion

RFA is a technically feasible treatment method for benign thyroid nodules, with no carcinogenic effect or tissue damage of the normal thyroid tissue adjacent to the RFA-treated zone.

Keywords: Thyroid nodule, Radiofrequency ablation, Ultrasonography, Pathology, Biopsy, large-core needle

INTRODUCTION

With the widespread use of ultrasound (US), clinically palpable nodules are found incidentally in up to 67% [1 2]. With this increase in the detection of thyroid nodules, ethanol ablation (EA), laser ablation (LA), and radiofrequency ablation (RFA) have been investigated for the treatment of symptomatic thyroid nodules as acceptable alternatives to surgery [3]. US-guided RFA is a nonsurgical technique that has been used for the treatment of benign nodules because of cosmetic concerns, local pain, and hyperthyroidism [4 5 6]. It has also been used in recurrent thyroid cancers and even papillary microcarcinoma in patients who are considered ineligible for surgery [7].

Several studies have assessed the pathological changes occurring after treating thyroid nodules using EA [8 9 10] and LA [11 12]. Dobrinja et al. [13] observed central hyaline sclerosis and scarring in RFA treated nodules with a preserved capsule, findings that did not jeopardize subsequent operations. Dobrinja et al. [13] questioned what would happen if a thyroid cancer was not detected before starting RFA and was left untreated. They observed regrowth of follicular lesions/follicular neoplasm after RFA. Given the nodule growth is a sign of potential malignancy [14] and that the rate of malignancy is estimated to be between 14% and 48%, they confirmed cancer by subsequent surgery. On the other hand, Lim et al. [15] observed a rate of only 5.6% recurrence after RFA as a result of regrowth in the undertreated peripheral portion of benign thyroid nodules. Fine-needle aspiration (FNA) revealed that the recurrences were not associated with malignancy.

The post RFA regrowth of the undertreated peripheral portion of benign thyroid nodules should be evaluated for neoplastic transformation or the progression of undetected thyroid cancer, to ensure that this treatment method can be safely applied in cases of recurrence. It is crucial to obtain tissue for pathological analysis through a procedure less invasive than surgery. One such method can be core needle biopsy (CNB), which has been reported as a valuable diagnostic tool to be used in lieu of diagnostic surgery [16 17 18 19 20]. During 5-year follow-up of patients treated with RFA for benign thyroid nodules, we used CNB for whom the regrowth of the undertreated peripheral portion was noted and to determine whether this is associated with risk of malignancy. We investigated the clinical feasibility of RFA treatment along with cytomorphological alteration.

METHODS

This retrospective study was approved by the Institutional Review Board of Asan Medical Center (2017-0917). Written informed consent was obtained from all patients before the procedure. CNB was performed on 16 patients who were RFA-treated for benign thyroid nodules, in the period between April 2008 and June 2013 (Table 1). Fifteen of these patients were female and one was male, with mean age of 43.8±12.3 years (range, 18 to 63). Cytologic or histologic results of benign thyroid nodules on FNA and CNB before RFA were categorized according to the six categories of the Bethesda System for Reporting Thyroid Cytopathology and the six categories of the Bethesda System, respectively [21 22]. All patients had refused surgery or radioiodine therapy and were referred for RFA to the Radiological Interventional Department of our thyroid center. Four patients with benign nodules had previously been treated with RFA in other hospitals and were referred to our clinic because the thyroid nodules were re-growing.

Table 1

Demographic Characteristics of the Enrolled Patients (16 Benign Nodules)

Values are expressed as mean±SD (range).

Pre-ablation assessment

Physical examination and laboratory tests were performed for all patients, followed by US scanning with a 10 MHz probe on a real-time US system (Aplio SSA-770A, Toshiba, Otawara, Japan). Three orthogonal dimensions of the nodules (the largest diameter and two other perpendicular ones) were measured before RFA. The volume of the nodule was calculated using the following equation: V=πabc/6, where V=volume; a=the largest dimension; and b and c=the other two perpendicular dimensions. The percentage of volume reduction was calculated as [(initial volume−final volume)×100]/initial volume [23]. The composition of the nodules was classified as either solid (solid component >50%) or predominantly cystic (solid component between 10% and 50%). Nodule vascularity was classified according to a four-point scale: 0=no signal; 1=peripheral signal without any central vascular signal; 2=peripheral and central signals in <50%; and 3=peripheral and central signals in >50%. Upon enrollment, patients were asked to rate their pressure symptoms on a 10 cm visual analog scale (0 to 10 cm), with the physician also recording a cosmetic grade (1=no palpable mass; 2=invisible but palpable mass; 3=mass visible only to an experienced clinician; and 4=easily visible mass) [24].

RFA procedure

A generator (Cool-tip, Radionics, Burlington, MA, USA) and 17- or 18-gauge 1, 1.5, or 2 cm active-tip internally cooled electrodes (Well-point RF, Taewoong Medical, Goyang, Korea) were used. Local anesthesia and a trans-isthmic approach method were utilized [24]. Nodules were treated with a moving-shot technique, beginning with 10 to 30 W of power. If a transient hyperechoic zone did not form at the electrode tip within 5 to 10 seconds, the power was increased by 10 W increments. The power was reduced or turned off if the patient could not tolerate the pain during ablation. Ablation was terminated when all imaginary units of the nodule had changed to transient hyperechoic zones [23]. The patients then received neck compression for 10 to 20 minutes and remained under observation for 1 to 2 hours before discharge [23 25].

Follow-up

A follow-up US examination was performed 1 month after the procedure, and then annually for 5 years. Changes in size, volume, and vascularity were evaluated in each session. Therapeutic success was defined as a volume reduction greater than 50%. We also described “complete ablation” as complete treatment with no discernible lesion with same echogenicity as the index nodule and no vascularity on color Doppler US. Evaluation of symptoms and cosmetic grading was also performed [23 24 26]. Additional treatment was performed if the nodules did not fulfill the criteria for complete ablation, and/or if patients complained of unresolved clinical problems [23 25 27]. During the follow-up period, CNB was performed using a 1.1 or 1.6 cm excursion 18-gauge double-action spring-activated needle (TSK Ace-cut, Create Medic, Yokohama, Japan), to evaluate ablation status of the nodule and to exclude neoplastic transformation of regrowth of the undertreated peripheral portion [28]. There was no complication related to the CNB procedure.

Statistical analysis

Statistical analyses were performed using IBM SPSS Statistics for Windows version 23.0 (IBM Corp., Armonk, NY, USA). Parameters were compared between each patient's initial visit and the last follow-up examination using a linear mixed model statistical analysis. The level for statistical significance was defined as P<0.05.

Pathology

The CNB samples of treated benign thyroid nodules were subjected to routine paraffin embedding, followed by hematoxylin and eosin (H&E) staining. For this research, the slides were reviewed by two pathologists, who assessed various cytomorphological alterations. The location of each alteration was judged on the basis of normal thyroid tissue (Fig. 1A). “Peripheral” location was defined as any alteration within half distance from the normal thyroid tissue (Fig. 1B) and “central” was defined as more than half distance from the normal thyroid tissue (Fig. 1C). If changes were seen in both “central” and “peripheral,” the lesion was categorized as “diffuse.” Cytomorphological alteration without any identifiable follicular thyroid tissue, the presence of only a normal thyroid gland, and samples containing only a few follicular cells that were considered insufficient for reaching a diagnosis, were classified as “not applicable.” Immunohistochemical staining was performed for galectin-3 (Gal-3, dilution 1:200, BenchMark XT auto-immunostainer, Novo, Ventana, AZ, USA) and Hector Battifora mesothelial cell-1 (HBME-1, dilution 1:200, BenchMark XT auto-immunostainer, Dako, Carpinteria, CA, USA), as both are considered good markers of malignancy [29 30]. Galactin-3 staining was limited to the cytoplasm and nucleus, whereas HBME-1 staining was seen along the cell membrane. To determine viability after RFA, immunohistochemical stainings for human mitochondria, thyroglobulin, thyroid transcription factor-1 (TTF-1), and paired-box gene 8 (PAX-8) were performed on one post-RFA CNB specimen showing slightly viable portion on the H&E slide (Supplemental Table S1).

Fig. 1

Orientation of the thyroid core needle biopsy. (A) Normal thyroid tissue is noted on the left lower corner (blue arrow). (B) Less than half near the normal thyroid tissue is defined as ‘peripheral’ (red arrow, A). (C) More than half distance from the normal thyroid tissue is defined as ‘central’ (black arrow, A) with focal remaining benign follicular lesion on the central side (H&E stain, ×100).

RESULTS

Five-year follow-up results after RFA

Serum thyroid hormone and thyrotropin levels were within normal range in all patients before RFA, and they were treated for a single benign nodule (nodular hyperplasia, n=7; and nonfunctioning benign nodule, n=8). One patient had undergone EA prior to RFA procedure because of a cystic nodule that had increased in size after aspiration resulting in a cosmetic problem. The mean number of RFA sessions was 1.6±0.9 (range, 1 to 4) and mean total energy deposition was 3,234.9±4,915.9 J/mL (range, 384.9 to 19,058.0) (Table 2). The mean nodule volume was 34.3±4.3 mL prior to treatment, which had decreased to 6.0±4.2 mL after a follow-up period of more than 5 years (mean, 5.8 years; range, 38 to 98 months), a volume reduction rate of 81.3%±5.8% (P<0.0001) (Table 3). None of the patients showed any signs of lymph node involvement, distant metastases, or any new suspicious findings on US imaging during the 5-year follow-up period.

Table 2

Treatment Characteristics (n=16)

Values are expressed as mean±SD (range).

RFA, radiofrequency ablation; RF, radiofrequency.

^aThe solid component is defined as solid (if the solid component is >50%) and predominantly cystic (if the solid component is between 10% and 50%).

Table 3

Outcomes for the Benign Thyroid Nodules (n=16) after Radiofrequency Ablation

Values are expressed as least-squares mean±standard error or number/total number (%).

^aComparison of values before and last year follow-up; ^bTherapeutic success (volume reduction >50%).

US findings

The nodules were composed of mainly solid portion (n=12) and predominantly solid (n=3). This number does not take into account the four patients who visited our clinic in post-RFA status. After ablation, color and power Doppler US showed significant reduction of the peripheral and/or intra-nodular vascular signals due to RFA-induced necrosis (P<0.0001). Additional RFA was performed if the results of the treatment did not fulfill the criteria for complete ablation. The procedure was performed after confirming that no atypical cells or neoplastic changes were present in the treated benign thyroid nodules. On the last follow-up, we did not observe any nodule larger than its initial size.

Pathological changes

The mean interval between RFA and CNB of benign thyroid nodules was 37.5±22.1 months (range, 1 to 80). On histopathological examinations, we observed acellular hyalinization in 81.2% (13/16), followed by chronic inflammation in 56.2% (9/16). From the 13 cases showing acellular hyalinization (Fig. 2), diffuse hyalinization was found in eight (61.5%), peripheral hyalinization in one (7.7%), and central hyalinization in one (7.7%). Chronic inflammation was found diffusely in 55.5% (5/9), centrally in 22.2% (2/9), and peripherally in 11.1% (1/9). The rest of the findings in order of prevalence were histiocytic deposition, infarction, hemorrhage, fibroblast proliferation, blackish particle, calcification, foreign body reaction, cholesterol granuloma, and cavity formation (Table 4). The procedure had neither altered the thyroid capsule nor changed the thyroid tissue adjacent to the treated area, with maintained follicular architecture and benign cytological characteristics. On immunohistochemical staining, nine out of 11 cases (81.8%) were negative for Gal-3. The remaining two cases (2/11, 18.1%) were uninformative because of the absence of follicular cells. Three out of four cases (75%) were negative for HMBE-1 and the remaining case (1/4, 25%) was focally positive for HMBE-1, classifying it as benign [31]. In post-RFA samples, one sample with viable areas on H&E stain was positive for TTF-1 and thyroglobulin stainings and negative for human mitochondria antibody. Areas of total infarct were negative for all four markers (human mitochondria antibody, thyroglobulin, TTF-1, and PAX-8) (Fig. 3).

Fig. 2

Treatment effect after radiofrequency ablation (RFA) of a benign follicular nodule. (A) Note acellular dense hyalinization (black arrow) and the remaining benign follicular lesion (red arrow) (×40). (B) The remaining benign follicular lesion shows mixed benign thyroid follicles with variable sizes and nuclear enlargement without nuclear atypia at higher magnification (H&E stain, ×200).

Fig. 3

Coexistence of the slightly viable area and totally infarcted area after radiofrequency ablation (RFA). (A) Slightly viable area (black arrow) and totally infarcted area after RFA (red arrow) (H&E stain, ×100). (B) Immunohistochemical (IHC) staining for the human mitochondria antibody. Both viable and totally infarcted areas are negative for human mitochondria antibody (×100). IHC stains for (C) thyroglobulin and (D) thyroid transcription factor-1 (TTF-1). The totally infarcted area shows loss of expression for thyroglobulin and TTF-1, whereas the slightly viable area is positive for both (×100).

Table 4

Histopathologic Characteristics of the Enrolled 16 Patients

D, diffuse; N, not applicable; C, central; P, peripheral; NI, not informa; -, absent; e, eopinophilic infiltration; p, plasmacytic infiltration; G, galectin-3; H, Hector Battifora mesothelial cell-1; IHC, immunohistochemical; F, focal positive.

In all RFA treated nodules in our study, undertreated peripheral portions were observed. Among them, one patient underwent CNB shortly after RFA (1 month) to assess the presence of any viable tissue, and determine the need for additional treatment. An inflammatory response with a few eosinophils was observed in the CNB sample. In six nodules with a volume reduction rate of more than 90.0%, acellular hyalinization (6/6, 100.0%), and histiocytic deposition (5/6, 83.3%) were predominantly observed. Neither the energy nor the number of RFA sessions significantly influenced histopathological alterations. We did not observe any clear association between the energy delivered and the amount of necrotic debris and inflammatory cells in CNB samples (Supplemental Table S2).

DISCUSSION

This is the preliminary study to evaluate whether RFA induces neoplastic transformation. No atypical cells or neoplastic changes were detected in the undertreated peripheral portion of benign thyroid nodules. We demonstrated that RFA can safely be applied to benign thyroid nodules without any atypical cells or neoplastic changes in the undertreated peripheral portion, which supports the findings in a previous study [15]. The most common pathologic finding in post-RFA biopsy specimens were acellular hyalinization (81.2%), followed by chronic inflammation (56.2%) and histiocytic deposition (50.0%). RFA neither altered the thyroid capsule nor resulted in neoplastic changes in the thyroid tissue adjacent to the treated area. In 5-year follow-up, RFA significantly reduced the volume of benign thyroid nodules and improved cosmetic and/or symptomatic problems.

Because of the possible regrowth of the undertreated peripheral portion after RFA of benign thyroid nodules, it is crucial to determine whether RFA promotes any neoplastic transformation and whether the next management should be additional RFA treatment or surgery. Indeed, there is evidence that insufficient RFA facilitates undetected tumor cell progression because suboptimal heat promotes angiogenesis in non-tumor cells, such as tumor-associated endothelial cells [32 33]. Moreover, in a previous study, Dobrinja et al. [13] observed regrowth of follicular lesions/follicular neoplasm after RFA. Given that regrowth after RFA can be a sign of potential malignancy [14], RFA treated follicular neoplasm underwent surgery and revealed the regrowth to be cancer transformation. Our study supported that RFA treatment of benign thyroid nodules can be safely applied without the need for further pathological confirmation of undertreated peripheral portion.

Most benign nodules grow slowly over time [34], but there is no consensus as to what constitutes significant growth, warranting re-biopsy [34 35]. The American Thyroid Association recommends a repeated biopsy [36] if there is evidence of nodule growth. Recently, CNB has been reported to be a valuable diagnostic tool that can be used to reduce the incidence of diagnostic surgery [16 17]. Indeed, for patients with benign thyroid nodules surgery seems to be an excessive procedure to confirm neoplastic transformation not detected on US. The advantages of a properly obtained CNB sample of thyroid nodules are its ability to sample large amounts of tissue, assess histologic architecture rather than cytological evaluation and the fact that is not very operator dependent [28]. Previous study revealed that CNB, including the center and periphery of the nodules, provide histologic information regarding degenerative changes [16]. In the present study, the cytolomorphological changes after RFA included both features of tissue damage, such as the presence of histiocytes and hemorrhage, and features of irreversible damage, such as infarction, cavity formation, fibroblast proliferation, and acellular hyalinization. No atypical or malignant follicular cells were identified in our study. Acellular hyalinization was the most common finding that may cause a long-lasting impact in decreasing nodule volume during the follow-up period. Our pathological findings after RFA for benign nodules may reflect a process of progressive reabsorption of necrotic material by macrophages and replacement with fibrous scar similar to that seen in LA [11]. Moreover, RFA did not alter the follicular architecture or the tumor capsule, which may be due to retaining the active tip within the nodule throughout the procedure, hence undertreating areas near the thyroid capsule. These findings could explain previous study results [13], which revealed that RFA treated thyroid lesions does not induce perithyroidal fibrosis, therefore not interfering with later surgery. By contrast, EA can cause perithyroidal fibrosis due to ethanol leakage during the treatment [37].

Sim et al. [38] suggested vital volume tracing as one of the earlier signs of regrowth compared to tracing total volume, which includes ablated volume. They observed regrowth beginning 12 months after treatment with a second peak later than 5 years, and suggested additional ablation sessions may be necessary to prevent long-term regrowth. Moreover, limitation of RFA approach is that US does not allow detecting very small tumor foci within the thyroid or in locoregional lymph nodes. However, the present study demonstrated the applicability of RFA for treating benign thyroid nodules, with a reduction in volume during the 5-year follow-up, resolution of related symptoms and cosmetic problems, and no life-threatening complication, sequelae, or unnecessary surgery. Our clinical success might have been due to our use of the moving shot technique, which is well known to ablate the peripheral portion of thyroid nodules and prevent marginal recurrence, which is a major cause of recurrent symptom [23].

There are several limitations of our study: it was a retrospective study, which could cause a selection bias; the follow-up period was short and our sample size was small which might not be reflective of a larger population. Moreover, there are no definitive guidelines on how to use CNB to evaluate RFA treated benign nodules for malignant transformation, resulting in a wide range in the time between RFA and CNB. Nevertheless, we demonstrated that RFA does not induce neoplastic transformation within regrowth of the undertreated peripheral portion on CNB specimens, and does not hinder a subsequent thyroid surgery because of the preservation of the thyroid capsule. Finally, we only examined histologic changes in CNB and not surgical specimens. Nonetheless, during monitoring of post-RFA patients with benign thyroid nodules, CNB usage in lieu of surgery to observe further histopathological changes provided possible rationale for an additional RFA in the case of regrowth.

In conclusion, this preliminary study demonstrated that RFA is effective in treating benign thyroid nodules without any carcinogenic effect based on the cytolomorphological changes of follow-up CNBs. RFA did not induce tissue damage in the normal thyroid tissue adjacent to the RFA treated zone, thus not interfering with future surgery.

Notes

CONFLICTS OF INTEREST: No potential conflict of interest relevant to this article was reported.

AUTHOR CONTRIBUTIONS:

Conceptualization: J.H.B., D.E.S.
Data curation: S.M.H., J.Y.S.
Formal analysis: S.M.H.
Methodology: S.M.H., J.Y.S.
Validation: S.R.C., Y.J.C., J.H.L.
Writing (original draft): S.M.H., J.Y.S.
Writing (review & editing): S.M.H., J.Y.S., J.H.B., D.E.S.

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SUPPLEMENTARY MATERIALS

Supplemental Table S1

Antibody Information

enm-34-169-s001.pdf

Supplemental Table S2

Sixteen Benign Thyroid Nodules Treated with RFA and Pathologic Results^a

enm-34-169-s002.pdf

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