Effect of frontal facial type and sex on preferred chin projection

Jin-Young Choi; Taeyun Kim; Hyung-Mo Kim; Sang-Hoon Lee; Il-sik Cho; Seung-Hak Baek

doi:10.4041/kjod.2017.47.2.108

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Choi, Kim, Kim, Lee, Cho, and Baek: Effect of frontal facial type and sex on preferred chin projection

Original Article

The Korean Journal of Orthodontics 2017; 47(2): 108-117.

Published online: 25 January 2017

DOI: https://doi.org/10.4041/kjod.2017.47.2.108

Effect of frontal facial type and sex on preferred chin projection

Jin-Young Choi^a,^b, Taeyun Kim^a, Hyung-Mo Kim^c, Sang-Hoon Lee^d, Il-sik Cho^e, Seung-Hak Baek^b,^f

^aDepartment of Oral and Maxillofacial Surgery, School of Dentistry, Seoul National University, Seoul, Korea.

^bDental Research Institute, Seoul National University, Seoul, Korea.

^cDepartment of Oral and Maxillofacial Surgery, Soonchunhyang University Bucheon Hospital, Bucheon, Korea.

^dPrivate Practice, Busan, Korea.

^ePrivate Practice, Pohang, Korea.

^fDepartment of Orthodontics, School of Dentistry, Seoul National University, Seoul, Korea.

Corresponding author: Seung-Hak Baek. Professor, Department of Orthodontics, School of Dentistry, Dental Research Institute, Seoul National University, 101 Daehak-ro, Jongno-gu, Seoul 03080, Korea. Tel +82-2-2072-3952, drwhite@unitel.co.kr

Received 31 May 2016 Revised 2 August 2016 Accepted 3 August 2016

(open-access):

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0/) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Objective

To investigate the effects of frontal facial type (FFT) and sex on preferred chin projection (CP) in three-dimensional (3D) facial images.

Methods

Six 3D facial images were acquired using a 3D facial scanner (euryprosopic [Eury-FFT], mesoprosopic [Meso-FFT], and leptoprosopic [Lepto-FFT] for each sex). After normal CP in each 3D facial image was set to 10° of the facial profile angle (glabella–subnasale-pogonion), CPs were morphed by gradations of 2° from normal (moderately protrusive [6°], slightly protrusive [8°], slightly retrusive [12°], and moderately retrusive [14°]). Seventy-five dental students (48 men and 27 women) were asked to rate the CPs (6°, 8°, 10°, 12°, and 14°) from the most to least preferred in each 3D image. Statistical analyses included the Kolmogorov-Smirnov test, Kruskal-Wallis test, and Bonferroni correction.

Results

No significant difference was observed in the distribution of preferred CP in the same FFT between male and female evaluators. In Meso-FFT, the normal CP was the most preferred without any sex difference. However, in Eury-FFT, the slightly protrusive CP was favored in male 3D images, but the normal CP was preferred in female 3D images. In Lepto-FFT, the normal CP was favored in male 3D images, whereas the slightly retrusive CP was favored in female 3D images. The mean preferred CP angle differed significantly according to FFT (Eury-FFT: male, 8.7°, female, 9.9°; Meso-FFT: male, 9.8°, female, 10.7°; Lepto-FFT: male, 10.8°, female, 11.4°; p < 0.001).

Conclusions

Our findings might serve as guidelines for setting the preferred CP according to FFT and sex.

Keywords: Three-dimensional facial images, Chin projection, Frontal facial type, Sex

INTRODUCTION

One of the main objectives of orthodontic treatment and/or orthognathic surgery is to improve facial harmony and beauty. Although the perception of these characteristics varies according to cultures, socioeconomic status, and era, clinicians have traditionally measured the distance, angulation, and proportion of hard and soft tissues to evaluate the facial type and profile.1 2 3 4 5 6 7 8

In terms of facial profile, the preferred chin projection has been well investigated because it has a strong impact on the harmony between the upper, middle, and lower face; the shape and contour of the lower lip; and the mentolabial sulcus.5 6 9 10 Although the chin can be placed in a normal position by orthognathic surgery, some patients prefer a slightly more retrusive or protrusive chin than a normal chin. The reasons for the difference in preferred chin projection among patients might be the following: first, the final goal of chin projection is different for clinicians and patients; and second, the effect of chin projection on frontal facial appearance has not been properly assessed.

The assessment of frontal facial type (FFT) is important because patients usually evaluate their face by using a mirror before and after orthodontic treatment and/or orthognathic surgery. The most commonly used index, which can describe the FFT, is the facial index.4 11 12 13 14 15 It represents the ratio between the height of the middle and lower face (soft-tissue nasion–soft-tissue gnathion) and the interzygomatic width (soft-tissue zy on the right side–soft-tissue zy on the left side) (Figure 1), and is classified as euryprosopic, mesoprosopic, or leptoprosopic.4 11 12 14 15

Although numerous two-dimensional methods, including silhouettes, photographs, and digitally modified images, have been used to investigate the preferred chin projection,2 16 17 18 19 these methods have some limitations in terms of evaluating the esthetic chin position, such as unrealistic impression and distortion of the facial images.5 20 21 Recently three-dimensional (3D) morphing programs have been introduced to predict soft-tissue changes related to orthodontic treatment and/or orthognathic surgery.22 23 These 3D morphing techniques can modify the extent of chin projection without distorting images of facial areas, thereby resulting in a more realistic impression of diverse facial types and profiles.

The perception of facial harmony and beauty can also vary according to the occupation and age of the evaluators, sex and age of the subjects, as well as other conditions.4 16 17 18 19 20 21 22 23 Therefore, to avoid bias, the experimental conditions should be standardized as follows: 1) the occupation of the evaluators should be the same; 2) the age of the evaluators should preferably match that of the patients to reflect trends in society (e.g., twenties and early thirties); 3) the same subjects should be evaluated by both male and female evaluators; and 4) the facial images should be realistic despite the extent of modification of chin projection.

Although numerous previous studies have investigated the preferred chin projection in the profile view by using samples from various ethnicities and evaluators from different professions,22 23 24 25 26 27 28 29 30 few studies have explored the relationship between an esthetically preferred chin projection and FFT. Therefore, the purpose of this study was to investigate the effects of FFT and sex on esthetically preferred chin projection in 3D facial images, especially in the Korean population. The null hypothesis was that there would be no significant difference in esthetically preferred chin projection in terms of FFT and sex.

MATERIALS AND METHODS

Determination of the FFT

The FFT was determined using the facial index, which is the ratio between the height of the middle and lower face (soft-tissue nasion–soft-tissue gnathion) and the interzygomatic width (soft-tissue zy on the right side–soft-tissue zy on the left side).14 The facial indices in each sex are enumerated in Table 1 according to the Martin-Saller scale.15

Six 3D facial images (three of men and three of women with Class I skeletal and dental relationships; and with the following three FFTs for each sex: euryprosopic [Eury-FFT], mesoprosopic [meso-FFT], and leptoprosopic [lepto-FFT]) were acquired using a 3D facial optical scanner (Morpheus 3D scanner; Morpheus Co., Ltd., Seoul, Korea). Consent for using the 3D images was obtained from the subjects. The actual height of the middle and lower face, interzygomatic width, and facial indices of the six 3D facial images are enumerated in Table 1.

Five types of chin projection in the three FFTs

Using the Morpheus 3D Aesthetic Solution software (ver. 2.0; Morpheus Co., Ltd.), the normal chin projection in each 3D facial image was set to 10° of the soft-tissue facial profile angle (glabella–subnasale-pogonion) based on the findings of previous studies on Korean adult facial profiles.6 7 8 The chin projections were then morphed by gradations of 2° from the normal projection (10°) (moderately protrusive [6°], slightly protrusive [8°], slightly retrusive [12°], and moderately retrusive [14°]). For each chin position, the survey participants were shown images in the 45° angled and 90° lateral views (Figures 2, 3, 4, 5, 6, 7).

Rating the preferred chin projection in the three FFTs

The survey participants were 75 dental students from the School of Dentistry, Seoul National University, Seoul, Korea (48 men and 27 women; mean age, 28.9 ±3.3 years), who were asked to rate the five chin projections (6°, 8°, 10°, 12°, and 14°) from the most to least esthetically preferred in each 3D image. Consent for the use of the participants' survey results was obtained.

Ethics declaration

This study was reviewed and approved by the Institutional Review Board of Seoul National University School of Dentistry, Seoul, Korea (S-D20140028).

Statistical analysis

The Kolmogorov-Smirnov test, Kruskal-Wallis test, and Bonferroni correction were performed for statistical analyses to determine the effect of FFT and sex on the preferred chin projection by using IBM SPSS Statistics for Windows ver. 21.0 (IBM Corp., Armonk, NY, USA). A value of p < 0.05 was considered statistically significant.

RESULTS

Comparison of the preferred chin projections according to the sex of the evaluators in each FFT

No significant difference was observed between the male and female evaluators in the distribution of the preferred chin projections in each FFT (Table 2). Therefore, the data were combined for further analysis.

Comparison of the preferred chin projections according to sex in each FFT

In Meso-FFT, the normal chin projection angle (10°) was the most preferred without any sex difference (n = 25/75 in male 3D images and n = 27/75 in female 3D images; Table 3). However, in Eury-FFT, the slightly protrusive chin projection angle (8°) was favored in male 3D images (n = 37/75), but the normal chin projection angle (10°) was preferred in female 3D images (n = 25/75) (Table 3). In Lepto-FFT, the normal chin projection angle (10°) was favored in male 3D images (n = 32/75), whereas the slightly retrusive chin projection angle (12°) was favored in female 3D images (n = 38/75) (Table 3).

The means of the preferred CP angles in each FFT were as follows; Eury-FFT: male, 8.7° and female, 9.9°; Meso-FFT: male, 9.8° and female, 10.7°; and Lepto-FFT: male, 10.8° and female, 11.4° (Table 3). A significant difference was observed in the preferred CP angle according to FFT (Eury-FFT male < [Meso-FFT male, Eury-FFT female, Meso-FFT female, Lepto-FFT male] < [Meso-FFT female, Lepto-FFT male, Lepto-FFT female]; p < 0.001; Table 3).

DISCUSSION

Several studies have investigated the preferred projection of the lip and chin in various ethnicities by using facial profiles.7 18 19 22 23 31 Coleman et al.7 reported that caucasian orthodontists and laypersons preferred a retrusive chin position in the normal profile. Based on their studies on Chinese participants, Soh et al.18 indicated that laypersons, dental students, and dental professionals preferred normal or bimaxillary retrusive facial profiles. Chong et al.19 also suggested that Chinese individuals preferred more retrusive chin positions than did Caucasian individuals. Similarly, Mantzikos31 reported that Japanese participants preferred normal, bimaxillary retrusion, bimaxillary protrusion, mandibular retrusion, and mandibular protrusion in the decreasing order of preference. On the basis of these studies, it can be assumed that a normal or slightly retrusive chin projection is preferred in diverse ethnicities. However, few studies have assessed the relationship between FFTs and preferred chin projection. In this study, we found a significant difference in the distribution of preferred chin projection according to FFTs and sex (Eury-FFT male < [Meso-FFT male, Eury-FFT female, Meso-FFT female, Lepto-FFT male] < [Meso-FFT female, Lepto-FFT male, Lepto-FFT female]; p < 0.001; Table 3).

The age of the survey participants is an important factor in determining the preferred chin projection. Park et al.32 reported that young adults (20–39 years old; mean age, 26 years) favored a straight facial profile, which was in accordance with the findings of this study. A normal chin projection (10°) was preferred in most facial types except for a slightly protrusive chin projection in the Eury-FFT male (n = 37/75; mean preferred angle, 8.7°) and a slightly retrusive chin projection in the Lepto-FFT female (n = 38/75; mean preferred angle, 11.4°) (Table 3). These results might be attributed to the similar age of the survey participants in this study (mean age, 28.9 ±3.3 years) and those in the study by Park et al.32 However, they demonstrated that middle-aged (40–54 years; mean age, 47 years) as well as older individuals (55–70 years; mean age, 62 years) preferred a slightly retrusive chin as an esthetically pleasing one. In addition, Shimomura et al.20 suggested that as one's age passes the thirties, one tends to prefer a slightly retrusive chin to a protrusive one. Therefore, future studies should include survey participants from various age groups.

The ratio between middle and lower facial height and interzygomatic width of the Eury-FFT was smaller than that of the Meso-FFT (less than 0.85 vs. between 0.85 and 0.89; Table 1). If the chin is retruded in the Eury-FFT, the interzygomatic width might be viewed as being relatively wider than that in the Meso-FFT. Therefore, a normal or slightly protrusive chin projection can be considered more esthetically acceptable than a retrusive chin projection. In the present study, a slightly protrusive chin projection (8°) was considered the most esthetically suitable for Eury-FFT male 3D images (n = 37/75; Table 3) and the second most acceptable for female Eury-FFT 3D images (n = 23/75; Table 3).

The ratio between middle and lower facial height and interzygomatic width of the Lepto-FFT was greater than that of the Meso-FFT (greater than 0.87 vs. between 0.84 and 0.87; Table 1). When the chin is protruded in the Lepto-FFT, the height from the soft-tissue nasion and soft-tissue gnathion can appear relatively longer because of the increased height of the lower third of the face. If the chin is retruded in the Lepto-FFT, the height of the lower face can appear shorter than its actual height and, as such, the retrusive chin projection may be preferred. In the present study, a slightly retrusive chin (12°) was the most preferred one for female Lepto-FFT 3D images (n = 38/75; Table 3) and the second most preferred for male Lepto-FFT 3D images (n = 20/72; Table 3).

Considering the specific relationships between FFT and sex is also very important. For example, in the male Eury-FFT 3D images, a slightly protrusive chin projection (8°) was the most preferred (Eury-FFT male < [Meso-FFT male, Lepto-FFT male]; p < 0.001; Table 3). This finding suggested that if orthognathic surgery or adjunctive esthetic surgery were planned for male patients with Class III relationships and a Eury-FFT, it would be better to establish a slightly protrusive chin projection, rather than a retrusive one, for ensuring the patient's satisfaction with the esthetic facial change. In addition, this finding may be related to a mature and responsible impression that is conveyed by a normal or slightly protrusive chin projection in males.

In the female Lepto-FFT 3D images, a slightly retrusive chin projection (12°) was considered the most esthetically pleasing ([Eury-FFT female, Meso-FFT female] < [Meso-FFT female, Lepto-FFT female]; p < 0.001; Table 3). For female patients with Class II relationships and a Lepto-FFT, a slightly retrusive chin projection, rather than a protrusive one, might be an esthetically appropriate treatment goal. This finding may be related to a feminine facial impression that is conveyed by a slightly retrusive chin projection in females.

A limitation of this study is that the survey was completed only by young adults who were dental students. In addition, the number of male survey participants was almost double that of female participants, and this might have influenced the results. Therefore, future studies should include survey participants with various occupational backgrounds and from different age groups with a similar proportion of sexes.

CONCLUSION

Since the preferred chin projection varied according to FFTs and sex, the null hypothesis was rejected.

These findings might serve as guidelines for setting the preferred chin projection according to FFT and sex.

Figures and Tables

Figure 1

Facial index represents the ratio between the height of the middle and lower face (soft-tissue nasion–soft-tissue gnathion) and the interzygomatic width (soft-tissue zy on the right side–soft-tissue zy on the left side).

Figure 2

Three-dimensional (3D) facial scan images of a man with an euryprosopic facial type and modification of the chin projection by changing the facial profile angle (glabella–subnasale-pogonion) by gradations of 2° (1, moderately retrusive [14°]; 2, slightly retrusive [12°]; 3, normal [10°]; 4, slightly protrusive [8°]; and 5, moderately protrusive [6°]) by using Morpheus 3D Aesthetic Solution software (ver. 2.0, Morpheus Co. Ltd., Seoul, Korea).

Figure 3

Three-dimensional facial scan images of a man with a mesoprosopic facial type and modification of the chin projection as described in the legend of Figure 2.

Figure 4

Three-dimensional facial scan images of a man with a leptoprosopic facial type and modification of the chin projection as described in the legend of Figure 2.

Figure 5

Three-dimensional facial scan images of a woman with an euryprosopic facial type and modification of the chin projection as described in the legend of Figure 2.

Figure 6

Three-dimensional facial scan images of a woman with a mesoprosopic facial type and modification of the chin projection as described in the legend of Figure 2.

Figure 7

Three-dimensional facial scan images of a woman with a leptoprosopic facial type and modification of the chin projection as described in the legend of Figure 2.

Table 1

Facial index

Facial index represents the ratio between the height of the middle and lower face (soft-tissue nasion–soft-tissue gnathion) and the interzygomatic width (soft-tissue zy on the right side– soft-tissue zy on the left side), as described by Martin and Saller.15 3D, Three dimensional.

Table 2

Distribution of the preferred chin projections in the same facial type according to the sex of the evaluator

3D, Three dimentional; Eury-FFT, euryprosopic frontal facial type; Meso-FFT, mesoprosopic frontal facial type; Lepto-FFT, leptoprosopic frontal facial type.

Male evaluator, n = 48; female evaluator, n = 27.

Kolmogorov-Smirnov test was performed.

Table 3

Comparison of the preferred chin projections in three-dimensional (3D) images of each frontal facial type according to sex

SD, Standard deviation; Eury-FFT, euryprosopic frontal facial type; Meso-FFT, mesoprosopic frontal facial type; Lepto-FFT, leptoprosopic frontal facial type; EM, Eury-FFT male; EF, Eury-FFT female; MM, Meso-FFT male; MF, Meso-FFT female; LM, Lepto-FFT male; LF, Lepto-FFT female.

The number of participants in this study : male, 75; female, 75.

Kruskal-Wallis test and Bonferroni correction were performed; ^*p < 0.001.

ACKNOWLEDGEMENTS

We would like to thank the participants who provided 3D facial scan images and Seoul National University dental students for their valuable contributions to this study.

Notes

The authors report no commercial, proprietary, or financial interest in the products or companies described in this article.

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